0001476765-20-000062.txt : 20200508 0001476765-20-000062.hdr.sgml : 20200508 20200508161402 ACCESSION NUMBER: 0001476765-20-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200506 FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golub David CENTRAL INDEX KEY: 0001298389 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00794 FILM NUMBER: 20860698 MAIL ADDRESS: STREET 1: 1125 PARK AVE. 7A CITY: NEW YORK STATE: NY ZIP: 10128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLUB CAPITAL BDC, Inc. CENTRAL INDEX KEY: 0001476765 IRS NUMBER: 471893276 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212.750.6060 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: GOLUB CAPITAL INVESTMENT Corp DATE OF NAME CHANGE: 20170511 FORMER COMPANY: FORMER CONFORMED NAME: Golub Capital BDC, Inc. DATE OF NAME CHANGE: 20100414 FORMER COMPANY: FORMER CONFORMED NAME: Golub Capital BDC LLC DATE OF NAME CHANGE: 20091113 4 1 wf-form4_158896882138698.xml FORM 4 X0306 4 2020-05-06 0 0001476765 GOLUB CAPITAL BDC, Inc. GBDC 0001298389 Golub David C/O GOLUB CAPITAL BDC, INC. 200 PARK AVENUE, 25TH FLOOR NEW YORK NY 10166 1 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2020-05-06 4 X 0 249593 9.17 A 1247968.022 I By GCOP LLC Common Stock, par value $0.001 per share 2020-05-06 4 X 0 887296 9.17 A 4436480.853 I By GEMS Fund, L.P. Common Stock, par value $0.001 per share 2020-05-06 4 X 0 1261609 9.17 A 2885853.042 I By GEMS Fund 4, L.P. Common Stock, par value $0.001 per share 2020-05-06 4 X 0 767873 9.17 A 767873 I By GGP Holdings L.P. Common Stock, par value $0.001 per share 2020-05-06 4 X 0 25077 9.17 A 125388.954 D Subscription Rights (Right to buy) 9.17 2020-05-06 4 X 0 100 0 D 2020-04-22 2020-05-06 Common Stock, par value $0.001 per share 100.0 0 I By GGP, Holdings L.P. Subscription Rights (Right to buy) 9.17 2020-05-06 4 X 0 767773 0 D 2020-05-04 2020-05-06 Common Stock, par value $0.001 per share 767773.0 0 I By GGP, Holdings L.P. Subscription Rights (Right to buy) 9.17 2020-05-06 4 X 0 887296 0 D 2020-04-08 2020-05-06 Common Stock, par value $0.001 per share 887296.0 0 I By GEMS Fund, L.P. Subscription Rights (Right to buy) 9.17 2020-05-06 4 X 0 406061 0 D 2020-04-08 2020-05-06 Common Stock, par value $0.001 per share 406061.0 0 I By GEMS Fund 4, L.P. Subscription Rights (Right to buy) 9.17 2020-05-06 4 X 0 855548 0 D 2020-05-04 2020-05-06 Common Stock, par value $0.001 per share 855548.0 0 I By GEMS Fund 4, L.P. Subscription Rights (Right to buy) 9.17 2020-05-06 4 X 0 249593 0 D 2020-04-08 2020-05-06 Common Stock, par value $0.001 per share 249593.0 0 I By GCOP LLC Subscription Rights (Right to buy) 9.17 2020-05-06 4 X 0 25077 0 D 2020-04-08 2020-05-06 Common Stock, par value $0.001 per share 25077.0 0 D Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein. Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity. /s/ David B. Golub 2020-05-08