0001476765-19-000085.txt : 20190918 0001476765-19-000085.hdr.sgml : 20190918 20190918163636 ACCESSION NUMBER: 0001476765-19-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190916 FILED AS OF DATE: 20190918 DATE AS OF CHANGE: 20190918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golub Lawrence E CENTRAL INDEX KEY: 0001311018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00794 FILM NUMBER: 191100113 MAIL ADDRESS: STREET 1: 555 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLUB CAPITAL BDC, Inc. CENTRAL INDEX KEY: 0001476765 IRS NUMBER: 471893276 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212.750.6060 MAIL ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 FORMER COMPANY: FORMER CONFORMED NAME: GOLUB CAPITAL INVESTMENT Corp DATE OF NAME CHANGE: 20170511 FORMER COMPANY: FORMER CONFORMED NAME: Golub Capital BDC, Inc. DATE OF NAME CHANGE: 20100414 FORMER COMPANY: FORMER CONFORMED NAME: Golub Capital BDC LLC DATE OF NAME CHANGE: 20091113 4 1 wf-form4_156883897916228.xml FORM 4 X0306 4 2019-09-16 0 0001476765 GOLUB CAPITAL BDC, Inc. GBDC 0001311018 Golub Lawrence E C/O GOLUB CAPITAL BDC, INC. 666 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10103 1 1 0 0 Chairman Common Stock, par value $0.001 per share 2019-09-16 4 A 0 947862 A 947862 I By GCOP LLC Common Stock, par value $0.001 per share 2019-09-16 4 A 0 3369613 A 3369613 I By GEMS Fund, L.P. Common Stock, par value $0.001 per share 2019-09-16 4 A 0 1582369 A 1582369 I By GEMS Fund 4, L.P. Acquired pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,095,794.220 shares of Golub Capital Investment Corporation ("GCIC") common stock. On the closing of the merger, the market price of GBDC common stock was $18.74. Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. Acquired pursuant to the Merger Agreement in exchange for 3,895,506.358 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74. Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein. Acquired pursuant to the Merger Agreement in exchange for 1,829,328.324 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74. Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. /s/ Lawrence E. Golub 2019-09-18