0001144204-19-045065.txt : 20190918 0001144204-19-045065.hdr.sgml : 20190918 20190918163604 ACCESSION NUMBER: 0001144204-19-045065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190916 FILED AS OF DATE: 20190918 DATE AS OF CHANGE: 20190918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Teune Ross CENTRAL INDEX KEY: 0001507343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00794 FILM NUMBER: 191100109 MAIL ADDRESS: STREET 1: 150 SOUTH WACKER DRIVE STREET 2: SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLUB CAPITAL BDC, Inc. CENTRAL INDEX KEY: 0001476765 IRS NUMBER: 471893276 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212.750.6060 MAIL ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 FORMER COMPANY: FORMER CONFORMED NAME: GOLUB CAPITAL INVESTMENT Corp DATE OF NAME CHANGE: 20170511 FORMER COMPANY: FORMER CONFORMED NAME: Golub Capital BDC, Inc. DATE OF NAME CHANGE: 20100414 FORMER COMPANY: FORMER CONFORMED NAME: Golub Capital BDC LLC DATE OF NAME CHANGE: 20091113 4 1 tv529619_4.xml OWNERSHIP DOCUMENT X0306 4 2019-09-16 0 0001476765 GOLUB CAPITAL BDC, Inc. GBDC 0001507343 Teune Ross C/O GOLUB CAPITAL BDC, INC. 666 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10103 0 1 0 0 CFO and Treasurer Common Stock, par value $0.001 per share 2019-09-16 4 A 0 576.983 A 576.983 I By GEMS Fund, L.P. Common Stock, par value $0.001 per share 2019-09-16 4 J 0 2372 0 A 15106 D Acquired by GEMS Fund, L.P. pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among Golub Capital Investment Corporation ("GCIC"), Golub Capital BDC, Inc. ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 3,895,506.358 shares of GCIC common stock. On the closing date of the merger, the market price of GBDC stock was $18.74. Owned indirectly by Mr. Teune through an investment in GEMS Fund, L.P. which upon settlement of the GBDC common stock acquired pursuant to the Merger Agreement, indirectly owns 3,369,613 shares of GBDC common stock. 2,372 shares granted by Golub Capital LLC pursuant to a grant agreement effective as of September 16, 2019 at a grant price of $18.13. Shares are restricted and will vest over three years beginning February 28, 2020. /s/ Ross A. Teune 2019-09-18