0001144204-11-046217.txt : 20110812
0001144204-11-046217.hdr.sgml : 20110812
20110812171451
ACCESSION NUMBER: 0001144204-11-046217
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110810
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golub David
CENTRAL INDEX KEY: 0001298389
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00794
FILM NUMBER: 111032253
MAIL ADDRESS:
STREET 1: 1125 PARK AVE. 7A
CITY: NEW YORK
STATE: NY
ZIP: 10128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golub Capital BDC, Inc.
CENTRAL INDEX KEY: 0001476765
IRS NUMBER: 272326940
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0910
BUSINESS ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-205-5050
MAIL ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 800
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Golub Capital BDC LLC
DATE OF NAME CHANGE: 20091113
4
1
v231983_form4.xml
OWNERSHIP DOCUMENT
X0304
4
2011-08-10
0
0001476765
Golub Capital BDC, Inc.
GBDC
0001298389
Golub David
C/O GOLUB CAPITAL BDC, INC.
150 SOUTH WACKER DRIVE, SUITE 800
CHICAGO
IL
60606
1
1
1
0
Chief Executive Officer
Common Stock, par value $0.001 per share
2011-08-10
4
P
0
17388
14.38
A
55483
I
By Golub Capital Incorporated
Common Stock, par value $0.001 per share
2011-08-11
4
P
0
9200
14.49
A
64683
I
By Golub Capital Incorporated
Common Stock, par value $0.001 per share
67303
I
By Golub Capital Management LLC
Common Stock, par value $0.001 per share
31746
I
By GC Service Company, LLC
Common Stock, par value $0.001 per share
6349
I
By GCI Operations LLC
Common Stock, par value $0.001 per share
73222
D
Common Stock, par value $0.001 per share
1981791
I
By Golub Capital Company IV, LLC
Common Stock, par value $0.001 per share
3486217
I
By Golub Capital Company V LLC
Common Stock, par value $0.001 per share
1764807
I
By Golub Capital Company VI LLC
Common Stock, par value $0.001 per share
1752048
I
By GEMS Fund, L.P.
Common Stock, par value $0.001 per share
1380
I
By GC Advisors LLC
Due to his control of and ownership interest in Golub Capital Incorporated, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of Golub Capital Incorporated and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of shares of Common Stock held by Golub Capital Incorporated except to the extent of his pecuniary interest therein. Upon settlement of the shares acquired on 08/10/2011 and 08/11/2011, 10,000 shares will be transferred to Golub Capital Management LLC.
Due to his control of and ownership interest in Golub Capital Management LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of Golub Capital Management LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of shares of Common Stock held by Golub Capital Management LLC except to the extent of his pecuniary interest therein.
Due to his control of and ownership interest in GC Service Company, LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Service Company, LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of shares of Common Stock held by GC Service Company, LLC except to the extent of his pecuniary interest therein.
Due to his control of and ownership interest in GCI Operations LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GCI Operations LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of shares of Common Stock held by GCI Operations LLC except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of Golub Capital Management LLC, the investment advisor of Golub Capital Company IV, LLC. Due to his control of and ownership interest in Golub Capital Company IV, LLC, which directly owns 1,981,791 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company IV, LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of Golub Capital Management LLC, the investment advisor of Golub Capital Company V LLC. Due to his control of and ownership interest in Golub Capital Company V LLC, which directly owns 3,486,217 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company V LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of Golub Capital Management LLC, the investment advisor of Golub Capital Company VI LLC. Due to his control of and ownership interest in Golub Capital Company VI LLC, which directly owns 1,764,807 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company VI LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of GC Advisors LLC, the investment advisor of GEMS Fund, L.P. Due to his control of and ownership interest in GEMS Fund, L.P., which directly owns 1,752,048 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of GEMS Fund, L.P. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Due to his control of and ownership interest in GC Advisors LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Advisors LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GC Advisors LLC except to the extent of his pecuniary interest therein.
/s/ David B. Golub
2011-08-12