| | | | | S-1 | | | |
| | | | | S-7 | | | |
| | | | | S-10 | | | |
| | | | | S-12 | | | |
| | | | | S-16 | | | |
| | | | | S-18 | | | |
| | | | | S-19 | | | |
| | | | | S-20 | | | |
| | | | | S-23 | | | |
| | | | | S-35 | | | |
| | | | | S-40 | | | |
| | | | | S-47 | | | |
| | | | | S-48 | | | |
| | | | | S-49 | | |
| | | | | 1 | | | |
| | | | | 5 | | | |
| | | | | 8 | | | |
| | | | | 11 | | | |
| | | | | 13 | | | |
| | | | | 14 | | | |
| | | | | 15 | | | |
| | | | | 18 | | | |
| | | | | 40 | | | |
| | | | | 41 | | | |
| | | | | 44 | | | |
| | | | | 46 | | | |
| | | | | 55 | | | |
| | | | | 60 | | | |
| | | | | 61 | | | |
| | | | | 63 | | | |
| | | | | 65 | | | |
| | | | | 76 | | | |
| | | | | 77 | | | |
| | | | | 78 | | | |
| | | | | 80 | | | |
| | | | | 80 | | | |
| | | | | 80 | | | |
| | | | | 81 | | |
| | |
Years ended September 30,
|
| |||||||||||||||||||||||||||
Per share data:(1)
|
| |
2019
|
| |
2018
|
| |
2017
|
| |
2016
|
| |
2015
|
| |||||||||||||||
Net asset value at beginning of period
|
| | | $ | 16.10 | | | | | $ | 16.08 | | | | | $ | 15.96 | | | | | $ | 15.80 | | | | | $ | 15.55 | | |
Net increase in net assets as a result of issuance of DRIP shares(2)
|
| | | | 0.01 | | | | | | 0.01 | | | | | | 0.01 | | | | | | 0.06 | | | | | | — | | |
Net increase in net assets as a result of issuance of shares(3)
|
| | | | 3.17 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Net increase in net assets as a result of public offering
|
| | | | — | | | | | | — | | | | | | 0.19 | | | | | | 0.05 | | | | | | 0.09 | | |
Distributions declared: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
From net investment
income |
| | | | (1.27) | | | | | | (1.31) | | | | | | (1.51) | | | | | | (1.04) | | | | | | (1.18) | | |
From capital gains
|
| | | | (0.13) | | | | | | (0.05) | | | | | | (0.02) | | | | | | (0.24) | | | | | | (0.10) | | |
From return of capital
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Net investment income
|
| | | | 1.36 | | | | | | 1.27 | | | | | | 1.23 | | | | | | 1.25 | | | | | | 1.20 | | |
Net realized gain (loss) on investments and foreign currency transactions
|
| | | | (0.07) | | | | | | 0.29 | | | | | | 0.16 | | | | | | 0.12 | | | | | | 0.19 | | |
Net change in unrealized
appreciation (depreciation) on investments and foreign currency translation |
| | | | (2.41) | | | | | | (0.19) | | | | | | 0.06 | | | | | | (0.04) | | | | | | 0.05 | | |
Net asset value at end of
period |
| | | $ | 16.76 | | | | | $ | 16.10 | | | | | $ | 16.08 | | | | | $ | 15.96 | | | | | $ | 15.80 | | |
Per share market value at end of
period |
| | | $ | 18.84 | | | | | $ | 18.75 | | | | | $ | 18.82 | | | | | $ | 18.57 | | | | | $ | 15.98 | | |
Total return based on market value(4)
|
| | | | 8.80% | | | | | | 7.65% | | | | | | 10.23% | | | | | | 25.36% | | | | | | (8.21)% | | |
Number of common shares outstanding
|
| | | | 132,658,200 | | | | | | 60,165,454 | | | | | | 59,577,293 | | | | | | 55,059,067 | | | | | | 51,300,193 | | |
| | |
Years ended September 30,
|
| |||||||||||||||||||||||||||
Per share data(1):
|
| |
2014
|
| |
2013
|
| |
2012
|
| |
2011
|
| |
2010
|
| |||||||||||||||
Net asset value at beginning of period
|
| | | $ | 15.21 | | | | | $ | 14.60 | | | | | $ | 14.56 | | | | | $ | 14.71 | | | | | | N/A(5) | | |
Net increase in net assets as a result of public offering
|
| | | | 0.18 | | | | | | 0.57 | | | | | | 0.04 | | | | | | 0.06 | | | | | | N/A(5) | | |
Costs related to public offering
|
| | | | — | | | | | | (0.03) | | | | | | (0.03) | | | | | | (0.04) | | | | | | N/A(5) | | |
Dividends and distributions declared:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
From net investment income
|
| | | | (1.22) | | | | | | (1.15) | | | | | | (1.24) | | | | | | (1.18) | | | | | | N/A(5) | | |
From capital gains
|
| | | | (0.06) | | | | | | — | | | | | | — | | | | | | (0.08) | | | | | | N/A(5) | | |
From return of capital
|
| | | | — | | | | | | (0.13) | | | | | | (0.04) | | | | | | — | | | | | | N/A(5) | | |
Net investment income
|
| | | | 1.26 | | | | | | 1.29 | | | | | | 1.15 | | | | | | 1.16 | | | | | | N/A(5) | | |
Net realized gain (loss) on investments
|
| | | | 0.11 | | | | | | (0.04) | | | | | | (0.23) | | | | | | 0.11 | | | | | | N/A(5) | | |
Net realized gain on derivative instruments
|
| | | | — | | | | | | — | | | | | | 0.09 | | | | | | — | | | | | | N/A(5) | | |
Net change in unrealized appreciation (depreciation) on investments
|
| | | | 0.07 | | | | | | 0.10 | | | | | | 0.22 | | | | | | (0.08) | | | | | | N/A(5) | | |
Net change in unrealized appreciation (depreciation) on derivative instruments
|
| | | | — | | | | | | — | | | | | | 0.08 | | | | | | (0.09) | | | | | | N/A(5) | | |
Net change in unrealized appreciation (depreciation) on secured borrowings
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | N/A(5) | | |
Net asset value at ending of
period |
| | | $ | 15.55 | | | | | $ | 15.21 | | | | | $ | 14.60 | | | | | $ | 14.56 | | | | | $ | 14.71 | | |
Per share market value at end of period
|
| | | $ | 15.95 | | | | | $ | 17.32 | | | | | $ | 15.90 | | | | | $ | 14.85 | | | | | $ | 15.30 | | |
Total return based on market value(2)
|
| | | | (0.52)% | | | | | | 16.98% | | | | | | 15.69% | | | | | | 5.36% | | | | | | N/A(5) | | |
Total return based on average net
asset value/members’ equity |
| | | | 9.39% | | | | | | 9.03% | | | | | | 8.86% | | | | | | 7.30% | | | | | | 14.33% | | |
Shares outstanding at end of
period |
| | | | 47,119,498 | | | | | | 43,282,932 | | | | | | 25,688,101 | | | | | | 21,733,903 | | | | | | 17,712,444 | | |
| | |
As of June 30, 2020
|
| ||||||||||||
| | |
Actual
|
| |
As Adjusted
|
| |
As Further
Adjusted |
| ||||||
Assets:
|
| | | | | | | | | | | | | | | |
Cash and cash equivalents, restricted cash and cash equivalents
|
| | | $ | 116,850 | | | | | $ | 116,196 | | | | | |
Investments, at fair value
|
| | | | 4,250,370 | | | | | | 4,250,370 | | | | | |
Other assets
|
| | | | 24,500 | | | | | | 24,500 | | | | | |
Total assets
|
| | | | 4,391,720 | | | | | | 4,391,066 | | | | | |
Liabilities: | | | | | | | | | | | | | | | | |
Debt
|
| | | $ | 2,008,572 | | | | | $ | 2,008,572 | | | | | |
Less unamortized debt issuance costs
|
| | | | 4,597 | | | | | | 5,251 | | | | | |
Debt less unamortized debt issuance cost
|
| | | | 2,003,975 | | | | | | 2,003,321 | | | | | |
Other liabilities
|
| | | | 37,692 | | | | | | 37,692 | | | | | |
Total liabilities
|
| | | | 2,041,667 | | | | | | 2,041,013 | | | | | |
Net assets: | | | | | | | | | | | | | | | | |
Common stock, par value $0.001 per share; 200,000,000 shares authorized, 167,259,511 shares issued and outstanding as of June 30, 2020, as adjusted and further adjusted
|
| | | | 167 | | | | | | 167 | | | | | |
Paid in capital in excess of par
|
| | | | 2,631,233 | | | | | | 2,631,233 | | | | | |
Distributable earnings
|
| | | | (281,347) | | | | | | (281,347) | | | | | |
Total net assets
|
| | | | 2,350,053 | | | | | | 2,350,053 | | | | | |
Net asset value per common share
|
| | | $ | 14.05 | | | | | $ | 14.05 | | | | | |
Total Capitalization
|
| | | $ | 4,391,720 | | | | | $ | 4,391,066 | | | | | |
Class and Year
|
| |
Total Amount
Outstanding Exclusive of Treasury Securities(1) |
| |
Asset Coverage
per Unit(2) |
| |
Involuntary
Liquidating Preference per Unit(3) |
| |
Average
Market Value per Unit(4) |
| ||||||||||||
| | |
(In thousands)
|
| | | | | | | | | | | | | | | | | | | |||
TRS | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2011
|
| | | $ | 77,986 | | | | | $ | 2,240 | | | | | | — | | | | | | N/A | | |
2010 Debt Securitization | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2010
|
| | | $ | 174,000 | | | | | $ | 2,487 | | | | | | — | | | | | | N/A | | |
September 30, 2011
|
| | | $ | 174,000 | | | | | $ | 2,240 | | | | | | — | | | | | | N/A | | |
September 30, 2012
|
| | | $ | 174,000 | | | | | $ | 2,632 | | | | | | — | | | | | | N/A | | |
September 30, 2013
|
| | | $ | 203,000 | | | | | $ | 3,717 | | | | | | — | | | | | | N/A | | |
September 30, 2014
|
| | | $ | 215,000 | | | | | $ | 2,491 | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 215,000 | | | | | $ | 2,373 | | | | | | — | | | | | | N/A | | |
September 30, 2016
|
| | | $ | 215,000 | | | | | $ | 2,488 | | | | | | — | | | | | | N/A | | |
September 30, 2017
|
| | | $ | 205,000 | | | | | $ | 2,852 | | | | | | — | | | | | | N/A | | |
2014 Debt Securitization | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2014
|
| | | $ | 246,000 | | | | | $ | 2,491 | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 246,000 | | | | | $ | 2,373 | | | | | | — | | | | | | N/A | | |
September 30, 2016
|
| | | $ | 246,000 | | | | | $ | 2,488 | | | | | | — | | | | | | N/A | | |
September 30, 2017
|
| | | $ | 246,000 | | | | | $ | 2,852 | | | | | | — | | | | | | N/A | | |
September 30, 2018
|
| | | $ | 197,483 | | | | | $ | 2,695 | | | | | | — | | | | | | N/A | | |
September 30, 2019
|
| | | $ | 126,334 | | | | | $ | 2,203 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 80,527 | | | | | $ | 2,358 | | | | | | — | | | | | | N/A | | |
2018 Debt Securitization | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2019
|
| | | $ | 408,200 | | | | | $ | 2,203 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 408,200 | | | | | $ | 2,358 | | | | | | — | | | | | | N/A | | |
GCIC 2018 Debt Securitization(5) | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2019
|
| | | $ | 541,023 | | | | | $ | 2,203 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 541,926 | | | | | $ | 2,358 | | | | | | — | | | | | | N/A | | |
Credit Facility | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2011
|
| | | $ | 2,383 | | | | | $ | 2,240 | | | | | | — | | | | | | N/A | | |
September 30, 2012
|
| | | $ | 54,800 | | | | | $ | 2,632 | | | | | | — | | | | | | N/A | | |
September 30, 2013
|
| | | $ | 29,600 | | | | | $ | 3,717 | | | | | | — | | | | | | N/A | | |
September 30, 2014
|
| | | $ | 27,400 | | | | | $ | 2,491 | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 127,350 | | | | | $ | 2,373 | | | | | | — | | | | | | N/A | | |
September 30, 2016
|
| | | $ | 126,700 | | | | | $ | 2,488 | | | | | | — | | | | | | N/A | | |
September 30, 2017
|
| | | $ | 63,100 | | | | | $ | 2,852 | | | | | | — | | | | | | N/A | | |
September 30, 2018
|
| | | $ | 136,000 | | | | | $ | 2,695 | | | | | | — | | | | | | N/A | | |
Class and Year
|
| |
Total Amount
Outstanding Exclusive of Treasury Securities(1) |
| |
Asset Coverage
per Unit(2) |
| |
Involuntary
Liquidating Preference per Unit(3) |
| |
Average
Market Value per Unit(4) |
| ||||||||||||
| | |
(In thousands)
|
| | | | | | | | | | | | | | | | | | | |||
MS Credit Facility | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2018
|
| | | $ | 234,700 | | | | | $ | 2,695 | | | | | | — | | | | | | N/A | | |
MS Credit Facility II | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2019
|
| | | $ | 259,946 | | | | | $ | 2,203 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 325,831 | | | | | $ | 2,358 | | | | | | — | | | | | | N/A | | |
WF Credit Facility | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2019
|
| | | $ | 253,847 | | | | | $ | 2,203 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 214,358 | | | | | $ | 2,358 | | | | | | — | | | | | | N/A | | |
DB Credit Facility | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2019
|
| | | $ | 248,042 | | | | | $ | 2,203 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 150,280 | | | | | $ | 2,358 | | | | | | — | | | | | | N/A | | |
Revolver | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2014
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
Adviser Revolver | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2013
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
September 30, 2014
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
September 30, 2019
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 0 | | | | | $ | 2,358 | | | | | | — | | | | | | N/A | | |
SBA Debentures | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2011
|
| | | $ | 61,300 | | | | | $ | 2,240 | | | | | | — | | | | | | N/A | | |
September 30, 2012
|
| | | $ | 123,500 | | | | | $ | 2,632 | | | | | | — | | | | | | N/A | | |
September 30, 2013
|
| | | $ | 179,500 | | | | | $ | 3,717 | | | | | | — | | | | | | N/A | | |
September 30, 2014
|
| | | $ | 208,750 | | | | | $ | 2,491 | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 225,000 | | | | | $ | 2,373 | | | | | | — | | | | | | N/A | | |
September 30, 2016
|
| | | $ | 277,000 | | | | | $ | 2,488 | | | | | | — | | | | | | N/A | | |
September 30, 2017
|
| | | $ | 267,000 | | | | | $ | 2,852 | | | | | | — | | | | | | N/A | | |
September 30, 2018
|
| | | $ | 277,500 | | | | | $ | 2,695 | | | | | | — | | | | | | N/A | | |
September 30, 2019
|
| | | $ | 287,000 | | | | | $ | 2,203 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 287,450 | | | | | $ | 2,358 | | | | | | — | | | | | | N/A | | |
Class and Year
|
| |
Total Amount
Outstanding Exclusive of Treasury Securities(1) |
| |
Asset Coverage
per Unit(2) |
| |
Involuntary
Liquidating Preference per Unit(3) |
| |
Average
Market Value per Unit(4) |
| ||||||||||||
| | |
(In thousands)
|
| | | | | | | | | | | | | | | | | | | |||
Total Debt(6) | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2010
|
| | | $ | 174,000 | | | | | $ | 2,487 | | | | | | — | | | | | | N/A | | |
September 30, 2011
|
| | | $ | 254,369 | | | | | $ | 2,240 | | | | | | — | | | | | | N/A | | |
September 30, 2012
|
| | | $ | 228,800 | | | | | $ | 2,632 | | | | | | — | | | | | | N/A | | |
September 30, 2013
|
| | | $ | 232,600 | | | | | $ | 3,717 | | | | | | — | | | | | | N/A | | |
September 30, 2014
|
| | | $ | 488,400 | | | | | $ | 2,491 | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 588,250 | | | | | $ | 2,373 | | | | | | — | | | | | | N/A | | |
September 30, 2016
|
| | | $ | 587,700 | | | | | $ | 2,488 | | | | | | — | | | | | | N/A | | |
September 30, 2017
|
| | | $ | 514,100 | | | | | $ | 2,852 | | | | | | — | | | | | | N/A | | |
September 30, 2018
|
| | | $ | 568,183 | | | | | $ | 2,695 | | | | | | — | | | | | | N/A | | |
September 30, 2019
|
| | | $ | 1,837,392 | | | | | $ | 2,203 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)(7)(8)
|
| | | $ | 1,721,122 | | | | | $ | 2,358 | | | | | | — | | | | | | N/A | | |
Underwriter
|
| |
Principal
Amount |
| |||
J.P. Morgan Securities LLC
|
| | | $ | | | |
SMBC Nikko Securities America, Inc.
|
| | | | | | |
Morgan Stanley & Co. LLC
|
| | | | | | |
MUFG Securities Americas Inc.
|
| | | | | | |
Total
|
| | | $ | | |
| | |
Per Note
|
| |
Total
|
| ||||||
Public Offering Price
|
| | | | % | | | | | $ | | | |
Underwriting discount (sales load)
|
| | | | % | | | | | $ | | | |
Proceeds, before expenses, to us
|
| | | | % | | | | | $ | | |
| | | | | 1 | | | |
| | | | | 5 | | | |
| | | | | 8 | | | |
| | | | | 11 | | | |
| | | | | 13 | | | |
| | | | | 14 | | | |
| | | | | 15 | | | |
| | | | | 18 | | | |
| | | | | 40 | | | |
| | | | | 41 | | | |
| | | | | 44 | | | |
| | | | | 46 | | | |
| | | | | 55 | | | |
| | | | | 60 | | | |
| | | | | 61 | | | |
| | | | | 63 | | | |
| | | | | 65 | | | |
| | | | | 76 | | | |
| | | | | 77 | | | |
| | | | | 78 | | | |
| | | | | 80 | | | |
| | | | | 80 | | | |
| | | | | 80 | | | |
| | | | | 81 | | |
| Stockholder transaction expenses: | | | | | | | |
|
Sales load (as a percentage of offering price)
|
| | | | —%(1) | | |
|
Offering expenses (as a percentage of offering price)
|
| | | | —%(2) | | |
|
Dividend reinvestment plan expenses
|
| |
None(3)
|
| |||
|
Total stockholder transaction expenses (as a percentage of offering price)
|
| | | | —% | | |
| Annual expenses (as a percentage of net assets attributable to common stock): | | | | | | | |
|
Management fees
|
| | | | 2.73%(4) | | |
|
Incentive fees payable under the Investment Advisory Agreement
|
| | | | 1.55%(5) | | |
|
Interest payments on borrowed funds
|
| | | | 4.40%(6) | | |
|
Other expenses
|
| | | | 0.60%(7) | | |
|
Acquired fund fees and expenses
|
| | | | 0.03%(8) | | |
|
Total annual expenses
|
| | | | 9.31%(9) | | |
You would pay the following expenses on a $1,000 investment
|
| |
1 year
|
| |
3 years
|
| |
5 years
|
| |
10 years
|
| ||||||||||||
Assuming a 5% annual return (assumes no return from net realized capital
gains or net unrealized capital appreciation) |
| | | $ | 78 | | | | | $ | 226 | | | | | $ | 367 | | | | | $ | 686 | | |
Assuming a 5% annual return (assumes return entirely from realized capital gains and thus subject to the capital gain incentive fee)
|
| | | $ | 88 | | | | | $ | 253 | | | | | $ | 406 | | | | | $ | 742 | | |
Period
|
| |
NAV(1)
|
| |
Closing Sales Price
|
| |
Premium
of High Sales Price |
| |
Premium
(Discount) of Low Sales Price to NAV(2) |
| |
Dividends
and Distributions Declared |
| |||||||||||||||||||||
|
High
|
| |
Low
|
| ||||||||||||||||||||||||||||||||
Fiscal year ending September 30, 3019 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Third quarter (through June 25, 2019)
|
| | | | N/A | | | | | $ | 18.43 | | | | | $ | 17.34 | | | | | | N/A | | | | | | N/A | | | | | $ | 0.32(3) | | |
Second quarter
|
| | | $ | 15.95 | | | | | $ | 18.65 | | | | | $ | 16.62 | | | | | | 16.9% | | | | | | 4.2% | | | | | $ | 0.32 | | |
First quarter
|
| | | $ | 15.97 | | | | | $ | 19.01 | | | | | $ | 16.38 | | | | | | 19.0% | | | | | | 2.6% | | | | | $ | 0.44(4) | | |
Fiscal year ending September 30, 2018 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fourth quarter
|
| | | $ | 16.10 | | | | | $ | 19.14 | | | | | $ | 18.40 | | | | | | 18.9% | | | | | | 14.3% | | | | | $ | 0.32 | | |
Third quarter
|
| | | $ | 16.15 | | | | | $ | 18.67 | | | | | $ | 17.83 | | | | | | 15.6% | | | | | | 10.4% | | | | | $ | 0.32 | | |
Second quarter
|
| | | $ | 16.11 | | | | | $ | 18.44 | | | | | $ | 17.62 | | | | | | 14.5% | | | | | | 9.4% | | | | | $ | 0.32 | | |
First quarter
|
| | | $ | 16.04 | | | | | $ | 19.41 | | | | | $ | 18.20 | | | | | | 21.0% | | | | | | 13.5% | | | | | $ | 0.40(5) | | |
Fiscal year ended September 30, 2017 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fourth quarter
|
| | | $ | 16.08 | | | | | $ | 19.71 | | | | | $ | 18.24 | | | | | | 22.6% | | | | | | 13.4% | | | | | $ | 0.32 | | |
Third quarter
|
| | | $ | 16.01 | | | | | $ | 20.44 | | | | | $ | 19.10 | | | | | | 27.7% | | | | | | 19.3% | | | | | $ | 0.32 | | |
Second quarter
|
| | | $ | 15.88 | | | | | $ | 19.88 | | | | | $ | 18.38 | | | | | | 25.2% | | | | | | 15.7% | | | | | $ | 0.32 | | |
First quarter
|
| | | $ | 15.74 | | | | | $ | 18.76 | | | | | $ | 17.55 | | | | | | 19.2% | | | | | | 11.5% | | | | | $ | 0.57(6) | | |
Class and Year
|
| |
Total Amount
Outstanding Exclusive of Treasury Securities(1) |
| |
Asset Coverage
per Unit(2) |
| |
Involuntary
Liquidating Preference per Unit(3) |
| |
Average
Market Value per Unit(4) |
| ||||||||||||
| | |
(In thousands)
|
| | | | ||||||||||||||||||
Retired Credit Facility | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2008
|
| | | $ | 123,083 | | | | | $ | 1,137 | | | | | | — | | | | | | N/A | | |
September 30, 2009
|
| | | $ | 315,306 | | | | | $ | 1,294 | | | | | | — | | | | | | N/A | | |
TRS | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2011
|
| | | $ | 77,986 | | | | | $ | 2,240 | | | | | | — | | | | | | N/A | | |
2010 Debt Securitization | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2010
|
| | | $ | 174,000 | | | | | $ | 2,487 | | | | | | — | | | | | | N/A | | |
September 30, 2011
|
| | | $ | 174,000 | | | | | $ | 2,240 | | | | | | — | | | | | | N/A | | |
September 30, 2012
|
| | | $ | 174,000 | | | | | $ | 2,632 | | | | | | — | | | | | | N/A | | |
September 30, 2013
|
| | | $ | 203,000 | | | | | $ | 3,717 | | | | | | — | | | | | | N/A | | |
September 30, 2014
|
| | | $ | 215,000 | | | | | $ | 2,491 | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 215,000 | | | | | $ | 2,373 | | | | | | — | | | | | | N/A | | |
September 30, 2016
|
| | | $ | 215,000 | | | | | $ | 2,488 | | | | | | — | | | | | | N/A | | |
September 30, 2017
|
| | | $ | 205,000 | | | | | $ | 2,852 | | | | | | — | | | | | | N/A | | |
2014 Debt Securitization | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2014
|
| | | $ | 246,000 | | | | | $ | 2,491 | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 246,000 | | | | | $ | 2,373 | | | | | | — | | | | | | N/A | | |
September 30, 2016
|
| | | $ | 246,000 | | | | | $ | 2,488 | | | | | | — | | | | | | N/A | | |
September 30, 2017
|
| | | $ | 246,000 | | | | | $ | 2,852 | | | | | | — | | | | | | N/A | | |
September 30, 2018
|
| | | $ | 197,483 | | | | | $ | 2,695 | | | | | | — | | | | | | N/A | | |
March 31, 2019 (unaudited)
|
| | | $ | 179,443 | | | | | $ | 2,250 | | | | | | — | | | | | | N/A | | |
2018 Debt Securitization | | | | | | | | | | | | | | | | | | | | | | | | | |
March 31, 2019 (unaudited)
|
| | | $ | 408,200 | | | | | $ | 2,250 | | | | | | — | | | | | | N/A | | |
Credit Facility | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2011
|
| | | $ | 2,383 | | | | | $ | 2,240 | | | | | | — | | | | | | N/A | | |
September 30, 2012
|
| | | $ | 54,800 | | | | | $ | 2,632 | | | | | | — | | | | | | N/A | | |
September 30, 2013
|
| | | $ | 29,600 | | | | | $ | 3,717 | | | | | | — | | | | | | N/A | | |
September 30, 2014
|
| | | $ | 27,400 | | | | | $ | 2,491 | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 127,250 | | | | | $ | 2,373 | | | | | | — | | | | | | N/A | | |
September 30, 2016
|
| | | $ | 126,700 | | | | | $ | 2,488 | | | | | | — | | | | | | N/A | | |
September 30, 2017
|
| | | $ | 63,100 | | | | | $ | 2,852 | | | | | | — | | | | | | N/A | | |
September 30, 2018
|
| | | $ | 136,000 | | | | | $ | 2,695 | | | | | | — | | | | | | N/A | | |
Class and Year
|
| |
Total Amount
Outstanding Exclusive of Treasury Securities(1) |
| |
Asset Coverage
per Unit(2) |
| |
Involuntary
Liquidating Preference per Unit(3) |
| |
Average
Market Value per Unit(4) |
| ||||||||||||
| | |
(In thousands)
|
| | | | ||||||||||||||||||
MS Credit Facility | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2018
|
| | | $ | 234,700 | | | | | $ | 2,695 | | | | | | — | | | | | | N/A | | |
MS Credit Facility II | | | | | | | | | | | | | | | | | | | | | | | | | |
March 31, 2019 (unaudited)
|
| | | $ | 176,530 | | | | | $ | 2,250 | | | | | | — | | | | | | N/A | | |
Revolver | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2014
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
Adviser Revolver | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2016
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
September 30, 2017
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
September 30, 2018
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
March 31, 2019 (unaudited)
|
| | | $ | 0 | | | | | | N/A | | | | | | — | | | | | | N/A | | |
SBA Debentures | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2011
|
| | | $ | 61,300 | | | | | $ | 2,240 | | | | | | — | | | | | | N/A | | |
September 30, 2012
|
| | | $ | 123,500 | | | | | $ | 2,632 | | | | | | — | | | | | | N/A | | |
September 30, 2013
|
| | | $ | 179,500 | | | | | $ | 3,717 | | | | | | — | | | | | | N/A | | |
September 30, 2014
|
| | | $ | 208,750 | | | | | $ | 2,491 | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 225,000 | | | | | $ | 2,373 | | | | | | — | | | | | | N/A | | |
September 30, 2016
|
| | | $ | 277,000 | | | | | $ | 2,488 | | | | | | — | | | | | | N/A | | |
September 30, 2017
|
| | | $ | 267,000 | | | | | $ | 2,852 | | | | | | — | | | | | | N/A | | |
September 30, 2018
|
| | | $ | 277,500 | | | | | $ | 2,695 | | | | | | — | | | | | | N/A | | |
March 31, 2019 (unaudited)
|
| | | $ | 287,000 | | | | | $ | 2,250 | | | | | | — | | | | | | N/A | | |
Total Debt(5) | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2008
|
| | | $ | 123,083 | | | | | $ | 1,137 | | | | | | — | | | | | | N/A | | |
September 30, 2009
|
| | | $ | 315,306 | | | | | $ | 1,294 | | | | | | — | | | | | | N/A | | |
September 30, 2010
|
| | | $ | 174,000 | | | | | $ | 2,487 | | | | | | — | | | | | | N/A | | |
September 30, 2011
|
| | | $ | 254,369 | | | | | $ | 2,240 | | | | | | — | | | | | | N/A | | |
September 30, 2012
|
| | | $ | 228,800 | | | | | $ | 2,632 | | | | | | — | | | | | | N/A | | |
September 30, 2013
|
| | | $ | 232,600 | | | | | $ | 3,717 | | | | | | — | | | | | | N/A | | |
September 30, 2014
|
| | | $ | 488,400 | | | | | $ | 2,491 | | | | | | — | | | | | | N/A | | |
September 30, 2015
|
| | | $ | 588,250 | | | | | $ | 2,373 | | | | | | — | | | | | | N/A | | |
September 30, 2016
|
| | | $ | 587,700 | | | | | $ | 2,488 | | | | | | — | | | | | | N/A | | |
September 30, 2017
|
| | | $ | 514,100 | | | | | $ | 2,852 | | | | | | — | | | | | | N/A | | |
September 30, 2018
|
| | | $ | 568,183 | | | | | $ | 2,695 | | | | | | — | | | | | | N/A | | |
March 31, 2019 (unaudited)
|
| | | $ | 764,173 | | | | | $ | 2,250 | | | | | | — | | | | | | N/A | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
1A Smart Start LLC
|
| |
500 E Dallas Rd
Suite 100 Grapevine, TX 76051 |
| |
Home and Office
Furnishings, Housewares, and Durable Consumer |
| | Senior loan~ | | | L + 4.50%(a) | | |
7.00%
|
| |
02/2022
|
| |
$846
|
| | | | — | | |
Abita Brewing Co., L.L.C.
|
| |
21084 Highway 36
Covington, LA 70433 |
| |
Beverage, Food and
Tobacco |
| | One stop | | | L + 5.75%(a) | | |
8.25%
|
| |
04/2021
|
| |
6,939
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
04/2021
|
| |
—
|
| | | | — | | |
Accela, Inc.
|
| |
2633 Camino Ramon,
Suite 500 San Ramo, CA 94583 |
| |
Diversified/ Conglomerate Service |
| | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
09/2023
|
| |
5,050
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25%(c) | | |
8.85%
|
| |
09/2023
|
| |
46
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
167
|
| | | | 0.1% | | |
Active Day, Inc.
|
| |
6 Neshaminy Interplex
Suite 401 Trevose, PA 19053 |
| |
Healthcare, Education
and Childcare |
| | One stop | | | L + 6.00%(c) | | |
8.60%
|
| |
12/2021
|
| |
12,801
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.00%(c) | | |
8.60%
|
| |
12/2021
|
| |
988
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.00%(c) | | |
8.60%
|
| |
12/2021
|
| |
637
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.00%(c) | | |
8.60%
|
| |
12/2021
|
| |
440
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00%(c) | | |
8.60%
|
| |
12/2021
|
| |
49
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
370
|
| | | | 0.5% | | |
Acuity Eyecare Holdings,
LLC |
| |
211 East Broadway
Alton, IL 62002 |
| |
Healthcare, Education
and Childcare |
| | One stop | | | L + 6.25%(c) | | |
8.92%
|
| |
03/2022
|
| |
2,564
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25%(c) | | |
8.88%
|
| |
03/2022
|
| |
202
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.25%(c) | | |
8.91%
|
| |
03/2022
|
| |
149
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25% | | |
N/A(7)
|
| |
03/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25% | | |
N/A(7)
|
| |
12/2020
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
424
|
| | | | 0.2% | | |
ADCS Clinics Intermediate
Holdings, LLC |
| |
151 Southhall Lane,
Suite 300 Maitland, FL 32751 |
| |
Healthcare, Education
and Childcare |
| | One stop~ | | | L + 5.75%(a) | | |
8.25%
|
| |
05/2022
|
| |
20,957
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.75%(a) | | |
8.25%
|
| |
05/2022
|
| |
107
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.75%(a) | | |
8.25%
|
| |
05/2022
|
| |
83
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.75%(a) | | |
8.25%
|
| |
05/2022
|
| |
31
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 4.75%(f) | | |
10.25%
|
| |
05/2022
|
| |
25
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
455
|
| | | | 0.0%(17) | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.2% | | |
Agilitas USA, Inc.
|
| |
2001 Mallory Lane,
Suite 201 Franklin, TN 37067 |
| |
Healthcare, Education
and Childcare |
| | One stop* | | | L + 5.50%(c) | | |
8.30%
|
| |
04/2022
|
| |
8,312
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(c) | | |
8.30%
|
| |
04/2022
|
| |
10
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
04/2022
|
| |
—
|
| | | | — | | |
Agility Recovery Solutions
Inc. |
| |
2101 Rexford Road,
Suite 350E Charlotte, NC 28211 |
| |
Diversified/ Conglomerate Service |
| | One stop^* | | | L + 6.00%(a) | | |
8.50%
|
| |
03/2023
|
| |
15,789
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00%(a) | | |
8.49%
|
| |
03/2023
|
| |
139
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
436
|
| | | | 0.4% | | |
Anaqua, Inc.
|
| |
31 St. James Ave,
11th FL Boston, MA 02116 |
| |
Diversified/ Conglomerate Service |
| | One stop^* | | | L + 6.50%(c) | | |
9.26%
|
| |
07/2022
|
| |
6,913
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50% | | |
N/A(7)
|
| |
07/2022
|
| |
—
|
| | | | — | | |
Appriss Holdings, Inc.
|
| |
10401 Linn Station Road
Louisville, KY 40223 |
| | Electronics | | | One stop^*~ | | | L + 5.75%(c) | | |
8.35%
|
| |
05/2022
|
| |
36,306
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75%(c) | | |
8.38%
|
| |
05/2022
|
| |
732
|
| | | | — | | |
Apptio, Inc.
|
| |
11100 NE 8th St.
Suite 600 Bellevue, WA 98004 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 7.25%(a) | | |
9.74%
|
| |
01/2025
|
| |
21,780
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 7.25% | | |
N/A(7)
|
| |
01/2025
|
| |
(2)
|
| | | | — | | |
Arcos, LLC
|
| |
445 Hutchinson Ave,
Suite 600 Columbus OH 43235 |
| | Utilities | | | One stop~ | | | L + 5.75%(c) | | |
8.35%
|
| |
02/2021
|
| |
8,663
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
02/2021
|
| |
—
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
Aris Teleradiology Company,
LLC |
| |
5655 Hudson Drive,
Ste 210 Hudson, OH 44236 |
| |
Healthcare, Education
and Childcare |
| | Senior loan(8) | | | L + 5.50%(c) | | |
8.10%
|
| |
03/2021
|
| |
$709
|
| | | | — | | |
| | | | | | | | | Senior loan(8) | | | L + 5.50%(c) | | |
8.29%
|
| |
03/2021
|
| |
71
|
| | | | — | | |
AutoQuotes, LLC
|
| |
8800 Baymeadows Way West,
Suite 500 Jacksonville, FL 32256 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 6.00%(c) | | |
8.63%
|
| |
11/2024
|
| |
4,635
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00% | | |
N/A(7)
|
| |
11/2024
|
| |
—
|
| | | | — | | |
Batteries Plus Holding
Corporation |
| |
1325 Walnut Ridge Dr.
Hartland, WI 53029 |
| | Retail Stores | | | One stop | | | L + 6.75%(a) | | |
9.25%
|
| |
07/2022
|
| |
11,872
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 5.75%(f) | | |
0.1125
|
| |
07/2022
|
| |
7
|
| | | | — | | |
| | | | | | | | | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
800
|
| | | | 0.2% | | |
Bazaarvoice, Inc.
|
| |
3900 N. Capital of TX Hwy,
Suite 300 Austin, TX 78746 |
| |
Diversified/ Conglomerate Service |
| | One stop*~ | | | L + 5.75%(a) | | |
8.25%
|
| |
02/2024
|
| |
19,319
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75%(a) | | |
8.25%
|
| |
02/2024
|
| |
50
|
| | | | — | | |
Benetech, Inc.
|
| |
2245 Sequoia Dr.,
Suite 300 Aurora, IL 60506 |
| |
Mining, Steel, Iron and
Non-Precious Metals |
| | One stop(9)(14) | | | L + 10.00%(a) | | |
10.50% cash/
2.00% PIK |
| |
05/2019
|
| |
4,164
|
| | | | — | | |
| | | | | | | | | One stop(9)(14) | | | P + 8.75%(a)(f) | | |
11.91% cash/
2.00% PIK |
| |
05/2019
|
| |
209
|
| | | | — | | |
| | | | | | | | | LLC interest(9)(14) | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 10.2% | | |
| | | | | | | | | LLC interest(9)(14) | | | N/A | | |
N/A
|
| |
N/A
|
| |
16
|
| | | | 10.2% | | |
Benihana, Inc.
|
| |
8685 NW 53rd Terrace
#201 Miami, FL 33166 |
| |
Beverage, Food and
Tobacco |
| | Equity | | | N/A | | |
N/A
|
| |
N/A
|
| |
1,039
|
| | | | 0.7% | | |
BIO18 Borrower, LLC
|
| |
2300 Englert Dr
Durham, NC, 27713 |
| |
Healthcare, Education
and Childcare |
| | One stop~ | | | L + 5.50%(c) | | |
8.13%
|
| |
11/2024
|
| |
7,224
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(b) | | |
8.06%
|
| |
11/2024
|
| |
33
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
11/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | Equity | | | N/A | | |
N/A
|
| |
N/A
|
| |
484
|
| | | | 0.1% | | |
BIOVT, LLC
|
| |
123 Frost Street,
Suite 115 Westbury, NY 11590 |
| |
Healthcare, Education
and Childcare |
| | One stop^* | | | L + 5.75%(a) | | |
8.25%
|
| |
01/2021
|
| |
18,394
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.75%(a) | | |
8.25%
|
| |
01/2021
|
| |
161
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
01/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
01/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
722
|
| | | | 0.2% | | |
Boot Barn, Inc.
|
| |
15776 Laguna Canyon Rd.
Irvine, CA 92618 |
| | Retail Stores | | | Senior loan | | | L + 4.50%(c) | | |
7.10%
|
| |
06/2021
|
| |
393
|
| | | | — | | |
Brandmuscle, Inc.
|
| |
233 S. Wacker Drive,
Suite 4400 Chicago, IL 60606 |
| |
Printing and Publishing
|
| | Senior loan^ | | | L + 5.00%(c) | | |
7.60%
|
| |
12/2021
|
| |
618
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
107
|
| | | | 0.3% | | |
Brooks Equipment Company,
LLC |
| |
10926 David Taylor Drive,
Suite 300 Charlotte, NC 28262 |
| |
Buildings and Real
Estate |
| | One stop^* | | | L + 5.00%(c) | | |
7.63%
|
| |
08/2020
|
| |
21,096
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.00%(c) | | |
7.66%
|
| |
08/2020
|
| |
2,107
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 3.75%(f) | | |
9.25%
|
| |
08/2020
|
| |
178
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
2,393
|
| | | | 0.7% | | |
C. J. Foods, Inc.
|
| |
21 Main Street
Bern, KS 66408 |
| |
Beverage, Food and
Tobacco |
| | One stop^*~ | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2020
|
| |
8,539
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2020
|
| |
646
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25%(c) | | |
8.86%
|
| |
05/2020
|
| |
560
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
580
|
| | | | 0.2% | | |
Cafe Rio Holding, Inc.
|
| |
215 North Admiral Byrd Road,
Suite 100 Salt Lake City, UT 84116 |
| |
Beverage, Food and
Tobacco |
| | One stop^ | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2023
|
| |
10,318
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2023
|
| |
125
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2023
|
| |
79
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2023
|
| |
70
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
| | | | | | | | | One stop | | | P + 4.50%(f) | | |
10.00%
|
| |
09/2023
|
| |
$2
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
09/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
271
|
| | | | 0.1% | | |
Caliper Software, Inc.
|
| |
315 Capitol Street,
Suite 100 Houston, TX 77090 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 5.50%(a) | | |
8.00%
|
| |
11/2025
|
| |
6,185
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
11/2023
|
| |
9
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
1,280
|
| | | | 0.4% | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
100
|
| | | | 0.0%(17) | | |
Captain D’s, LLC
|
| |
624 Grassmere Drive,
Suite 30 Nashville, TN 37211 |
| |
Personal, Food and
Miscellaneous Services |
| | Senior loan^ | | | L + 4.50%(a) | | |
6.99%
|
| |
12/2023
|
| |
3,881
|
| | | | — | | |
| | | | | | | | | Senior loan | | | P + 3.50%(a)(f) | | |
8.18%
|
| |
12/2023
|
| |
21
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
44
|
| | | | 0.1% | | |
Captive Resources Midco,
LLC |
| |
201 East Commerce Drive
Schaumburg, IL 60173 |
| | Insurance | | | One stop^*~ | | | L + 5.75%(a) | | |
8.25%
|
| |
12/2021
|
| |
33,443
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
12/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
12/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units(13) | | | N/A | | |
N/A
|
| |
N/A
|
| |
534
|
| | | | 0.1% | | |
Centrify Corporation
|
| |
3300 Tannery Way
Santa Clara, CA 95054 |
| |
Diversified/ Conglomerate Service |
| | One stop* | | | L + 6.25%(c) | | |
8.86%
|
| |
08/2024
|
| |
10,701
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 5.25%(f) | | |
10.75%
|
| |
08/2024
|
| |
147
|
| | | | — | | |
| | | | | | | | | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
300
|
| | | | 0.1% | | |
| | | | | | | | | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.1% | | |
Chase Industries, Inc.
|
| |
10021 Commerce Park Dr.
Cincinnati, OH 45246 |
| |
Diversified/ Conglomerate Manufacturing |
| | Senior loan~ | | | L + 4.00%(c)(f) | | |
6.61%
|
| |
05/2025
|
| |
6,836
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.00%(c)(f) | | |
6.65%
|
| |
05/2023
|
| |
83
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.00%(c)(f) | | |
6.60%
|
| |
05/2025
|
| |
12
|
| | | | — | | |
Clarkson Eyecare LLC
|
| |
15933 Clayton Road,
Suite 210 Ballwin, MO 63011 |
| |
Personal, Food and
Miscellaneous Services |
| | One stop | | | L + 6.25%(c) | | |
8.96%
|
| |
04/2021
|
| |
32
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25%(a)(c) | | |
8.75%
|
| |
04/2021
|
| |
1
|
| | | | — | | |
Clearwater Analytics, LLC
|
| |
777 W. Maine St.
Suite 900 Boise, ID 83702 |
| |
Diversified/ Conglomerate Service |
| | One stop^* | | | L + 5.00%(a) | | |
7.50%
|
| |
09/2022
|
| |
8,532
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.00% | | |
N/A(7)
|
| |
09/2022
|
| |
—
|
| | | | — | | |
Cloudbees, Inc.
|
| |
2001 Gateway Place,
Suite 670W San Jose, CA 95110 |
| |
Diversified/ Conglomerate Service |
| | One stop | | | L + 9.00%(a) | | |
10.99% cash/
0.50% PIK |
| |
05/2023
|
| |
1,903
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 9.00% | | |
N/A(7)
|
| |
05/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
205
|
| | | | — | | |
| | | | | | | | | Warrant | | | N/A | | |
N/A
|
| |
N/A
|
| |
68
|
| | | | — | | |
CLP Healthcare Services,
Inc. |
| |
Creekside Crossing IV,
12 Cadillac Dr., Ste 360 Brentwood, TN 37027 |
| |
Healthcare, Education
and Childcare |
| | Senior loan^ | | | L + 5.25%(a) | | |
7.75%
|
| |
12/2020
|
| |
3,865
|
| | | | — | | |
Community Veterinary
Partners, LLC |
| |
100 N. 20th Street,
Suite 302 Phiadelphia, PA 19103 |
| |
Personal, Food and
Miscellaneous Services |
| | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
10/2021
|
| |
281
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(c) | | |
8.10%
|
| |
10/2021
|
| |
111
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(c) | | |
8.10%
|
| |
10/2021
|
| |
99
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(c) | | |
8.10%
|
| |
10/2021
|
| |
94
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(c) | | |
8.10%
|
| |
10/2021
|
| |
84
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(c) | | |
8.10%
|
| |
10/2021
|
| |
75
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(c) | | |
8.10%
|
| |
10/2021
|
| |
6
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
10/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
352
|
| | | | 0.2% | | |
Compusearch Software
Holdings, Inc. |
| |
21251 Ridgetop Circle,
Suite 100 Dulles, VA 20166 |
| | Electronics | | | Senior loan^~ | | | L + 4.25%(c) | | |
6.75%
|
| |
05/2021
|
| |
2,057
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
Confluence Technologies,
Inc. |
| |
Nova Tower One
One Allegheny Square, Suite 800 Pittsburgh, PA 15212 |
| |
Diversified/ Conglomerate Service |
| | One stop | | | L + 7.50%(a) | | |
9.99%
|
| |
03/2024
|
| |
$6,998
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 7.50% | | |
N/A(7)
|
| |
03/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
133
|
| | | | 0.1% | | |
Connexin Software, Inc.
|
| |
602 W. Office Center Drive,
Suite 350 Fort Washington, PA 19034 |
| |
Diversified/ Conglomerate Service |
| | One stop | | | L + 8.50%(a) | | |
11.00%
|
| |
02/2024
|
| |
2,401
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 8.50% | | |
N/A(7)
|
| |
02/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
96
|
| | | | — | | |
Conservice, LLC
|
| |
99 East 700 South
Logan, UT 84321 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 5.25%(a) | | |
7.75%
|
| |
12/2024
|
| |
1,788
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25% | | |
N/A(7)
|
| |
12/2024
|
| |
—
|
| | | | — | | |
CRH Healthcare Purchaser,
Inc. |
| |
2675 Paces Ferry Road SE,
Suite 2000 Atlanta, GA 30339 |
| |
Healthcare, Education
and Childcare |
| | Senior loan~ | | | L + 4.50%(c) | | |
7.10%
|
| |
12/2024
|
| |
8,245
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.50% | | |
N/A(7)
|
| |
12/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.50% | | |
N/A(7)
|
| |
12/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
201
|
| | | | 0.1% | | |
CST Buyer Company
|
| |
11035 Aurora Ave
Urbandale, IA 50322 |
| |
Home and Office
Furnishings, Housewares, and Durable Consumer |
| | One stop^ | | | L + 5.00%(a) | | |
7.50%
|
| |
03/2023
|
| |
2,357
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.00% | | |
N/A(7)
|
| |
03/2023
|
| |
—
|
| | | | — | | |
Cycle Gear, Inc.
|
| |
4705 Industrial Way
Benicia, CA 94510 |
| | Retail Stores | | | One stop^ | | | L + 5.00%(c) | | |
7.80%
|
| |
01/2021
|
| |
10,357
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.00%(c) | | |
7.80%
|
| |
01/2021
|
| |
600
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
426
|
| | | | 0.2% | | |
Datto, Inc.
|
| |
101 Merrott 7,
7th Floor Norwalk, CT 06851 |
| |
Diversified/ Conglomerate Service |
| | One stop*~ | | | L + 8.00%(c) | | |
10.49%
|
| |
12/2022
|
| |
11,156
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 8.00% | | |
N/A(7)
|
| |
12/2022
|
| |
—
|
| | | | — | | |
Daxko Acquisition
Corporation |
| |
600 University Park Place,
Suite 500 Birmingham, AL 35209 |
| |
Diversified/ Conglomerate Service |
| | One stop^* | | | L + 4.75%(a) | | |
7.25%
|
| |
09/2023
|
| |
11,190
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 4.75% | | |
N/A(7)
|
| |
09/2023
|
| |
—
|
| | | | — | | |
DCA Investment Holding,
LLC |
| |
6240 Lake
Osprey Dr Sarasota, FL 34240 |
| |
Healthcare, Education
and Childcare |
| | One stop^* | | | L + 5.25%(c) | | |
7.85%
|
| |
07/2021
|
| |
18,488
|
| | | | — | | |
| | | | | | | | | One stop^*~ | | | L + 5.25%(c) | | |
7.85%
|
| |
07/2021
|
| |
13,261
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.25%(c) | | |
7.85%
|
| |
07/2021
|
| |
2,437
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25%(c) | | |
7.85%
|
| |
07/2021
|
| |
216
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.25%(c) | | |
7.85%
|
| |
07/2021
|
| |
151
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.25%(c) | | |
7.85%
|
| |
07/2021
|
| |
148
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.25%(c) | | |
7.85%
|
| |
07/2021
|
| |
47
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 4.25%(f) | | |
9.75%
|
| |
07/2021
|
| |
26
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25% | | |
N/A(7)
|
| |
07/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
1,142
|
| | | | 0.2% | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
259
|
| | | | 0.2% | | |
Deca Dental Management
LLC |
| |
14285 Midway Road,
Suite 160 Addison, Texas 75001 |
| |
Healthcare, Education
and Childcare |
| | One stop^* | | | L + 6.00%(c) | | |
8.60%
|
| |
12/2021
|
| |
4,042
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.00%(a)(c) | | |
8.55%
|
| |
12/2021
|
| |
492
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.00%(c) | | |
8.60%
|
| |
12/2021
|
| |
356
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00%(c) | | |
8.70%
|
| |
12/2021
|
| |
26
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00%(a) | | |
8.50%
|
| |
12/2021
|
| |
8
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
436
|
| | | | 0.4% | | |
Dent Wizard International
Corporation |
| |
4710 Earth City Expressway
Bridgeton, MO 63044 |
| | Automobile | | | Senior loan~ | | | L + 4.00%(a) | | |
6.50%
|
| |
04/2020
|
| |
4,454
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
Dental Holdings
Corporation |
| |
775 Wayzata Boulevard,
Suite 890 Minneapolis, MN 55416-1232 |
| |
Healthcare, Education
and Childcare |
| | One stop | | | L + 6.00%(c) | | |
8.63%
|
| |
02/2020
|
| |
$7,113
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00%(c) | | |
8.63%
|
| |
02/2020
|
| |
1,132
|
| | | | — | | |
| | | | | | | | | One stop | | |
L + 6.00%(a)(b)(f)
|
| |
9.18%
|
| |
02/2020
|
| |
573
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
465
|
| | | | 0.6% | | |
Digital Guardian, Inc.
|
| |
860 Winter Street,
Suite 3 Waltham, MA 02451 |
| |
Diversified/ Conglomerate Service |
| | One stop | | | L + 9.00%(c) | | |
10.80% cash/
1.00% PIK |
| |
06/2023
|
| |
4,228
|
| | | | — | | |
| | | | | | | | | Subordinated debt | | | N/A | | |
8.00% PIK
|
| |
01/2020
|
| |
202
|
| | | | — | | |
| | | | | | | | | Subordinated debt | | | N/A | | |
8.00% PIK
|
| |
04/2019
|
| |
20
|
| | | | — | | |
| | | | | | | | | Subordinated debt | | | N/A | | |
8.00% PIK
|
| |
06/2023
|
| |
4
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 5.00% | | |
N/A(7)
|
| |
06/2023
|
| |
(1)
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 9.00% | | |
N/A(7)
|
| |
06/2023
|
| |
2
|
| | | | — | | |
| | | | | | | | | Warrant | | | N/A | | |
N/A
|
| |
N/A
|
| |
1
|
| | | | — | | |
Diligent Corporation
|
| |
1385 Broadway,
19th Floor New York, NY 10018 |
| | Electronics | | | One stop*~ | | | L + 5.50%(c) | | |
8.10%
|
| |
04/2022
|
| |
26,001
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(c) | | |
8.10%
|
| |
04/2022
|
| |
4,854
|
| | | | — | | |
| | | | | | | | | One stop*~ | | | L + 5.50%(c) | | |
8.10%
|
| |
04/2022
|
| |
4,766
|
| | | | — | | |
| | | | | | | | | One stop^* | | | L + 5.50%(c) | | |
8.10%
|
| |
04/2022
|
| |
2,609
|
| | | | — | | |
| | | | | | | | | One stop | | |
L + 5.50%(c)(d)
|
| |
8.23%
|
| |
04/2022
|
| |
172
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(c) | | |
8.39%
|
| |
04/2022
|
| |
101
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(d) | | |
8.19%
|
| |
04/2022
|
| |
81
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(d) | | |
8.35%
|
| |
04/2022
|
| |
55
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(d) | | |
8.35%
|
| |
04/2022
|
| |
39
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(d) | | |
8.19%
|
| |
04/2022
|
| |
36
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
04/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
216
|
| | | | 0.0%(17) | | |
DISA Holdings Acquisition
Subsidiary Corp. |
| |
12600 Northborough Dr.
Suite 300 Houston, TX 77067 |
| |
Diversified/ Conglomerate Service |
| | Senior loan~ | | | L + 4.00%(c)(f) | | |
6.69%
|
| |
06/2022
|
| |
2,079
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.00%(c)(f) | | |
6.69%
|
| |
06/2022
|
| |
2
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.00% | | |
N/A(7)
|
| |
06/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
286
|
| | | | 0.1% | | |
Drilling Info Holdings,
Inc. |
| |
2901 Via Fortuna,
Suite 200 Austin, TX 78746 |
| | Oil and Gas | | | Senior loan*~ | | | L + 4.25%(a) | | |
6.75%
|
| |
07/2025
|
| |
14,548
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.25% | | |
N/A(7)
|
| |
07/2025
|
| |
—
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.25% | | |
N/A(7)
|
| |
07/2023
|
| |
—
|
| | | | — | | |
DTLR, Inc.
|
| |
7455 N North Ridge Rd
Hanover, MD 21076 |
| | Retail Stores | | | One stop^* | | | L + 6.50%(c) | | |
9.24%
|
| |
08/2022
|
| |
22,616
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
830
|
| | | | 0.3% | | |
E2open, LLC
|
| |
4100 East Third Ave,
Suite 400 Foster City, CA 94404 |
| |
Diversified/ Conglomerate Service |
| | One stop*~ | | | L + 5.00%(c) | | |
7.63%
|
| |
11/2024
|
| |
36,857
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.00%(c) | | |
7.66%
|
| |
11/2024
|
| |
625
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.00% | | |
N/A(7)
|
| |
11/2024
|
| |
—
|
| | | | — | | |
EGD Security Systems,
LLC |
| |
121 Executive Center Drive,
Suite 230 Columbia, SC 29210 |
| |
Diversified/ Conglomerate Service |
| | One stop | | | L + 6.25%(c) | | |
8.85%
|
| |
06/2022
|
| |
11,113
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25%(c) | | |
8.85%
|
| |
06/2022
|
| |
100
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.25%(c) | | |
8.88%
|
| |
06/2022
|
| |
98
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.25%(c) | | |
8.99%
|
| |
06/2022
|
| |
52
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25%(c) | | |
8.86%
|
| |
06/2022
|
| |
25
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25% | | |
N/A(7)
|
| |
06/2022
|
| |
—
|
| | | | — | | |
Elite Dental Partners LLC
|
| |
1 East Wacker Drive,
Suite 2520 Chicago, IL 60601 |
| |
Healthcare, Education
and Childcare |
| | One stop* | | | L + 5.25%(a) | | |
7.75%
|
| |
06/2023
|
| |
12,212
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25%(a) | | |
7.75%
|
| |
06/2023
|
| |
128
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
| | | | | | | | | One stop | | | L + 5.25%(a) | | |
7.75%
|
| |
06/2023
|
| |
$120
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.25%(a) | | |
7.75%
|
| |
06/2023
|
| |
114
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.25%(a) | | |
7.75%
|
| |
06/2023
|
| |
110
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25%(a) | | |
7.75%
|
| |
06/2023
|
| |
8
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
456
|
| | | | 0.3% | | |
Elite Sportswear, L.P.
|
| |
2136 N.
13th Street Reading, PA 19604 |
| | Retail Stores | | | Senior loan | | | L + 5.75%(c) | | |
8.35%
|
| |
06/2020
|
| |
6,185
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 5.75%(c) | | |
8.35%
|
| |
06/2020
|
| |
2,487
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 5.75%(c) | | |
8.35%
|
| |
06/2020
|
| |
1,280
|
| | | | — | | |
| | | | | | | | | Senior loan | | |
L + 5.75%(c)(d)
|
| |
8.51%
|
| |
06/2020
|
| |
745
|
| | | | — | | |
| | | | | | | | | Senior loan* | | | L + 5.75%(c) | | |
8.35%
|
| |
06/2020
|
| |
420
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 5.75%(c) | | |
8.35%
|
| |
06/2020
|
| |
194
|
| | | | — | | |
| | | | | | | | | Senior loan* | | | L + 5.75%(c) | | |
8.35%
|
| |
06/2020
|
| |
185
|
| | | | — | | |
| | | | | | | | | Senior loan | | |
L + 5.75%(c)(d)
|
| |
8.51%
|
| |
06/2020
|
| |
19
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.2% | | |
Encore GC Acquisition,
LLC |
| |
30230 Orchard Lake Road,
Suite 140 Farmington Hills, MI 48334 |
| |
Healthcare, Education
and Childcare |
| | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
249
|
| | | | 0.1% | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
44
|
| | | | 0.1% | | |
EOS Fitness Opco Holdings,
LLC |
| |
1 East Washington Street
Phoenix, AZ 85004 |
| |
Leisure, Amusement,
Motion Pictures, Entertainment |
| | One stop~ | | | L + 4.75%(a) | | |
7.25%
|
| |
01/2025
|
| |
4,784
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 3.75%(f) | | |
9.25%
|
| |
01/2025
|
| |
6
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 4.75% | | |
N/A(7)
|
| |
01/2025
|
| |
—
|
| | | | — | | |
Episerver, Inc.
|
| |
Cargo Works – Enterprise
House 1-2 Hatfields London, SE1 9PG United Kingdom |
| | Electronics | | | One stop~(9)(10) | | | L + 6.00%(a) | | |
6.00%
|
| |
10/2024
|
| |
9,724
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.75%(a) | | |
8.25%
|
| |
10/2024
|
| |
5,775
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
10/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | Equity | | | N/A | | |
N/A
|
| |
N/A
|
| |
383
|
| | | | 0.0%(17) | | |
ERG Buyer, LLC
|
| |
12 New Providence Road
Watchung, NJ 07069 |
| |
Healthcare, Education
and Childcare |
| | One stop* | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2024
|
| |
12,330
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 5.50% | | |
N/A(7)
|
| |
05/2024
|
| |
(9)
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 5.50% | | |
N/A(7)
|
| |
05/2024
|
| |
(45)
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
194
|
| | | | 0.3% | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.3% | | |
eSolutions, Inc.
|
| |
8215 W 108th Terrace
Overland Park, KS 66210 |
| |
Healthcare, Education
and Childcare |
| | One stop^*~ | | | L + 6.50%(a) | | |
9.00%
|
| |
03/2022
|
| |
31,557
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50%(a) | | |
8.99%
|
| |
03/2022
|
| |
46
|
| | | | — | | |
Excelligence Learning
Corporation |
| |
2 Lower Ragsdale Drive
Monterey, CA 93940 California, CA 93940 |
| |
Healthcare, Education
and Childcare |
| | One stop^ | | | L + 6.00%(a) | | |
8.50%
|
| |
04/2023
|
| |
4,042
|
| | | | — | | |
Eyecare Services Partners
Holdings LLC |
| |
2727 N. Harwood,
Suite 250 Dallas, TX 75201 |
| |
Healthcare, Education
and Childcare |
| | One stop | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2023
|
| |
7,728
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2023
|
| |
561
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2023
|
| |
346
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25%(c) | | |
9.00%
|
| |
05/2023
|
| |
196
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2023
|
| |
168
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2023
|
| |
98
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2023
|
| |
56
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2023
|
| |
49
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2023
|
| |
32
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2023
|
| |
31
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
88
|
| | | | 0.0%(17) | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.0%(17) | | |
Feeders Supply Company,
LLC |
| |
315 Baxter Ave.
Louisville, KY 40204 |
| | Retail Stores | | | One stop | | | L + 5.75%(a) | | |
8.25%
|
| |
04/2021
|
| |
4,754
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
| | | | | | | | | Subordinated debt | | | N/A | | |
12.50% cash/
7.00% PIK |
| |
04/2021
|
| |
$69
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
04/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
201
|
| | | | 0.5% | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.5% | | |
Fintech Midco, LLC
|
| |
3109 W. Dr.
Martin Luther King Jr. Blvd, Suite 200 Tampa, FL 33607 |
| |
Beverage, Food and
Tobacco |
| | One stop*~ | | | L + 5.25%(a) | | |
7.75%
|
| |
08/2024
|
| |
12,930
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25%(a) | | |
7.75%
|
| |
08/2024
|
| |
80
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25% | | |
N/A(7)
|
| |
08/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25% | | |
N/A(7)
|
| |
08/2024
|
| |
—
|
| | | | — | | |
Flavor Producers, LLC
|
| |
8521 Fallbrook Ave
#380 West Hills, CA 91304 |
| |
Beverage, Food and
Tobacco |
| | Senior loan~ | | | L + 4.75%(c) | | |
7.35%
|
| |
12/2023
|
| |
2,235
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.75% | | |
N/A(7)
|
| |
12/2022
|
| |
—
|
| | | | — | | |
Flexan, LLC
|
| |
6626 W. Dakin Street
Chicago, IL 60634 |
| |
Chemicals, Plastics and
Rubber |
| | One stop* | | | L + 5.75%(c) | | |
8.35%
|
| |
02/2020
|
| |
2,298
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.75%(c) | | |
8.35%
|
| |
02/2020
|
| |
1,080
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 4.50%(f) | | |
10.00%
|
| |
02/2020
|
| |
17
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
81
|
| | | | 0.1% | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.1% | | |
FWR Holding
Corporation |
| |
8027 Cooper Creek Blvd.
#103 University Park, FL 34201 |
| |
Beverage, Food and
Tobacco |
| | One stop^ | | | L + 5.50%(a) | | |
8.00%
|
| |
08/2023
|
| |
5,232
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
08/2023
|
| |
102
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
08/2023
|
| |
64
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
7.99%
|
| |
08/2023
|
| |
50
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
08/2023
|
| |
17
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
08/2023
|
| |
—
|
| | | | — | | |
G & H Wire Company,
Inc. |
| |
2165 Earlywood Drive
Franklin, IN 46131 |
| |
Healthcare, Education
and Childcare |
| | One stop^ | | | L + 5.75%(b) | | |
8.33%
|
| |
09/2023
|
| |
5,397
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
09/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
88
|
| | | | 0.2% | | |
Gamma Technologies,
LLC |
| |
601 Oakmont Lane,
Suite 220 Westmont, IL 60559 |
| | Electronics | | | One stop^*~ | | | L + 5.50%(a) | | |
8.00%
|
| |
06/2024
|
| |
21,372
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
06/2024
|
| |
—
|
| | | | — | | |
Georgica Pine Clothiers,
LLC |
| |
236 – 250 Greenpoint Ave
Bldg 6, 2nd Floor Brooklyn, NY 11222 |
| |
Personal and Non
Durable Consumer Products (Mfg. Only) |
| | One stop | | | L + 5.50%(c) | | |
8.10%
|
| |
11/2022
|
| |
5,592
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(c) | | |
8.10%
|
| |
11/2022
|
| |
3,501
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
11/2022
|
| |
487
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(c) | | |
8.10%
|
| |
11/2022
|
| |
342
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(c)(f) | | |
8.91%
|
| |
11/2022
|
| |
35
|
| | | | — | | |
| | | | | | | | | LLC units(13) | | | N/A | | |
N/A
|
| |
N/A
|
| |
153
|
| | | | 0.1% | | |
Global ID Corporation
|
| |
504 N 4th Street,
Suite 204 Fairfield, IA 52556 |
| |
Beverage, Food and
Tobacco |
| | One stop* | | | L + 6.50%(c) | | |
9.13%
|
| |
11/2021
|
| |
5,118
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.50%(c) | | |
9.13%
|
| |
11/2021
|
| |
71
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50%(c) | | |
9.13%
|
| |
11/2021
|
| |
43
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50% | | |
N/A(7)
|
| |
11/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
359
|
| | | | 0.2% | | |
Grease Monkey International,
LLC |
| |
5575 DTC Pkwy
Suite 100 Greenwood Village, CO 80111 |
| | Automobile | | | Senior loan^* | | | L + 5.00%(a) | | |
7.50%
|
| |
11/2022
|
| |
4,838
|
| | | | — | | |
| | | | | | | | | Senior loan~ | | | L + 5.00%(a) | | |
7.50%
|
| |
11/2022
|
| |
149
|
| | | | — | | |
| | | | | | | | | Senior loan~ | | | L + 5.00%(a) | | |
7.50%
|
| |
11/2022
|
| |
105
|
| | | | — | | |
| | | | | | | | | Senior loan~ | | | L + 5.00%(a) | | |
7.50%
|
| |
11/2022
|
| |
75
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 5.00%(a) | | |
7.50%
|
| |
11/2022
|
| |
43
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
| | | | | | | | | Senior loan | | | L + 5.00%(a) | | |
7.50%
|
| |
11/2022
|
| |
$12
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
701
|
| | | | 0.5% | | |
GS Acquisitionco, Inc.
|
| |
3301 Benson Drive,
#201 Releigh, NC 27609 |
| |
Diversified/ Conglomerate Service |
| | One stop*~ | | | L + 5.25%(a) | | |
7.75%
|
| |
05/2024
|
| |
22,725
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.25%(a) | | |
7.75%
|
| |
05/2024
|
| |
873
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25%(c) | | |
7.86%
|
| |
05/2024
|
| |
200
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.25%(a) | | |
7.75%
|
| |
05/2024
|
| |
185
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.00% | | |
N/A(7)
|
| |
05/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
160
|
| | | | 0.1% | | |
HealthcareSource HR, Inc.
|
| |
100 Sylvan Road,
Suite 100 Woburn, MA 01801 |
| |
Diversified/ Conglomerate Service |
| | One stop* | | | L + 6.75%(c) | | |
9.35%
|
| |
05/2020
|
| |
23,269
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.75% | | |
N/A(7)
|
| |
05/2020
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
484
|
| | | | 0.0%(17) | | |
Hopdoddy Holdings, LLC
|
| |
14850 N. Scottsdale Road,
Suite 265 Scottsdale, AZ 85254 |
| |
Beverage, Food and
Tobacco |
| | Equity | | | N/A | | |
N/A
|
| |
N/A
|
| |
92
|
| | | | 0.5% | | |
| | | | | | | | | Equity | | | N/A | | |
N/A
|
| |
N/A
|
| |
26
|
| | | | 0.4% | | |
Hydraulic Authority III
Limited |
| |
199 The Vale Acton
London W3 7QS United Kingdon |
| |
Diversified/ Conglomerate Service |
| | One stop(9)(10)(11) | | | L + 6.00%(h)(i) | | |
7.00%
|
| |
11/2025
|
| |
6,049
|
| | | | — | | |
| | | | | | | | | One stop(9)(10)(11) | | | N/A | | |
11.00% PIK
|
| |
11/2028
|
| |
87
|
| | | | — | | |
| | | | | | | | | One stop(9)(10)(11) | | | L + 6.00%(h) | | |
7.00%
|
| |
11/2025
|
| |
15
|
| | | | — | | |
| | | | | | | | |
Preferred stock(9)(10)(11)
|
| | N/A | | |
N/A
|
| |
N/A
|
| |
173
|
| | | | 0.4% | | |
| | | | | | | | |
Common stock(9)(10)(11)
|
| | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.3% | | |
ICIMS, Inc.
|
| |
90 Matawan Road Parkway,
5th Floor Matawan, NJ 07747 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 6.50%(a) | | |
8.99%
|
| |
09/2024
|
| |
5,413
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50% | | |
N/A(7)
|
| |
09/2024
|
| |
—
|
| | | | — | | |
III US Holdings, LLC
|
| |
5850 Shellmound Way
Emeryville, CA 94608 |
| |
Diversified/ Conglomerate Service |
| | One stop | | | L + 6.00% | | |
N/A(7)
|
| |
09/2022
|
| |
—
|
| | | | — | | |
ILC Dover, LP
|
| |
One Moonwalker Road
Frederica, DE 19946 |
| |
Aerospace and Defense
|
| | Senior loan~ | | | L + 4.75%(c) | | |
7.63%
|
| |
12/2023
|
| |
9,878
|
| | | | — | | |
Immucor, Inc.
|
| |
3130 Gateway Drive,
PO Box 5625 Norcross, GA 30091 |
| |
Healthcare, Education
and Childcare |
| | Senior loan | | | L + 5.00%(c) | | |
7.60%
|
| |
06/2021
|
| |
1,588
|
| | | | — | | |
Imperial Optical Midco
Inc. |
| |
1602 Tullamore Ave
Bloomington, IL 61704 |
| |
Personal, Food and
Miscellaneous Services |
| | One stop | | | L + 4.75%(b) | | |
7.31%
|
| |
08/2023
|
| |
2,711
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 4.75%(b) | | |
7.33%
|
| |
08/2023
|
| |
49
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 4.75% | | |
N/A(7)
|
| |
08/2023
|
| |
—
|
| | | | — | | |
IMPLUS Footcare, LLC
|
| |
9221 Globe Center Drive,
Suite 120 Morrisvilee, NC 27560 |
| |
Personal and Non
Durable Consumer Products (Mfg. Only) |
| | One stop | | | L + 6.75%(c) | | |
9.35%
|
| |
04/2021
|
| |
57
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.75%(c) | | |
9.35%
|
| |
04/2021
|
| |
9,959
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.75%(c) | | |
9.38%
|
| |
04/2021
|
| |
1,754
|
| | | | — | | |
Imprivata, Inc.
|
| |
10 Maguire Road,
Building 1, Suite 125 Lexinton, MA 02421 |
| |
Diversified/ Conglomerate Service |
| | Senior loan*~ | | | L + 4.00%(c) | | |
6.60%
|
| |
10/2023
|
| |
8,181
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.00% | | |
N/A(7)
|
| |
10/2023
|
| |
—
|
| | | | — | | |
Infogix, Inc.
|
| |
1240 East Diehl Road,
Suite 400 Naperville, IL 60563 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 6.00%(c) | | |
8.60%
|
| |
04/2024
|
| |
3,313
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.00%(c) | | |
8.60%
|
| |
04/2024
|
| |
512
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00% | | |
N/A(7)
|
| |
04/2024
|
| |
—
|
| | | | — | | |
Inhance Technologies
Holdings LLC |
| |
16223 Park Row,
Suite 100 Houston, TX 77084 |
| |
Chemicals, Plastics and
Rubber |
| | One stop | | | L + 5.25%(c) | | |
7.84%
|
| |
07/2024
|
| |
6,863
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25% | | |
N/A(7)
|
| |
07/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25% | | |
N/A(7)
|
| |
07/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
61
|
| | | | 0.1% | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
Institutional Shareholder
Services |
| |
702 King Farm Blvd,
Suite 400 Rockville, MD 02850 |
| | Finance | | | Senior loan~ | | | L + 4.50%(c) | | |
7.10%
|
| |
03/2026
|
| |
$4,776
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.50%(c) | | |
7.10%
|
| |
03/2024
|
| |
6
|
| | | | — | | |
Integral Ad Science, Inc.
|
| |
95 Morton Street,
8th Floor New York, NY 10014 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 7.25%(a) | | |
8.50% cash/
1.25% PIK |
| |
07/2024
|
| |
5,032
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 7.25% | | |
N/A(7)
|
| |
07/2023
|
| |
(2)
|
| | | | — | | |
IntegraMed America, Inc.
|
| |
2 Manhattanville Road
Purchase, NY 10577 |
| |
Healthcare, Education
and Childcare |
| | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
122
|
| | | | 0.1% | | |
Integration Appliance, Inc.
|
| |
200 Portage Ave.
Palo Alto, CA 94306 |
| |
Diversified/ Conglomerate Service |
| | One stop^*~ | | | L + 7.25%(a) | | |
9.74%
|
| |
08/2023
|
| |
34,762
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 7.25%(a) | | |
9.74%
|
| |
08/2023
|
| |
749
|
| | | | — | | |
Integrity Marketing
Acquisition, LLC |
| |
9111 Cypress Waters Blvd.
Suite 450 Dallas, TX 75019 |
| | Insurance | | | Senior loan~ | | | L + 4.25%(c) | | |
6.85%
|
| |
11/2025
|
| |
1,733
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.25%(c) | | |
7.05%
|
| |
11/2025
|
| |
15
|
| | | | — | | |
Internet Pipeline, Inc.
|
| |
222 Valley Creek Boulevard,
Suite 300 Exton, PA 19341 |
| | Insurance | | | One stop | | | L + 4.75%(a) | | |
7.25%
|
| |
08/2022
|
| |
4,786
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 4.75%(a) | | |
7.25%
|
| |
08/2022
|
| |
2,066
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 4.75%(a) | | |
7.25%
|
| |
08/2022
|
| |
782
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 4.75% | | |
N/A(7)
|
| |
08/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
105
|
| | | | 0.0%(17) | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
221
|
| | | | 0.0%(17) | | |
Inventus Power, Inc.
|
| |
4 Westbrook Corporate Center,
Suite 900 Westchester, IL 60154 |
| |
Diversified/ Conglomerate Manufacturing |
| | One stop^* | | | L + 6.50%(a) | | |
9.00%
|
| |
04/2020
|
| |
6,518
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50%(a)(c) | | |
9.04%
|
| |
04/2020
|
| |
236
|
| | | | — | | |
| | | | | | | | | Equity | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.0%(17) | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
47
|
| | | | 0.3% | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.3% | | |
Invoice Cloud, Inc.
|
| |
30 Braintree Hill Office Park,
Suite 303 Braintree, MA 02184 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 6.50%(c) | | |
5.95% cash/
3.25% PIK |
| |
02/2024
|
| |
3,807
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00% | | |
N/A(7)
|
| |
02/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 6.00% | | |
N/A(7)
|
| |
02/2024
|
| |
(2)
|
| | | | — | | |
JAMF Holdings, Inc.
|
| |
100 Washington Ave South,
Suite 1100 Minneapolis, MN 55401 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 8.00%(c) | | |
10.69%
|
| |
11/2022
|
| |
5,276
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 8.00%(a) | | |
10.50%
|
| |
11/2022
|
| |
34
|
| | | | — | | |
Jensen Hughes, Inc.
|
| |
3610 Commerce Drive
Suite 817 Baltimore, MD 21227 |
| |
Buildings and Real
Estate |
| | Senior loan | | | L + 4.25%(c)(f) | | |
6.86%
|
| |
03/2024
|
| |
499
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.25%(c)(f) | | |
6.86%
|
| |
03/2024
|
| |
153
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.25%(c)(f) | | |
6.86%
|
| |
03/2024
|
| |
32
|
| | | | — | | |
| | | | | | | | | Senior loan | | |
L + 4.25%(a)(c)(f)
|
| |
6.86%
|
| |
03/2024
|
| |
8
|
| | | | — | | |
Jet Equipment & Tools
Ltd. |
| |
49 Schooner Street
Coquitlam, BC V3K 0B3 |
| | Retail Stores | | | One stop~(9)(10)(12) | | | L + 5.75%(a) | | |
7.72%
|
| |
11/2024
|
| |
8,357
|
| | | | — | | |
| | | | | | | | | One stop*(9)(12) | | | L + 5.75%(c) | | |
8.38%
|
| |
11/2024
|
| |
4,950
|
| | | | — | | |
| | | | | | | | | One stop~(9)(12) | | | L + 5.75%(a) | | |
8.25%
|
| |
11/2024
|
| |
2,030
|
| | | | — | | |
| | | | | | | | | One stop(6)(9)(10)(12) | | | L + 5.75% | | |
N/A(7)
|
| |
11/2024
|
| |
(1)
|
| | | | — | | |
| | | | | | | | | LLC units(9)(10)(12) | | | N/A | | |
N/A
|
| |
N/A
|
| |
555
|
| | | | 0.3% | | |
Joerns Healthcare, LLC
|
| |
2430 Whitehall Park Drive,
Suite 100 Charlotte, NC 28273 |
| |
Healthcare, Education
and Childcare |
| | One stop^* | | | L + 6.00%(c) | | |
8.63%
|
| |
05/2020
|
| |
2,938
|
| | | | — | | |
Kareo, Inc.
|
| |
3353 Michelson,
Suite 400 Irvine, CA 92612 |
| |
Diversified/ Conglomerate Service |
| | One stop | | | L + 9.00%(a) | | |
11.50%
|
| |
06/2022
|
| |
4,550
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 9.00%(a) | | |
11.50%
|
| |
06/2022
|
| |
417
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 9.00%(a) | | |
11.50%
|
| |
06/2022
|
| |
334
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
| | | | | | | | | One stop | | | L + 9.00% | | |
N/A(7)
|
| |
06/2022
|
| |
$—
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
4
|
| | | | — | | |
| | | | | | | | | Warrants | | | N/A | | |
N/A
|
| |
N/A
|
| |
4
|
| | | | — | | |
| | | | | | | | | Warrants | | | N/A | | |
N/A
|
| |
N/A
|
| |
5
|
| | | | — | | |
Katena Holdings, Inc.
|
| |
4 Stewart Court
Denville, NJ 07834 |
| |
Healthcare, Education
and Childcare |
| | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
06/2021
|
| |
8,479
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
06/2021
|
| |
828
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(c) | | |
8.10%
|
| |
06/2021
|
| |
565
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 4.50%(f) | | |
10.00%
|
| |
06/2021
|
| |
15
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
389
|
| | | | 0.5% | | |
Keais Records Service,
LLC |
| |
1010 Lamar Street,
18th Floor Houston, TX 77002 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 4.50%(a) | | |
7.00%
|
| |
10/2024
|
| |
8,790
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 4.50% | | |
N/A(7)
|
| |
10/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 4.50% | | |
N/A(7)
|
| |
10/2024
|
| |
—
|
| | | | — | | |
Learn-it Systems, LLC
|
| |
3600 Clipper Mill Road,
Suite 330 Baltimore, MD 21211 |
| |
Diversified/ Conglomerate Service |
| | Senior loan~ | | | L + 4.50%(c) | | |
7.11%
|
| |
03/2025
|
| |
867
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.50%(a)(c) | | |
7.05%
|
| |
03/2025
|
| |
10
|
| | | | — | | |
| | | | | | | | | Senior loan(6) | | | L + 4.50% | | |
N/A(7)
|
| |
03/2025
|
| |
(2)
|
| | | | — | | |
LMP TR Holdings, LLC
|
| |
1516 Demonbreun Street
Nashville, TN 37203 |
| |
Leisure, Amusement,
Motion Pictures, Entertainment |
| | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
1,019
|
| | | | 3.0% | | |
Lombart Brothers, Inc.
|
| |
5358 Robin
Hood Rd. Norfolk, VA 23513 |
| |
Healthcare, Education
and Childcare |
| | One stop^* | | | L + 6.25%(c) | | |
8.85%
|
| |
04/2023
|
| |
13,419
|
| | | | — | | |
| | | | | | | | | One stop^(9) | | | L + 6.25%(c) | | |
8.85%
|
| |
04/2023
|
| |
1,619
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 5.00%(f) | | |
10.50%
|
| |
04/2023
|
| |
72
|
| | | | — | | |
| | | | | | | | | One stop(9) | | | P + 5.00%(f) | | |
10.50%
|
| |
04/2023
|
| |
4
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
242
|
| | | | 0.1% | | |
Marshall Retail Group
LLC, The |
| |
5385 Wynn Road
Las Vegas, NV 89118 |
| | Retail Stores | | | One stop^* | | | L + 6.00%(c) | | |
8.80%
|
| |
08/2020
|
| |
11,896
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 4.75%(f) | | |
10.25%
|
| |
08/2019
|
| |
658
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
119
|
| | | | 0.1% | | |
Massage Envy, LLC
|
| |
14350 N 87th St,
Suite 200 Scottsdale, AZ 85260 |
| |
Personal and Non
Durable Consumer Products (Mfg. Only) |
| | One stop^*~ | | | L + 6.75%(b) | | |
9.31%
|
| |
09/2020
|
| |
34,657
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.75%(a) | | |
9.24%
|
| |
09/2020
|
| |
98
|
| | | | — | | |
| | | | | | | | | One stop | | |
L + 6.75%(a)(c)(f)
|
| |
9.51%
|
| |
09/2020
|
| |
75
|
| | | | — | | |
| | | | | | | | | One stop* | | |
L + 6.75%(a)(b)
|
| |
9.26%
|
| |
09/2020
|
| |
64
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.75%(a)(f) | | |
9.25%
|
| |
09/2020
|
| |
48
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.75%(a)(f) | | |
9.26%
|
| |
09/2020
|
| |
41
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.75%(a)(f) | | |
9.25%
|
| |
09/2020
|
| |
40
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.75%(b) | | |
9.31%
|
| |
09/2020
|
| |
38
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.75%(a)(f) | | |
9.24%
|
| |
09/2020
|
| |
34
|
| | | | — | | |
| | | | | | | | | One stop | | |
L + 6.75%(a)(b)
|
| |
9.25%
|
| |
09/2020
|
| |
30
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.75%(b) | | |
9.31%
|
| |
09/2020
|
| |
19
|
| | | | — | | |
| | | | | | | | | One stop^ | | |
L + 6.75%(a)(b)
|
| |
9.26%
|
| |
09/2020
|
| |
15
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.75% | | |
N/A(7)
|
| |
09/2020
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.75% | | |
N/A(7)
|
| |
09/2020
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
1,684
|
| | | | 0.4% | | |
Maverick Bidco Inc.
|
| |
5001 Plaza on the Lake,
Suite 111 Austin, TX 78746 |
| |
Diversified/ Conglomerate Service |
| | One stop*~ | | | L + 6.25%(c) | | |
8.85%
|
| |
04/2023
|
| |
17,032
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
04/2023
|
| |
163
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25%(c) | | |
9.01%
|
| |
04/2023
|
| |
31
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
253
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
MD Now Holdings, Inc.
|
| |
2007 Palm Beach Lakes Blvd.
West Palm Beach, FL 33409 |
| |
Healthcare, Education
and Childcare |
| | One stop~ | | | L + 5.00%(c) | | |
7.60%
|
| |
08/2024
|
| |
$7,731
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.00% | | |
N/A(7)
|
| |
08/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.00% | | |
N/A(7)
|
| |
08/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
79
|
| | | | 0.0%(17) | | |
Mendocino Farms, LLC
|
| |
13103 Ventura Blvd.,
Suite 100 Studio City, CA 91604 |
| |
Beverage, Food and
Tobacco |
| | One stop | | | L + 8.50%(a) | | |
3.50% cash/
7.50% PIK |
| |
06/2023
|
| |
50
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 1.00% | | |
N/A(7)
|
| |
06/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
47
|
| | | | 0.0%(17) | | |
Messenger, LLC
|
| |
318 East 7th Street
Auburn, IN 46706 |
| |
Printing and Publishing
|
| | One stop | | | L + 6.00%(a)(f) | | |
8.52%
|
| |
08/2023
|
| |
3,393
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00% | | |
N/A(7)
|
| |
08/2023
|
| |
—
|
| | | | — | | |
Mid-America Pet Food,
L.L.C. |
| |
2024 N. Frontage Road
Mt. Pleasant, Texas 75455 |
| |
Beverage, Food and
Tobacco |
| | One stop^* | | | L + 6.00%(c) | | |
8.60%
|
| |
12/2021
|
| |
10,698
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00% | | |
N/A(7)
|
| |
12/2021
|
| |
—
|
| | | | — | | |
Mills Fleet Farm Group
LLC |
| |
512 Laurel Street,
PO Box 5055 Brainerd, MN 56401 |
| | Retail Stores | | | One stop^*~ | | | L + 6.25%(a) | | |
8.75%
|
| |
10/2024
|
| |
6,685
|
| | | | — | | |
Mindbody, Inc.
|
| |
4051 Broad Street,
Suite 220 San Luis Obispo, CA 93401 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 7.00%(a) | | |
9.48%
|
| |
02/2025
|
| |
22,383
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 7.00% | | |
N/A(7)
|
| |
02/2025
|
| |
(1)
|
| | | | — | | |
Ministry Brands, LLC
|
| |
9620 Executive Center
Drive North, Suite 200 St. Petersburg, FL 33702 |
| |
Diversified/ Conglomerate Service |
| | Senior loan | | | L + 4.00%(a) | | |
6.50%
|
| |
12/2022
|
| |
862
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.00%(a) | | |
6.50%
|
| |
12/2022
|
| |
493
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.00%(a) | | |
6.50%
|
| |
12/2022
|
| |
27
|
| | | | — | | |
MMan Acquisition Co.
|
| |
22 Crosby Drive,
Suite 100 Bedford, MA 01730 |
| |
Diversified/ Conglomerate Service |
| | One stop^* | | | L + 3.00%(c) | | |
5.74%
|
| |
08/2023
|
| |
8,197
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
16
|
| | | | 0.0%(17) | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
757
|
| | | | 0.0%(17) | | |
MRI Software LLC
|
| |
28925 Fountain Parkway
Solon, OH 44139 |
| |
Buildings and Real
Estate |
| | One stop^ | | | L + 5.50%(a) | | |
8.00%
|
| |
06/2023
|
| |
23,564
|
| | | | — | | |
| | | | | | | | | One stop^*~ | | | L + 5.50%(a) | | |
8.00%
|
| |
06/2023
|
| |
13,674
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(a) | | |
8.00%
|
| |
06/2023
|
| |
355
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(c) | | |
8.30%
|
| |
06/2023
|
| |
333
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(a) | | |
8.00%
|
| |
06/2023
|
| |
294
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
06/2023
|
| |
294
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
06/2023
|
| |
193
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(a) | | |
8.00%
|
| |
06/2023
|
| |
164
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(c) | | |
8.30%
|
| |
06/2023
|
| |
105
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(a) | | |
8.00%
|
| |
06/2023
|
| |
97
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(c) | | |
8.10%
|
| |
06/2023
|
| |
61
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a)(c) | | |
8.00%
|
| |
06/2023
|
| |
19
|
| | | | — | | |
MWD Management, LLC &
MWD Services, Inc. |
| |
320 Seven Springs Way,
Suite 250 Brentwood, TN 37027 |
| |
Healthcare, Education
and Childcare |
| | One stop* | | | L + 5.25%(c) | | |
7.85%
|
| |
06/2023
|
| |
5,836
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.25%(c) | | |
7.85%
|
| |
06/2023
|
| |
228
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25% | | |
N/A(7)
|
| |
06/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25% | | |
N/A(7)
|
| |
06/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
119
|
| | | | 0.2% | | |
NBC Intermediate, LLC
|
| |
4560 Belt Line Road,
Ste 350 Addison, TX 75001 |
| |
Beverage, Food and
Tobacco |
| | Senior loan^ | | | L + 4.25%(a) | | |
6.75%
|
| |
09/2023
|
| |
2,024
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.25% | | |
N/A(7)
|
| |
09/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | Senior loan* | | | L + 4.25%(a) | | |
6.75%
|
| |
09/2023
|
| |
1,091
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
Net Health Acquisition
Corp. |
| |
40 24th Street,
5th Floor Pittsburgh, PA 15222 |
| |
Diversified/ Conglomerate Service |
| | One stop* | | | L + 5.50%(c) | | |
8.10%
|
| |
12/2023
|
| |
$3,838
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(c) | | |
8.10%
|
| |
12/2023
|
| |
537
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
12/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
421
|
| | | | 0.2% | | |
NetMotion Wireless
Holdings, Inc. |
| |
701 N 34th Street,
Suite 250 Seattle, WA 98103 |
| | Telecommunications | | | One stop^* | | | L + 6.25%(c) | | |
8.85%
|
| |
10/2021
|
| |
6,360
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25% | | |
N/A(7)
|
| |
10/2021
|
| |
—
|
| | | | — | | |
Netsmart Technologies,
Inc. |
| |
4950 College Blvd
Overland Park, KS 66211 |
| |
Diversified/ Conglomerate Service |
| | Senior loan | | | L + 3.75%(a) | | |
6.25%
|
| |
04/2023
|
| |
1,719
|
| | | | — | | |
| | | | | | | | | Senior loan(6) | | | L + 4.75% | | |
N/A(7)
|
| |
04/2023
|
| |
(1)
|
| | | | — | | |
Nextech Systems, LLC
|
| |
5550 Executive Drive,
#350 Tampa, FL 33609 |
| |
Diversified/ Conglomerate Service |
| | One stop*~ | | | L + 6.00%(a) | | |
8.50%
|
| |
03/2024
|
| |
10,202
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.00%(a) | | |
8.50%
|
| |
03/2024
|
| |
5,579
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 6.00% | | |
N/A(7)
|
| |
03/2024
|
| |
(1)
|
| | | | — | | |
Nexus Brands Group, Inc.
|
| |
168 E Freedom Ave
Anaheim, CA 92801 |
| |
Diversified/ Conglomerate Service |
| | One stop* | | | L + 6.00%(c) | | |
8.59%
|
| |
11/2023
|
| |
5,721
|
| | | | — | | |
| | | | | | | | | One stop(9)(10) | | | L + 6.00%(c) | | |
6.84%
|
| |
11/2023
|
| |
3,323
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00%(c)(f) | | |
8.60%
|
| |
11/2023
|
| |
124
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.00%(c) | | |
8.60%
|
| |
11/2023
|
| |
90
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00%(a)(c) | | |
8.54%
|
| |
11/2023
|
| |
41
|
| | | | — | | |
| | | | | | | | | One stop(9)(10) | | | L + 6.00% | | |
N/A(7)
|
| |
11/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop(9)(10) | | | L + 6.00% | | |
N/A(7)
|
| |
11/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
222
|
| | | | 0.2% | | |
NTS Technical Systems
|
| |
24007 Ventura Blvd,
Suite 200 Calabasas, CA 91302 |
| |
Aerospace and Defense
|
| | One stop^*~ | | | L + 6.25%(a) | | |
8.74%
|
| |
06/2021
|
| |
22,299
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.25%(a) | | |
8.74%
|
| |
06/2021
|
| |
3,682
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25% | | |
N/A(7)
|
| |
06/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
573
|
| | | | 0.6% | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
350
|
| | | | 0.6% | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
193
|
| | | | 0.6% | | |
Oliver Street Dermatology
Holdings, LLC |
| |
5310 Harvest Hill Road,
Suite 290 Dallas, TX 75230 |
| |
Healthcare, Education
and Childcare |
| | One stop~ | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
8,383
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
846
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
188
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
135
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25%(c) | | |
8.90%
|
| |
05/2022
|
| |
123
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
119
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
104
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
81
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
70
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
43
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
41
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
37
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
29
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.25%(c) | | |
8.85%
|
| |
05/2022
|
| |
27
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25% | | |
N/A(7)
|
| |
05/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
121
|
| | | | 0.1% | | |
Onicon Incorporated
|
| |
1500 N. Belcher Road
Clearwater, FL 33764 |
| |
Diversified/ Conglomerate Manufacturing |
| | One stop^~ | | | P + 4.50%(f) | | |
10.00%
|
| |
04/2022
|
| |
22,118
|
| | | | — | | |
| | | | | | | | | One stop(9)(10) | | | L + 5.50%(a) | | |
6.50%
|
| |
04/2022
|
| |
4,291
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 4.50%(f) | | |
10.00%
|
| |
04/2022
|
| |
135
|
| | | | — | | |
ONsite Mammography,
LLC |
| |
815 North Road
Westfield, MA 01085 |
| |
Healthcare, Education
and Childcare |
| | One stop | | | L + 6.75%(a) | | |
9.25%
|
| |
11/2023
|
| |
3,048
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
| | | | | | | | | One stop | | |
L + 6.75%(a)(d)
|
| |
9.45%
|
| |
11/2023
|
| |
$39
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.75%(d) | | |
9.62%
|
| |
11/2023
|
| |
8
|
| | | | — | | |
Orchid Underwriters Agency,
LLC |
| |
1201 19th place,
Suite A-110 Vero Beach, FL 32960 |
| | Insurance | | | Senior loan~ | | | L + 4.50%(c) | | |
7.38%
|
| |
12/2024
|
| |
2,385
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.50% | | |
N/A(7)
|
| |
12/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.50% | | |
N/A(7)
|
| |
12/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
37
|
| | | | 0.0%(17) | | |
Orthotics Holdings, Inc.
|
| |
2905 Veterans Memorial Hwy
Ronkonkoma, NY 11779 |
| |
Personal and Non
Durable Consumer Products (Mfg. Only) |
| | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
02/2020
|
| |
8,162
|
| | | | — | | |
| | | | | | | | | One stop*(9) | | | L + 5.50%(a) | | |
8.00%
|
| |
02/2020
|
| |
1,338
|
| | | | — | | |
| | | | | | | | | One stop(9) | | | L + 5.50% | | |
N/A(7)
|
| |
02/2020
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
02/2020
|
| |
—
|
| | | | — | | |
Pace Analytical Services,
LLC |
| |
1800 Elm Street SE
Minneapolis, MN 55414 |
| | Ecological | | | One stop~ | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2022
|
| |
15,113
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2022
|
| |
1,405
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2022
|
| |
713
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2022
|
| |
344
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2022
|
| |
159
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2022
|
| |
118
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2022
|
| |
54
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2022
|
| |
30
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
09/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
09/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
350
|
| | | | 0.1% | | |
PADI Holdco, Inc.
|
| |
30151 Tomas St.
Rancho Santa Margarita, CA 92688 |
| |
Leisure, Amusement,
Motion Pictures, Entertainment |
| | One stop~(9)(10) | | | E + 5.75%(g) | | |
5.75%
|
| |
04/2023
|
| |
8,958
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.75%(c) | | |
8.50%
|
| |
04/2023
|
| |
9,628
|
| | | | — | | |
| | | | | | | | | One stop | | |
L + 5.75%(b)(c)
|
| |
8.39%
|
| |
04/2022
|
| |
23
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
457
|
| | | | 0.1% | | |
Paper Source, Inc.
|
| |
410 Milwaukee Ave
Chicago, IL 60654 |
| | Retail Stores | | | One stop^*~ | | | L + 6.25%(c) | | |
8.85%
|
| |
09/2019
|
| |
12,255
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.25%(c) | | |
8.85%
|
| |
09/2019
|
| |
1,628
|
| | | | — | | |
| | | | | | | | | One stop | | | P + 5.00%(f) | | |
0.105
|
| |
09/2019
|
| |
339
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
430
|
| | | | 0.8% | | |
Pasternack Enterprises, Inc.
and Fairview Microwave, Inc |
| |
17802 Fitch Drive
Irvine, CA 92614 |
| |
Diversified/ Conglomerate Manufacturing |
| | Senior loan~ | | | L + 4.00%(a) | | |
6.50%
|
| |
07/2025
|
| |
5,606
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.00% | | |
N/A(7)
|
| |
07/2023
|
| |
—
|
| | | | — | | |
Pentec Acquisition Sub, Inc.
|
| |
4 Creek Parkway
Boothwyn, PA 19061 |
| |
Healthcare, Education
and Childcare |
| | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
167
|
| | | | 0.1% | | |
Personify, Inc.
|
| |
6500 River Place Blvd.,
Bldg III, Ste 250 Austin, TX 78730 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 5.75%(c) | | |
8.35%
|
| |
09/2024
|
| |
7,296
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
09/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
272
|
| | | | 0.3% | | |
Pet Holdings ULC
|
| |
130 Royal Crest Court
Markham, Ontario, L3R 0A1 |
| | Retail Stores | | | One stop^*~(9)(12) | | | L + 5.50%(c) | | |
8.30%
|
| |
07/2022
|
| |
14,703
|
| | | | — | | |
| | | | | | | | | One stop^*(9)(12) | | | L + 5.50%(c) | | |
0.08297
|
| |
07/2022
|
| |
99
|
| | | | — | | |
| | | | | | | | | One stop(9)(12) | | | L + 5.50% | | |
N/A(7)
|
| |
07/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | LP interest(12) | | | N/A | | |
N/A
|
| |
N/A
|
| |
330
|
| | | | 0.1% | | |
Pet Supplies Plus, LLC
|
| |
17197 N. Laurel Park Dr.
402 Livonia, MI 48152 |
| | Retail Stores | | | Senior loan* | | | L + 4.50%(c) | | |
7.10%
|
| |
12/2024
|
| |
6,739
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.50% | | |
N/A(7)
|
| |
12/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
67
|
| | | | 0.0%(17) | | |
PetPeople Enterprises, LLC
|
| |
4390 Reynolds Dr.
Hilliard, OH 43026 |
| | Retail Stores | | | One stop^ | | | L + 5.00%(a) | | |
7.50%
|
| |
09/2023
|
| |
3,098
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
| | | | | | | | | One stop | | | L + 5.00%(a) | | |
7.50%
|
| |
09/2023
|
| |
$60
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.00%(a) | | |
7.50%
|
| |
09/2023
|
| |
15
|
| | | | — | | |
PetroChoice Holdings, Inc.
|
| |
1300 Virginia Dr,
Suite 405 Fort Washington, PA 19034 |
| |
Diversified/ Conglomerate Manufacturing |
| | Senior loan^ | | | L + 5.00%(c) | | |
7.74%
|
| |
08/2022
|
| |
1,723
|
| | | | — | | |
Pinnacle Treatment Centers,
Inc. |
| |
1317 Route 73,
Suite 200 Mt. Laurel, NJ 08054 |
| |
Healthcare, Education
and Childcare |
| | One stop | | | L + 5.75%(c) | | |
8.49%
|
| |
08/2021
|
| |
9,829
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.75%(c) | | |
8.49%
|
| |
08/2021
|
| |
364
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.75%(c) | | |
8.49%
|
| |
08/2021
|
| |
54
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75%(c) | | |
8.49%
|
| |
08/2021
|
| |
42
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75%(c)(f) | | |
8.95%
|
| |
08/2021
|
| |
33
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
08/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
279
|
| | | | 0.2% | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
17
|
| | | | 0.2% | | |
Plano Molding Company,
LLC |
| |
31 E. South Street
Plano, IL 60545 |
| |
Home and Office
Furnishings, Housewares, and Durable Consumer |
| | One stop^ | | | L + 7.50%(a) | | |
9.99%
|
| |
05/2021
|
| |
9,198
|
| | | | — | | |
Polk Acquisition Corp.
|
| |
2727 Interstate Drive
Lakeland, FL 33805 |
| | Automobile | | | Senior loan* | | | L + 5.25%(c) | | |
7.85%
|
| |
06/2022
|
| |
124
|
| | | | — | | |
| | | | | | | | | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
59
|
| | | | 0.1% | | |
Power Stop, LLC
|
| |
6112 W. 73rd Street
Bedford Park, IL 60638 |
| | Automobile | | | Senior loan~ | | | L + 4.75%(c)(f) | | |
7.35%
|
| |
10/2025
|
| |
1,352
|
| | | | — | | |
PPT Management Holdings,
LLC |
| |
333 Earle Ovington Blvd.,
Suite 225 Uniondale, NY 11553 |
| |
Healthcare, Education
and Childcare |
| | One stop | | | L + 7.50%(a) | | |
3.49% cash/
6.50% PIK |
| |
12/2022
|
| |
9,443
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 7.50%(a) | | |
3.49% cash/
6.50% PIK |
| |
12/2022
|
| |
125
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 7.50%(a) | | |
3.49% cash/
6.50% PIK |
| |
12/2022
|
| |
74
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 7.50%(a) | | |
3.49% cash/
6.50% PIK |
| |
12/2022
|
| |
34
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 7.50%(a) | | |
3.49% cash/
6.50% PIK |
| |
12/2022
|
| |
(24)
|
| | | | — | | |
PPV Intermediate Holdings
II, LLC |
| |
6541 Sexton Drive NW,
Building G Oiympia, WA 98502 |
| |
Personal, Food and
Miscellaneous Services |
| | One stop | | | P + 4.00%(f) | | |
9.50%
|
| |
05/2023
|
| |
32
|
| | | | — | | |
| | | | | | | | | One stop | | | N/A | | |
7.90% PIK
|
| |
05/2023
|
| |
2
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.00% | | |
N/A(7)
|
| |
05/2020
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
12
|
| | | | 0.0%(17) | | |
Pride Midco, Inc.
|
| |
4811 Montgomery Rd
Cincinnati, OH 45212 |
| |
Diversified/ Conglomerate Service |
| | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
1,184
|
| | | | 0.6% | | |
Project Alpha Intermediate
Holding, Inc. |
| |
150 N Radnor Chester Road,
Suite E-220 Radnor PA 19087 |
| |
Diversified/ Conglomerate Service |
| | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
521
|
| | | | 0.0%(17) | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
183
|
| | | | 0.0%(17) | | |
Project Silverback Holdings
Corp. |
| |
2000 Waterview Drive,
Suite 300 Hamilton, NJ 08691 |
| | Electronics | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.1% | | |
Property Brands, Inc.
|
| |
11121 Kingston Pike,
Suite E Knoxville, TN 37934 |
| |
Diversified/ Conglomerate Service |
| | One stop | | | L + 6.00%(a) | | |
8.50%
|
| |
01/2024
|
| |
10,709
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.00%(a) | | |
8.49%
|
| |
01/2024
|
| |
3,018
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.00%(a) | | |
8.50%
|
| |
01/2024
|
| |
216
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00%(a) | | |
8.50%
|
| |
01/2024
|
| |
141
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00%(a) | | |
8.50%
|
| |
01/2024
|
| |
79
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00%(c) | | |
8.49%
|
| |
01/2024
|
| |
50
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 6.00% | | |
N/A(7)
|
| |
01/2024
|
| |
(1)
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 6.00% | | |
N/A(7)
|
| |
01/2024
|
| |
(6)
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
342
|
| | | | 0.1% | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
Purfoods, LLC
|
| |
3210 SE Corporate Woods Dr.
Ankeny, IA 50021 |
| |
Beverage, Food and
Tobacco |
| | One stop | | | L + 5.50%(c) | | |
8.13%
|
| |
05/2021
|
| |
$8,379
|
| | | | — | | |
| | | | | | | | | One stop | | | N/A | | |
7.00% PIK
|
| |
05/2026
|
| |
116
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
55
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a)(c) | | |
8.05%
|
| |
05/2021
|
| |
55
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
39
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
30
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
30
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
30
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
24
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
15
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
15
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
14
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
11
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
11
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 5.50%(c) | | |
8.10%
|
| |
05/2021
|
| |
10
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
05/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
05/2021
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
662
|
| | | | 0.3% | | |
Pyramid Healthcare, Inc.
|
| |
270 Lakemont Park Blvd.
Altoona, PA 16602 |
| |
Healthcare, Education
and Childcare |
| | One stop* | | | L + 6.50%(c) | | |
9.10%
|
| |
08/2020
|
| |
1,142
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50%(a)(c) | | |
9.02%
|
| |
08/2020
|
| |
75
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50% | | |
N/A(7)
|
| |
08/2020
|
| |
—
|
| | | | — | | |
Quick Quack Car Wash
Holdings, LLC |
| |
1380 Lead Hill Blvd,
#260 Roseville, CA 95661 |
| | Automobile | | | One stop* | | | L + 6.50%(a) | | |
9.00%
|
| |
04/2023
|
| |
8,707
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.50%(a) | | |
9.00%
|
| |
04/2023
|
| |
149
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.50%(a) | | |
9.00%
|
| |
04/2023
|
| |
100
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50%(a) | | |
9.00%
|
| |
04/2023
|
| |
40
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50% | | |
N/A(7)
|
| |
04/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
207
|
| | | | 0.0%(17) | | |
R.G. Barry Corporation
|
| |
13405 Yarmouth Road
Pickerington, OH 43147 |
| |
Personal, Food and
Miscellaneous Services |
| | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
120
|
| | | | 0.2% | | |
Radiology Partners, Inc.
|
| |
1600 Rosecrans Avenue,
4th Floor Manhattan Beach, CA 90266 |
| |
Healthcare, Education
and Childcare |
| | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
213
|
| | | | 0.1% | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
54
|
| | | | 0.1% | | |
RegEd Aquireco, LLC
|
| |
2100 Gateway Centre Blvd.,
Suite 200 Morrisville, NC 27560 |
| |
Diversified/ Conglomerate Service |
| | Senior loan | | | L + 4.25%(a) | | |
6.74%
|
| |
12/2024
|
| |
8,772
|
| | | | — | | |
| | | | | | | | | Senior loan | | | P + 3.25%(f) | | |
8.75%
|
| |
12/2024
|
| |
3
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.25% | | |
N/A(7)
|
| |
12/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
138
|
| | | | 0.1% | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.1% | | |
Reladyne, Inc.
|
| |
9395 Kenwood Rd,
Suite 104 Blue Ash, OH 45242 |
| |
Diversified/ Conglomerate Manufacturing |
| | Senior loan^* | | | L + 5.00%(c) | | |
7.80%
|
| |
07/2022
|
| |
16,793
|
| | | | — | | |
| | | | | | | | | Senior loan | | |
L + 5.00%(b)(c)
|
| |
7.63%
|
| |
07/2022
|
| |
303
|
| | | | — | | |
| | | | | | | | | Senior loan^ | | | L + 5.00%(c) | | |
7.80%
|
| |
07/2022
|
| |
172
|
| | | | — | | |
| | | | | | | | | Senior loan~ | | | L + 5.00%(c) | | |
7.80%
|
| |
07/2022
|
| |
142
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 5.00%(a) | | |
7.63%
|
| |
07/2022
|
| |
100
|
| | | | — | | |
| | | | | | | | | Senior loan~ | | | L + 5.00%(c) | | |
7.80%
|
| |
07/2022
|
| |
65
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 5.00% | | |
N/A(7)
|
| |
07/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
614
|
| | | | 0.2% | | |
Riverchase MSO, LLC
|
| |
15051 South Tamiami Trail
Fort Myers, Florida 33908 |
| |
Healthcare, Education
and Childcare |
| | Senior loan* | | | L + 5.75%(c) | | |
8.35%
|
| |
10/2022
|
| |
4,905
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 5.75%(a)(c) | | |
8.34%
|
| |
10/2022
|
| |
65
|
| | | | — | | |
RSC Acquisition, Inc.
|
| |
160 Federal Street
Boston, MA 02110 |
| | Insurance | | | Senior loan~ | | | L + 4.25%(c) | | |
6.85%
|
| |
11/2022
|
| |
4,465
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.25%(c) | | |
6.93%
|
| |
11/2022
|
| |
2,291
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
| | | | | | | | | Senior loan | | | L + 4.25% | | |
N/A(7)
|
| |
11/2021
|
| |
$—
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.25% | | |
N/A(7)
|
| |
11/2022
|
| |
—
|
| | | | — | | |
Rubio’s Restaurants, Inc.
|
| |
1902 Wright Place,
Suite 300 Carlsbad, CA 92008 |
| |
Beverage, Food and
Tobacco |
| | Senior loan^* | | | L + 5.25%(c) | | |
7.85%
|
| |
10/2019
|
| |
10,560
|
| | | | — | | |
| | | | | | | | | Senior loan | | | P + 3.50%(f) | | |
9.00%
|
| |
10/2019
|
| |
74
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
905
|
| | | | 1.8% | | |
Ruby Slipper Cafe LLC, The
|
| |
315 S Broad Ave
New Orleans, LA 70119 |
| |
Personal, Food and
Miscellaneous Services |
| | One stop | | | L + 7.50%(c) | | |
10.27%
|
| |
01/2023
|
| |
1,030
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 7.50%(c) | | |
10.19%
|
| |
01/2023
|
| |
25
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 7.50%(c) | | |
10.18%
|
| |
01/2023
|
| |
5
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
155
|
| | | | 0.3% | | |
RXH Buyer Corporation
|
| |
155 White Plains Road
Tarrytown, NY 10591 |
| |
Healthcare, Education
and Childcare |
| | One stop^*~ | | | L + 5.75%(c) | | |
8.35%
|
| |
09/2021
|
| |
16,995
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.75%(c) | | |
8.35%
|
| |
09/2021
|
| |
1,923
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75%(c)(f) | | |
9.02%
|
| |
09/2021
|
| |
62
|
| | | | — | | |
| | | | | | | | | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
397
|
| | | | 0.4% | | |
Saba Software, Inc.
|
| |
2400 Bridge Parkway
Redwood Shores, CA 94065 |
| |
Diversified/ Conglomerate Service |
| | Senior loan^*~ | | | L + 4.50%(a) | | |
7.00%
|
| |
05/2023
|
| |
21,448
|
| | | | — | | |
| | | | | | | | | Senior loan~ | | | L + 4.50%(a) | | |
7.00%
|
| |
05/2023
|
| |
6,910
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.50% | | |
N/A(7)
|
| |
05/2023
|
| |
—
|
| | | | — | | |
Sage Dental Management,
LLC |
| |
951 Broken Sound Pkw NW,
Suite 185 Boca Raton, FL 33487 |
| |
Healthcare, Education
and Childcare |
| | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
12
|
| | | | 0.5% | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.5% | | |
SEI, Inc.
|
| |
3854 Broadmoor Avenue
Grand Rapids, MI 49512 |
| | Electronics | | | Senior loan* | | | L + 5.00%(a) | | |
7.50%
|
| |
07/2023
|
| |
5,036
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
699
|
| | | | 0.3% | | |
Self Esteem Brands, LLC
|
| |
12181 Margo
Ave S, #100 Hastings, MN 55033 |
| |
Leisure, Amusement,
Motion Pictures, Entertainment |
| | Senior loan^*~ | | | L + 4.25%(a) | | |
6.75%
|
| |
02/2022
|
| |
16,143
|
| | | | — | | |
| | | | | | | | | Senior loan(6) | | | L + 4.25% | | |
N/A(7)
|
| |
02/2022
|
| |
(8)
|
| | | | — | | |
Senior Loan Fund LLC
|
| |
150 South Wacker Drive,
Suite 800 Chicago, IL 60606 |
| |
Investment Funds and
Vehicles |
| | LLC interest(9)(15)(16) | | | N/A | | |
N/A
|
| |
N/A
|
| |
71,742
|
| | | | 87.5% | | |
SHO Holding I Corporation
|
| |
250 S Australian Ave
West Palm Beach, FL 33401 |
| | Textiles and Leather | | | Senior loan~ | | | L + 5.00%(c) | | |
7.74%
|
| |
10/2022
|
| |
2,111
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.00%(c) | | |
6.79%
|
| |
10/2021
|
| |
13
|
| | | | — | | |
SLMP, LLC
|
| |
2090 Commerce Drive
McKenney, TX 75069 |
| |
Healthcare, Education
and Childcare |
| | One stop^ | | | L + 6.00%(a) | | |
8.50%
|
| |
05/2023
|
| |
7,506
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.00%(a) | | |
8.50%
|
| |
05/2023
|
| |
296
|
| | | | — | | |
| | | | | | | | | Subordinated debt | | | N/A | | |
7.50% PIK
|
| |
05/2027
|
| |
90
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00% | | |
N/A(7)
|
| |
05/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00% | | |
N/A(7)
|
| |
05/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
350
|
| | | | 0.3% | | |
Sloan Company, Inc., The
|
| |
5725 Olivas Park Drive
Ventura, CA 93003 |
| | Electronics | | | One stop | | | L + 8.50%(c) | | |
11.10%
|
| |
04/2020
|
| |
4,276
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 8.50%(c) | | |
11.10%
|
| |
04/2020
|
| |
286
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 8.50%(c) | | |
11.10%
|
| |
04/2020
|
| |
33
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.6% | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.5% | | |
Sola Franchise, LLC and Sola
Salon Studios, LLC |
| |
50 South Steele Street,
Suite 1050 Denver, CO 80209 |
| | Retail Stores | | | One stop | | | L + 5.50%(c) | | |
8.10%
|
| |
10/2024
|
| |
4,843
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(c) | | |
0.08101
|
| |
10/2024
|
| |
120
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
10/2024
|
| |
7
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
10/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
199
|
| | | | 0.4% | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
40
|
| | | | 1.8% | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
Southern Veterinary Partners,
LLC |
| |
800 Shades Creek Pkwy,
Suite 625 Birmingham, AL 35209-4532 |
| |
Personal, Food and
Miscellaneous Services |
| | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
05/2025
|
| |
$3,851
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(a) | | |
0.0799863
|
| |
05/2025
|
| |
230
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(a) | | |
8.00%
|
| |
05/2025
|
| |
204
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
05/2025
|
| |
172
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
05/2025
|
| |
131
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 5.50%(a) | | |
8.00%
|
| |
05/2025
|
| |
112
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
05/2025
|
| |
99
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
05/2025
|
| |
76
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
05/2023
|
| |
75
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
05/2025
|
| |
66
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.50%(a) | | |
8.00%
|
| |
05/2025
|
| |
50
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
05/2025
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
349
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
58
|
| | | | 0.1% | | |
Sovos Compliance
|
| |
4th, 200 Ballardvale St.
Wilmington, MA 01887 |
| | Electronics | | | One stop^*~ | | | L + 6.00%(a) | | |
8.50%
|
| |
03/2022
|
| |
9,186
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.00%(a) | | |
8.50%
|
| |
03/2022
|
| |
1,545
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.00%(a) | | |
8.50%
|
| |
03/2022
|
| |
172
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00% | | |
N/A(7)
|
| |
03/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00% | | |
N/A(7)
|
| |
03/2022
|
| |
—
|
| | | | — | | |
Spear Education, LLC
|
| |
7201 E. Princess Boulevard
Scottsdale, AZ 85255 |
| |
Healthcare, Education
and Childcare |
| | One stop^ | | | L + 5.75%(c) | | |
8.55%
|
| |
08/2019
|
| |
4,573
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 5.75%(c) | | |
8.55%
|
| |
08/2019
|
| |
74
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
08/2019
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
78
|
| | | | 0.0%(17) | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
42
|
| | | | 0.1% | | |
SSH Corporation
|
| |
23824 Highway 59 N.
Kingwood, TX 77339 |
| |
Healthcare, Education
and Childcare |
| | Equity | | | N/A | | |
N/A
|
| |
N/A
|
| |
201
|
| | | | 0.7% | | |
Summit Behavioral
Healthcare, LLC |
| |
8115 Isabella Ln,
Suite 4 Brentwood, TN 37027 |
| |
Healthcare, Education
and Childcare |
| | Senior loan^ | | | L + 4.75%(d) | | |
7.44%
|
| |
10/2023
|
| |
8,733
|
| | | | — | | |
| | | | | | | | | Senior loan | | |
L + 4.75%(c)(d)
|
| |
7.45%
|
| |
10/2023
|
| |
115
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.75%(d) | | |
7.43%
|
| |
10/2023
|
| |
27
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
38
|
| | | | 0.0%(17) | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.0%(17) | | |
Sunless Merger Sub, Inc.
|
| |
8909 South Freeway Drive
Macedonia, OH 44056 |
| |
Diversified/ Conglomerate Manufacturing |
| | Senior loan | | | L + 5.00%(a)(f) | | |
7.54%
|
| |
07/2019
|
| |
1,321
|
| | | | — | | |
| | | | | | | | | Senior loan | | | P + 3.75%(f) | | |
9.25%
|
| |
07/2019
|
| |
237
|
| | | | — | | |
| | | | | | | | | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.0%(17) | | |
Sunshine Sub, LLC
|
| |
4776 New Broad Street,
Suite 195 Orlando, FL 32814 |
| |
Leisure, Amusement,
Motion Pictures, Entertainment |
| | One stop~ | | | L + 4.75%(a) | | |
7.25%
|
| |
05/2024
|
| |
7,682
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 4.75%(a) | | |
7.25%
|
| |
05/2024
|
| |
425
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 4.75% | | |
N/A(7)
|
| |
05/2024
|
| |
—
|
| | | | — | | |
Surgical Information Systems,
LLC |
| |
3650 Mansell Rd,
Suite 500 Alpharetta, GA 30009 |
| |
Healthcare, Education
and Childcare |
| | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
492
|
| | | | 0.4% | | |
Switchfly LLC
|
| |
601 Montgomery Street,
17th Floor San Francisco, CA 94111 |
| |
Diversified/ Conglomerate Service |
| | One stop(9)(14) | | | L + 3.00%(c) | | |
5.80%
|
| |
10/2023
|
| |
2,066
|
| | | | — | | |
| | | | | | | | | One stop(9)(14) | | | L + 3.00%(c) | | |
0.05797
|
| |
10/2023
|
| |
173
|
| | | | — | | |
| | | | | | | | | One stop(9)(14) | | | L + 3.00%(c) | | |
5.80%
|
| |
10/2023
|
| |
15
|
| | | | — | | |
| | | | | | | | | One stop(9)(14) | | | L + 8.50% | | |
N/A(7)
|
| |
10/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC units(9)(14) | | | N/A | | |
N/A
|
| |
N/A
|
| |
1,099
|
| | | | 1.1% | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
Teaching Company, The
|
| |
4840 Westfields Blvd.,
Suite 500 Chantilly, VA 20151 |
| |
Leisure, Amusement,
Motion Pictures, Entertainment |
| | One stop* | | | L + 4.75%(c) | | |
7.45%
|
| |
07/2023
|
| |
$10,855
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 4.75% | | |
N/A(7)
|
| |
07/2023
|
| |
—
|
| | | | — | | |
Teasdale Quality Foods, Inc.
|
| |
901 Packers Street
Atwater, CA 95301 |
| | Grocery | | | Senior loan | | | L + 5.75%(c) | | |
8.55%
|
| |
10/2020
|
| |
268
|
| | | | — | | |
Telesoft, LLC
|
| |
1611 E Camelback Rd.
Suite 300 Phoenix, AZ 85016 |
| |
Diversified/ Conglomerate Service |
| | One stop* | | | L + 5.00%(c) | | |
7.80%
|
| |
07/2022
|
| |
4,139
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.00% | | |
N/A(7)
|
| |
07/2022
|
| |
—
|
| | | | — | | |
TI Intermediate Holdings,
LLC |
| |
310 Main
Avenue Way SE Hickory, NC 28602 |
| |
Diversified/ Conglomerate Service |
| | Senior loan | | | L + 4.50%(a)(f) | | |
7.00%
|
| |
12/2024
|
| |
1,675
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.50%(a) | | |
7.00%
|
| |
12/2024
|
| |
3
|
| | | | — | | |
Titan Fitness, LLC
|
| |
8200 Greensboro Drive,
Suite 900 McLean, VA 22102 |
| |
Leisure, Amusement,
Motion Pictures, Entertainment |
| | One stop* | | | L + 4.75%(a) | | |
7.24%
|
| |
02/2025
|
| |
15,529
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 4.75% | | |
N/A(7)
|
| |
02/2025
|
| |
(3)
|
| | | | — | | |
| | | | | | | | | One stop(6) | | | L + 4.75% | | |
N/A(7)
|
| |
02/2025
|
| |
(3)
|
| | | | — | | |
Togetherwork Holdings,
LLC |
| |
55 Washington Street,
Suite 626 Brooklyn, NY 11201 |
| |
Diversified/ Conglomerate Manufacturing |
| | One stop~ | | | L + 6.50%(a) | | |
9.00%
|
| |
03/2025
|
| |
9,112
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.50%(a) | | |
9.00%
|
| |
03/2025
|
| |
554
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50%(a) | | |
9.00%
|
| |
03/2025
|
| |
150
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.50%(a) | | |
9.00%
|
| |
03/2025
|
| |
122
|
| | | | — | | |
| | | | | | | | | One stop*~ | | | L + 6.50%(a) | | |
9.00%
|
| |
03/2025
|
| |
115
|
| | | | — | | |
| | | | | | | | | One stop* | | | L + 6.50%(a) | | |
9.00%
|
| |
03/2025
|
| |
107
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50%(a) | | |
8.99%
|
| |
03/2024
|
| |
72
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50%(a) | | |
9.00%
|
| |
03/2025
|
| |
67
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.50%(a) | | |
9.00%
|
| |
03/2025
|
| |
4
|
| | | | — | | |
TouchTunes Interactive
Networks, Inc. |
| |
850 Third Avenue,
Suite 15C New York, NY 10022 |
| |
Broadcasting and
Entertainment |
| | Senior loan^ | | | L + 4.75%(a) | | |
7.25%
|
| |
05/2021
|
| |
1,440
|
| | | | — | | |
Transaction Data Systems,
Inc. |
| |
788 Montgomery Avenue
Ocoee, FL 34761 |
| |
Diversified/ Conglomerate Service |
| | One stop*~ | | | L + 5.25%(a) | | |
7.75%
|
| |
06/2021
|
| |
38,856
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.25%(a) | | |
7.75%
|
| |
06/2021
|
| |
60
|
| | | | — | | |
Tresys Technology Holdings,
Inc. |
| |
8840 Stanford Blvd,
Suite 2100 Columbia, MD 21045 |
| |
Aerospace and Defense
|
| | One stop(8) | | | L + 6.75%(a) | | |
9.25%
|
| |
12/2019
|
| |
1,170
|
| | | | — | | |
| | | | | | | | | One stop(8) | | | L + 6.75%(a) | | |
9.25%
|
| |
12/2019
|
| |
659
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.4% | | |
Trintech, Inc.
|
| |
15851 Dallas Pkwy,
Suite 900 Addison, TX 75001 |
| |
Diversified/ Conglomerate Service |
| | One stop^~ | | | L + 6.00%(c) | | |
8.75%
|
| |
12/2023
|
| |
10,821
|
| | | | — | | |
| | | | | | | | | One stop^~ | | | L + 6.00%(c) | | |
8.75%
|
| |
12/2023
|
| |
3,395
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00%(c) | | |
8.68%
|
| |
12/2023
|
| |
60
|
| | | | — | | |
Tronair Parent, Inc.
|
| |
1740 Eber Road
Holland, OH 43528 |
| |
Aerospace and Defense
|
| | Senior loan^ | | | L + 4.75%(a)(c) | | |
7.56%
|
| |
09/2023
|
| |
350
|
| | | | — | | |
| | | | | | | | | Senior loan | | |
L + 4.50%(a)(c)(f)
|
| |
7.47%
|
| |
09/2021
|
| |
77
|
| | | | — | | |
True Commerce, Inc.
|
| |
90 S Cascade Ave.,
Suite 1200 Colorado Springs, CO 90803 |
| |
Diversified/ Conglomerate Service |
| | One stop^ | | | L + 5.75%(c) | | |
8.35%
|
| |
11/2023
|
| |
5,581
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
11/2023
|
| |
—
|
| | | | — | | |
U.S. Renal Care, Inc.
|
| |
2400 Dallas Parkway,
Suite 350 Plano, TX 75093 |
| |
Healthcare, Education
and Childcare |
| | LP interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
1,699
|
| | | | 0.2% | | |
Uinta Brewing Company
|
| |
1722 Fremont Dr
Salt Lake City, Utah, 84104 |
| |
Beverage, Food and
Tobacco |
| | One stop^(8)(9)(14) | | | L + 4.00%(a) | | |
6.48%
|
| |
08/2021
|
| |
670
|
| | | | — | | |
| | | | | | | | | One stop(8)(9)(14) | | | L + 4.00%(a) | | |
0.0648375
|
| |
08/2021
|
| |
131
|
| | | | — | | |
| | | | | | | | | Common stock(9)(14) | | | N/A | | |
N/A
|
| |
N/A
|
| |
135
|
| | | | 0.0%(17) | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
Upserve, Inc.
|
| |
10 Dorrance Street
Providence, RI 02903 |
| |
Diversified/ Conglomerate Service |
| | One stop~ | | | L + 5.50%(a) | | |
8.00%
|
| |
07/2023
|
| |
$2,969
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
07/2023
|
| |
100
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
07/2023
|
| |
—
|
| | | | — | | |
Valant Medical Solutions,
Inc. |
| |
2033 6th Ave,
Suite 500 Seattle, WA 98121 |
| |
Diversified/ Conglomerate Service |
| | One stop | | | L + 11.00%(c) | | |
11.55% cash/
2.25% PIK |
| |
10/2020
|
| |
866
|
| | | | — | | |
| | | | | | | | | Subordinated debt | | | N/A | | |
6.00%
|
| |
02/2020
|
| |
224
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 11.00%(c) | | |
11.55% cash/
2.25% PIK |
| |
10/2020
|
| |
11
|
| | | | — | | |
| | | | | | | | | Equity | | | N/A | | |
N/A
|
| |
N/A
|
| |
14
|
| | | | — | | |
Velocity Technology
Solutions, Inc. |
| |
1901 Roxborough Road
Charlotte, NC 28211 |
| |
Diversified/ Conglomerate Service |
| | One stop* | | | L + 6.00%(c) | | |
8.60%
|
| |
12/2023
|
| |
8,186
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.00% | | |
N/A(7)
|
| |
12/2023
|
| |
—
|
| | | | — | | |
Vendavo, Inc.
|
| |
401 E. Middlefield Road
Mountain View, CA 94043 |
| |
Diversified/ Conglomerate Service |
| | One stop*~ | | | L + 8.50%(c) | | |
11.13%
|
| |
10/2022
|
| |
28,935
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 8.50% | | |
N/A(7)
|
| |
10/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
1,496
|
| | | | 0.4% | | |
Verisys Corporation
|
| |
1001 N. Fairfax St.,
Suite 640 Alexandria, VA 22314 |
| |
Diversified/ Conglomerate Service |
| | One stop* | | | L + 6.75%(c) | | |
9.35%
|
| |
01/2023
|
| |
3,866
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.75% | | |
N/A(7)
|
| |
01/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
246
|
| | | | 0.3% | | |
Veterinary Specialists of
North America, LLC |
| |
106 Apple St.,
Suite 207 Trinton Falls, NJ 07724 |
| |
Personal, Food and
Miscellaneous Services |
| | One stop^ | | | P + 4.50%(a)(f) | | |
9.53%
|
| |
07/2021
|
| |
7,293
|
| | | | — | | |
| | | | | | | | | One stop^ | | | P + 4.50%(f) | | |
10.00%
|
| |
07/2021
|
| |
760
|
| | | | — | | |
| | | | | | | | | One stop* | | | P + 4.50%(f) | | |
10.00%
|
| |
07/2021
|
| |
413
|
| | | | — | | |
| | | | | | | | | One stop* | | | P + 4.50%(f) | | |
0.1
|
| |
07/2021
|
| |
160
|
| | | | — | | |
| | | | | | | | | One stop~ | | | P + 4.50%(f) | | |
10.00%
|
| |
07/2021
|
| |
132
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a)(f) | | |
8.91%
|
| |
07/2021
|
| |
127
|
| | | | — | | |
| | | | | | | | | One stop^ | | | P + 4.50%(f) | | |
10.00%
|
| |
07/2021
|
| |
122
|
| | | | — | | |
| | | | | | | | | One stop* | | | P + 4.50%(f) | | |
10.00%
|
| |
07/2021
|
| |
62
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
7.99%
|
| |
07/2021
|
| |
29
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
375
|
| | | | — | | |
Vitalyst, LLC
|
| |
One Bala Plaza,
Suite 434 Bala Cynwyd, PA 19004 |
| |
Diversified/ Conglomerate Service |
| | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
76
|
| | | | 0.1% | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.1% | | |
Watchfire Enterprises, Inc.
|
| |
1015 Maple Street
Danville, IL 61832 |
| | Electronics | | | Second lien | | | L + 8.00%(c) | | |
10.60%
|
| |
10/2021
|
| |
9,434
|
| | | | — | | |
WBZ Investment LLC
|
| |
9780 Meridian Blvd,
Suite 400 Englewood, CO 80112 |
| |
Leisure, Amusement,
Motion Pictures, Entertainment |
| | One stop | | | L + 5.50%(a) | | |
8.00%
|
| |
09/2024
|
| |
5,123
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50%(a) | | |
7.98%
|
| |
09/2024
|
| |
32
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
09/2024
|
| |
—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
49
|
| | | | 0.2% | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
33
|
| | | | 0.2% | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
27
|
| | | | 0.2% | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
24
|
| | | | 0.2% | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
10
|
| | | | 0.2% | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
1
|
| | | | 0.2% | | |
Wetzel’s Pretzels, LLC
|
| |
35 Hugus Alley #300
Pasadena, CA 91103 |
| |
Personal, Food and
Miscellaneous Services |
| | One stop* | | | L + 6.75%(a) | | |
9.25%
|
| |
09/2021
|
| |
8,873
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.75%(a) | | |
0.0924863
|
| |
09/2021
|
| |
19
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
218
|
| | | | 0.2% | | |
WHCG Management, LLC
|
| |
227 Laurel Road,
Suite 300 Voorhees, NJ 08043 |
| |
Healthcare, Education
and Childcare |
| | Senior loan* | | | L + 5.00%(c) | | |
7.60%
|
| |
03/2023
|
| |
2,217
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 5.00%(c) | | |
7.61%
|
| |
03/2023
|
| |
94
|
| | | | — | | |
Name of Portfolio Company
|
| |
Address
|
| |
Industry
|
| |
Type of
Investment(1) |
| |
Spread
Above LIBOR(2) |
| |
Interest
Rate(3) |
| |
Maturity
|
| |
Fair Value
(Dollars in Thousands)(4) |
| |
Percentage
of Class Held(5) |
| |||
| | | | | | | | | Senior loan | | | L + 5.00% | | |
N/A(7)
|
| |
03/2023
|
| |
$—
|
| | | | — | | |
| | | | | | | | | LLC interest | | | N/A | | |
N/A
|
| |
N/A
|
| |
60
|
| | | | 0.2% | | |
Whitcraft LLC
|
| |
76 Country Road
Eastford, CT 06242 |
| |
Aerospace and Defense
|
| | One stop^* | | | L + 6.25%(c) | | |
8.85%
|
| |
04/2023
|
| |
12,376
|
| | | | — | | |
| | | | | | | | | One stop^ | | | L + 6.25%(c) | | |
8.85%
|
| |
04/2023
|
| |
193
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.25% | | |
N/A(7)
|
| |
04/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | Common stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
600
|
| | | | 0.3% | | |
WIRB-Copernicus Group,
Inc. |
| |
212 Carnegie Center,
Suite 301 Princeton, NJ 08540 |
| |
Healthcare, Education
and Childcare |
| | Senior loan^*~ | | | L + 4.25%(a) | | |
6.75%
|
| |
08/2022
|
| |
10,890
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.25% | | |
N/A(7)
|
| |
08/2022
|
| |
—
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 4.25% | | |
N/A(7)
|
| |
08/2022
|
| |
—
|
| | | | — | | |
Wood Fired Holding Corp.
|
| |
13850 Ballantyne Corporate
Place, Suite 450 Charlotte, NC 28277 |
| |
Beverage, Food and
Tobacco |
| | One stop* | | | L + 5.75%(c) | | |
8.65%
|
| |
12/2023
|
| |
6,953
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
12/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.75% | | |
N/A(7)
|
| |
12/2023
|
| |
—
|
| | | | — | | |
| | | | | | | | | Preferred units | | | N/A | | |
N/A
|
| |
N/A
|
| |
205
|
| | | | — | | |
| | | | | | | | | Common units | | | N/A | | |
N/A
|
| |
N/A
|
| |
—
|
| | | | 0.4% | | |
Workforce Software, LLC
|
| |
38705 Seven Mile Road
Livonia, MI 48152 |
| |
Diversified/ Conglomerate Service |
| | One stop^ | | | L + 6.50%(c) | | |
9.28%
|
| |
06/2021
|
| |
5,848
|
| | | | — | | |
| | | | | | | | | One stop~ | | | L + 6.50%(c) | | |
9.13%
|
| |
06/2021
|
| |
577
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 6.50% | | |
N/A(7)
|
| |
06/2021
|
| |
1
|
| | | | — | | |
| | | | | | | | | LLC units | | | N/A | | |
N/A
|
| |
N/A
|
| |
354
|
| | | | 0.1% | | |
WRE Holding Corp.
|
| |
577 Main Street,
Suite 110 Hudson, MA 01749 |
| | Ecological | | | Senior loan* | | | L + 5.00%(a) | | |
7.49%
|
| |
01/2023
|
| |
1,006
|
| | | | — | | |
| | | | | | | | | Senior loan~ | | | L + 5.00%(a) | | |
7.49%
|
| |
01/2023
|
| |
42
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 5.00%(a) | | |
7.49%
|
| |
01/2023
|
| |
18
|
| | | | — | | |
| | | | | | | | | Senior loan | | | L + 5.00%(a) | | |
7.49%
|
| |
01/2023
|
| |
12
|
| | | | — | | |
WU Holdco, Inc.
|
| |
705 Tri-State Parkway
Gurnee, IL 60031 |
| |
Personal and Non
Durable Consumer Products (Mfg. Only) |
| | One stop~ | | | L + 5.50%(c) | | |
8.11%
|
| |
03/2026
|
| |
952
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
03/2026
|
| |
—
|
| | | | — | | |
| | | | | | | | | One stop | | | L + 5.50% | | |
N/A(7)
|
| |
03/2025
|
| |
—
|
| | | | — | | |
Xmatters, Inc. and
Alarmpoint, Inc. |
| |
12647 Alcosta Blvd,
Suite 425 San Ramon, CA 94583 |
| |
Diversified/ Conglomerate Service |
| | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
256
|
| | | | 0.2% | | |
| | | | | | | | | Warrant | | | N/A | | |
N/A
|
| |
N/A
|
| |
19
|
| | | | 0.0%(17) | | |
| | | | | | | | | Preferred stock | | | N/A | | |
N/A
|
| |
N/A
|
| |
16
|
| | | | 0.0%(17) | | |
Title of Class
|
| |
(2)
Amount authorized |
| |
(3)
Amount held by us or for Our Account |
| |
(4)
Amount Outstanding Exclusive of Amounts shown Under (3) |
| |||||||||
Common Stock
|
| | | | 100,000,000 | | | | | | — | | | | | | 60,587,403 | | |
Preferred Stock
|
| | | | 1,000,000 | | | | | | — | | | | | | — | | |
| J.P. Morgan | | |
SMBC Nikko
|
|
| Morgan Stanley | | |
MUFG
|
|