Chief Compliance Officer

0001144204-14-066885.txt : 20141112 0001144204-14-066885.hdr.sgml : 20141111 20141112093552 ACCESSION NUMBER: 0001144204-14-066885 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAFIRST CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001476380 IRS NUMBER: 208496514 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16294 FILM NUMBER: 141211715 BUSINESS ADDRESS: STREET 1: 8150 SIERRA COLLEGE BOULEVARD, SUITE 290 CITY: ROSEVILLE STATE: CA ZIP: 95661-9417 BUSINESS PHONE: 916-787-9940 MAIL ADDRESS: STREET 1: 8150 SIERRA COLLEGE BOULEVARD, SUITE 290 CITY: ROSEVILLE STATE: CA ZIP: 95661-9417 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001476380 XXXXXXXX 09-30-2014 09-30-2014 false AMERICAFIRST CAPITAL MANAGEMENT, LLC

8150 Sierra College Boulevard, Suite 290 Roseville CA 95661-9417

13F HOLDINGS REPORT 028-16294 N Robert G. Roach, Jr. Chief Compliance Officer 916-757-6862 /s/ Robert G. Roach, Jr. Roseville CA 11-11-2014 0 211 202987593 INFORMATION TABLE 2 infotable.xml Aflac, Inc. Common Stock 001055102 195429 3355 SH SOLE 3355 0 0 AMR Corporation Common Stock 001765106 121394 80929 SH SOLE 80929 0 0 CIA Paranaense De Energi Preference 2200154 785130 57455 SH SOLE 57455 0 0 Banco do Brasil S.A. Common Stock 2328595 178479 17170 SH SOLE 17170 0 0 Abbott Laboratories Common Stock 002824100 733273 17631 SH SOLE 17631 0 0 ITOCHU Corporation Common Stock 6467803 199332 16314 SH SOLE 16314 0 0 Marubeni Corporation Common Stock 6569464 198438 28986 SH SOLE 28986 0 0 Sino Land Company Ltd. Common Stock 6810429 198636 128539 SH SOLE 128539 0 0 Wheelock & Co Ltd Common Stock 6981488 239619 50154 SH SOLE 50154 0 0 Alliant Techsystems, Inc. Common Stock 018804104 510943 4003 SH SOLE 4003 0 0 American Axle & Mfg Holdings Common Stock 024061103 316366 18865 SH SOLE 18865 0 0 Amgen, Inc. Common Stock 031162100 766069 5454 SH SOLE 5454 0 0 Atlas Pipeline Partners L.P. MLP 049392103 220401 6045 SH SOLE 6045 0 0 CR Bard Inc. Common Stock 067383109 721114 5053 SH SOLE 5053 0 0 Baxter International, Inc. Common Stock 071813109 721576 10054 SH SOLE 10054 0 0 Blount International Inc Common Stock 095180105 717692 47435 SH SOLE 47435 0 0 Boston Scientific Corp. Common Stock 101137107 715804 60610 SH SOLE 60610 0 0 Buckeye Partners, L.P. MLP 118230101 931549 11697 SH SOLE 11697 0 0 Cigna Corp. Common Stock 125509109 1408597 15532 SH SOLE 15532 0 0 Calpine Corporation Common Stock 131347304 699413 32231 SH SOLE 32231 0 0 Celgene Corp. Common Stock 151020104 765064 8072 SH SOLE 8072 0 0 Computer Sciences Corp. Common Stock 205363104 201061 3288 SH SOLE 3288 0 0 Cousins Properties, Inc REIT 222795106 774205 64787 SH SOLE 64787 0 0 Dean Foods Co. Common Stock 242370203 1403758 105944 SH SOLE 105944 0 0 Delek US Holdings Inc Common Stock 246647101 1657888 50057 SH SOLE 50057 0 0 Delta Air Lines Inc. Common Stock 247361702 190077 5258 SH SOLE 5258 0 0 Deluxe Corp. Common Stock 248019101 192564 3491 SH SOLE 3491 0 0 E.ON SE ADR 268780103 746267 40925 SH SOLE 40925 0 0 Edison International Common Stock 281020107 1384188 24753 SH SOLE 24753 0 0 El Paso Pipeline Partners, LP MLP 283702108 757136 18853 SH SOLE 18853 0 0 Equity Commonwealth REIT 294628102 905429 35217 SH SOLE 35217 0 0 General Growth Properties Inc REIT 370023103 968800 41138 SH SOLE 41138 0 0 Hawaiian Electric Industries Common Stock 419870100 798863 30089 SH SOLE 30089 0 0 Hawaiian Holdings, Inc Common Stock 419879101 204292 15189 SH SOLE 15189 0 0 Hewlett Packard Co. Common Stock 428236103 217644 6136 SH SOLE 6136 0 0 ICahn Enterprises LP MLP 451100101 1247430 11786 SH SOLE 11786 0 0 Ingredion Inc Common Stock 457187102 2563597 33825 SH SOLE 33825 0 0 Integra LifeSciences Holdings Common Stock 457985208 753486 15179 SH SOLE 15179 0 0 iShares iBoxx $ Investment Grade Corporate Bond ETF ETP 464287242 4986638 42181 SH SOLE 42181 0 0 iShares 20+ Year Treasury Bond ETF ETP 464287432 1091310 9386 SH SOLE 9386 0 0 iShares JP Morgan USD Emerging Markets Bond ETF ETP 464288281 518771 4597 SH SOLE 4597 0 0 iShares iBoxx $ High Yield Corporate Bond ETF ETP 464288513 510506 5552 SH SOLE 5552 0 0 iShares Core US Credit Bond ETF ETP 464288620 4996941 45213 SH SOLE 45213 0 0 iShares Intermediate Credit Bond ETF ETP 464288638 524469 4798 SH SOLE 4798 0 0 Kellogg Co. Common Stock 487836108 724786 11766 SH SOLE 11766 0 0 Knight Transportation Inc. Common Stock 499064103 235362 8593 SH SOLE 8593 0 0 Lexmark International Inc. Common Stock 529771107 184620 4344 SH SOLE 4344 0 0 Eli Lilly & Co. Common Stock 532457108 754984 11642 SH SOLE 11642 0 0 Lorillard Inc Common Stock 544147101 768945 12835 SH SOLE 12835 0 0 Magellan Midstream Partners LP MLP 559080106 972532 11553 SH SOLE 11553 0 0 Masimo Corporation Common Stock 574795100 729883 34299 SH SOLE 34299 0 0 Matrix Service Co Common Stock 576853105 154440 6403 SH SOLE 6403 0 0 Merit Medical Systems Inc. Common Stock 589889104 724205 60960 SH SOLE 60960 0 0 National Grid Transco - SP ADR ADR 636274300 1775652 24703 SH SOLE 24703 0 0 Newell Rubbermaid, Inc. Common Stock 651229106 761941 22143 SH SOLE 22143 0 0 Patterson Cos Inc Common Stock 703395103 770059 18587 SH SOLE 18587 0 0 Pepco Holdings Inc. Common Stock 713291102 1397059 52207 SH SOLE 52207 0 0 Pfizer Inc. Common Stock 717081103 2189836 74056 SH SOLE 74056 0 0 Philip Morris Int'l Inc. Common Stock 718172109 749683 8989 SH SOLE 8989 0 0 Phillips 66 Common Stock 718546104 1443090 17748 SH SOLE 17748 0 0 Portland General Electric Co Common Stock 736508847 723888 22537 SH SOLE 22537 0 0 Procter & Gamble Co. Common Stock 742718109 757093 9041 SH SOLE 9041 0 0 Public Service Enterprise Inc. Common Stock 744573106 1330250 35721 SH SOLE 35721 0 0 Questar Corp. Common Stock 748356102 737309 33078 SH SOLE 33078 0 0 Rex American Resources Common Stock 761624105 204210 2802 SH SOLE 2802 0 0 St. Jude Medical, Inc. Common Stock 790849103 699132 11627 SH SOLE 11627 0 0 Snyder's - Lance Inc Common Stock 833551104 717541 27077 SH SOLE 27077 0 0 Southwestern Energy Co Common Stock 845467109 2121815 60710 SH SOLE 60710 0 0 Sturm Ruger & Co Inc Common Stock 864159108 170610 3504 SH SOLE 3504 0 0 Teva Pharmaceutical Indus. Ltd ADR 881624209 2676105 49788 SH SOLE 49788 0 0 Triumph Group Inc Common Stock 896818101 198663 3054 SH SOLE 3054 0 0 Tupperware Brands Corp. Common Stock 899896104 703863 10195 SH SOLE 10195 0 0 Unilever NV NY Reg Shrs 904784709 725311 18279 SH SOLE 18279 0 0 Universal Corp/VA Common Stock 913456109 1481516 33375 SH SOLE 33375 0 0 Western Refining Inc Common Stock 959319104 1571896 37435 SH SOLE 37435 0 0 Xerox Corp. Common Stock 984121103 224103 16939 SH SOLE 16939 0 0 US Silica Holdings Inc Common Stock 90346E103 237038 3792 SH SOLE 3792 0 0 Amerisource Bergen Corp. Common Stock 03073E105 748032 9677 SH SOLE 9677 0 0 Edwards Lifesciences Corp Common Stock 28176E108 2931296 28696 SH SOLE 28696 0 0 AT&T Inc Note 00206RBK7 627568 680000 PRN SOLE 680000 0 0 Alcoa, Inc. Note 013817AV3 572636 540000 PRN SOLE 540000 0 0 Allstate Corp. Note 020002BB6 618788 580000 PRN SOLE 580000 0 0 Altria Group, Inc. Common Stock 02209S103 795543 17317 SH SOLE 17317 0 0 American Int'l Group Inc. Note 026874BS5 622150 460000 PRN SOLE 460000 0 0 Ameristar Casinos Inc.. Note 03070QAN1 890340 852000 PRN SOLE 852000 0 0 Amerigas Finance Note 03077JAB6 896730 852000 PRN SOLE 852000 0 0 Amgen, Inc. Note 031162BP4 623134 570000 PRN SOLE 570000 0 0 Apache Corp. Note 037411BA2 601937 600000 PRN SOLE 600000 0 0 Blackstone Group LP/The MLP 09253U108 3462454 109989 SH SOLE 109989 0 0 Burger King Corp Note 121207AA2 949500 900000 PRN SOLE 900000 0 0 CCO Holdings LLC/ Chtr Note 1248EPBE2 608475 610000 PRN SOLE 610000 0 0 Cigna Corp. Note 125509BT5 608152 550000 PRN SOLE 550000 0 0 CME Group INC Note 12572QAF2 631916 550000 PRN SOLE 550000 0 0 CSX Corp. Note 126408GY3 622882 660000 PRN SOLE 660000 0 0 Cardinal Health, Inc. Common Stock 14149Y108 749575 10005 SH SOLE 10005 0 0 The Carlyle Group MLP 14309L102 3315449 108846 SH SOLE 108846 0 0 Clear Channel Communications Note 184502BG6 2462918 2466000 PRN SOLE 2466000 0 0 Coca-Cola Enterprises Inc. Common Stock 19122T109 731718 16495 SH SOLE 16495 0 0 Conagra Foods, Inc. Note 205887BS0 601054 620000 PRN SOLE 620000 0 0 Concho Resources Inc Note 20605PAE1 936320 896000 PRN SOLE 896000 0 0 Continental Resources Inc. Note 212015AL5 612211 590000 PRN SOLE 590000 0 0 Cott Corporation Common Stock 22163N106 682411 99332 SH SOLE 99332 0 0 DaVita HealthCare Partners Inc Note 23918KAP3 603200 580000 PRN SOLE 580000 0 0 Devon Energy Corp. Note 25179MAN3 609116 610000 PRN SOLE 610000 0 0 Diageo PLC ADR 25243Q205 724712 6280 SH SOLE 6280 0 0 DirectTV Holdings/Finance Note 25459HAX3 653662 580000 PRN SOLE 580000 0 0 Direxion Shares ETP 25459W540 1694942 25400 SH SOLE 25400 0 0 Dow Chemical Co. Note 260543CE1 603870 580000 PRN SOLE 580000 0 0 Dreyfus Open-End Fund 26188J206 5583813 5583813 SH SOLE 5583813 0 0 Dynegy Inc Common Stock 26817R108 1222365 42355 SH SOLE 42355 0 0 EXCO Resources, Inc Note 269279AD7 960000 1000000 PRN SOLE 1000000 0 0 EBay, Inc. Note 278642AF0 597047 680000 PRN SOLE 680000 0 0 Emcor Group Inc Common Stock 29084Q100 183536 4593 SH SOLE 4593 0 0 Energy Transfer Partners LP MLP 29273R109 1070169 16724 SH SOLE 16724 0 0 Energy Transfer Partners LP Note 29273RAR0 605535 530000 PRN SOLE 530000 0 0 Energy Transfer Equity LP MLP 29273V100 221097 3584 SH SOLE 3584 0 0 EnLink Midstream Partners LP MLP 29336U107 1885281 61914 SH SOLE 61914 0 0 Enterprise Products Note 29379VAW3 628827 610000 PRN SOLE 610000 0 0 Equinix Inc. Note 29444UAM8 597000 600000 PRN SOLE 600000 0 0 Evercore Partners Inc-Cl A Common Stock 29977A105 796086 16938 SH SOLE 16938 0 0 Exelon Corp. Common Stock 30161N101 1366395 40082 SH SOLE 40082 0 0 First Data Corporation Note 319963BB9 957600 798000 SH SOLE 798000 0 0 Fossil Group Inc Common Stock 34988V106 188270 2005 SH SOLE 2005 0 0 Freeport-McMoRan Inc. Note 35671DBC8 613985 600000 PRN SOLE 600000 0 0 Glaxosmithkline PLC ADR ADR 37733W105 739795 16093 SH SOLE 16093 0 0 Goodyear Tire & Rubber Co. Note 382550BD2 595650 570000 PRN SOLE 570000 0 0 HCA Holdings, Inc. Note 40412CAB7 912705 852000 PRN SOLE 852000 0 0 HD Supply Inc Note 40415RAK1 908813 786000 PRN SOLE 786000 0 0 Halliburton Co. Note 406216BE0 612738 580000 PRN SOLE 580000 0 0 Harrahs Operating Co Inc Note 413627BM1 472500 2000000 PRN SOLE 2000000 0 0 Hertz Corp Note 428040CJ6 894284 863000 PRN SOLE 863000 0 0 IDEXX Laboratories Inc Common Stock 45168D104 1627586 13813 SH SOLE 13813 0 0 Illinois Tool Works, Inc. Note 452308AJ8 584463 500000 PRN SOLE 500000 0 0 Infor US Inc Note 45672NAB7 899513 830000 PRN SOLE 830000 0 0 ING US Inc Note 45685EAG1 626200 620000 PRN SOLE 620000 0 0 Iron Mountain Note 46284PAP9 611475 620000 PRN SOLE 620000 0 0 KKR & Co. L.P. MLP 48248M102 4275311 191718 SH SOLE 191718 0 0 Keurig Green Mountain Inc Common Stock 49271M100 763733 5869 SH SOLE 5869 0 0 Kinetics Concept Note 49461BAB0 1475860 1354000 PRN SOLE 1354000 0 0 Level 3 Financing inc Note 527298AT0 903713 831000 PRN SOLE 831000 0 0 Level 3 Financing inc Note 527298AW3 603488 570000 PRN SOLE 570000 0 0 Linn Energy LLC Note 536022AC0 890209 857000 PRN SOLE 857000 0 0 Linn Energy LLC Note 536022AF3 587250 580000 PRN SOLE 580000 0 0 Lowe's Cos. Inc. Note 548661CX3 626569 600000 PRN SOLE 600000 0 0 MGM Resorts Intl Note 552953AR2 890950 865000 PRN SOLE 865000 0 0 MRC Global Inc Common Stock 55345K103 173547 7442 SH SOLE 7442 0 0 Macy's Inc Common Stock 55616P104 208343 3581 SH SOLE 3581 0 0 Marathon Petroleum Corp Note 56585AAF9 596480 500000 PRN SOLE 500000 0 0 McClatchy Company Note 579489AG0 583875 540000 PRN SOLE 540000 0 0 Medifast Inc Common Stock 58470H101 221438 6745 SH SOLE 6745 0 0 Medivation Inc Common Stock 58501N101 798178 8073 SH SOLE 8073 0 0 Metropcs Wireless Inc Note 591709AK6 987881 950000 PRN SOLE 950000 0 0 Myriad Genetics, Inc. Common Stock 62855J104 2642431 68510 SH SOLE 68510 0 0 National Oilwell Varco Inc. Note 637071AK7 615146 650000 PRN SOLE 650000 0 0 Navistar Intl Note 63934EAM0 1898044 1845000 PRN SOLE 1845000 0 0 Neurocrine Biosciences Inc Common Stock 64125C109 733998 46841 SH SOLE 46841 0 0 Newcastle Investment Corp REIT 65105M504 185001 14590 SH SOLE 14590 0 0 Newmont Mining Corp. Note 651639AP1 609137 720000 PRN SOLE 720000 0 0 Nisource Financial Corp Note 65473QBC6 643466 630000 PRN SOLE 630000 0 0 Northstar Realty Finance Corp. REIT 66704R704 221370 12528 SH SOLE 12528 0 0 Nu Skin Enterprises Inc Common Stock 67018T105 2142843 47587 SH SOLE 47587 0 0 NuStar Energy LP MLP 67058H102 4981503 75546 SH SOLE 75546 0 0 ONEOK Partners L.P. MLP 68268N103 3523242 62960 SH SOLE 62960 0 0 PBF ENERGY INC Common Stock 69318G106 1290984 53791 SH SOLE 53791 0 0 PDL BioPharma Inc Common Stock 69329Y104 587799 78688 SH SOLE 78688 0 0 Penn Virginia Corp Note 707882AE6 590800 560000 PRN SOLE 560000 0 0 PowerShares ETP 73936T573 515468 18112 SH SOLE 18112 0 0 Prudential Financial Inc. Note 744320AM4 617848 590000 PRN SOLE 590000 0 0 Reynolds Group Note 761735AF6 605625 570000 PRN SOLE 570000 0 0 Reynolds Group Note 761735AL3 1883250 1800000 PRN SOLE 1800000 0 0 SPDR ETP 78464A417 4867486 121142 SH SOLE 121142 0 0 SPDR ETP 78468R408 4845098 161881 SH SOLE 161881 0 0 Sabra Health Care REIT Inc REIT 78573L106 823427 33858 SH SOLE 33858 0 0 Sandridge Energy Inc Note 80007PAN9 867300 885000 PRN SOLE 885000 0 0 Sandridge Energy Inc Note 80007PAQ2 572138 570000 PRN SOLE 570000 0 0 Select Comfort Corp. Common Stock 81616X103 211480 10109 SH SOLE 10109 0 0 Servicemaster Company Note 81760NAR0 400235 383000 PRN SOLE 383000 0 0 Spirit Realty Capital REIT 84860W102 571471 52094 SH SOLE 52094 0 0 Springleaf Finance Corp Note 85171RAA2 953175 895000 PRN SOLE 895000 0 0 Sunoco Logistics Partners L.P. MLP 86764L108 1211133 25096 SH SOLE 25096 0 0 TC Pipelines LP MLP 87233Q108 1267937 18726 SH SOLE 18726 0 0 Terex Corp. Note 880779AY9 606100 580000 PRN SOLE 580000 0 0 Time Warner Cable Inc Note 88732JAY4 637648 540000 PRN SOLE 540000 0 0 UnitedHealth Group Inc. Note 91324PCD2 617829 630000 PRN SOLE 630000 0 0 Universal Insurance Holdings Common Stock 91359V107 207436 16043 SH SOLE 16043 0 0 Unum Group Common Stock 91529Y106 205455 5976 SH SOLE 5976 0 0 VWR Funding, Inc Note 918436AF3 1875775 1795000 PRN SOLE 1795000 0 0 Valero Energy Corp Common Stock 91913Y100 1320037 28529 SH SOLE 28529 0 0 Varian Medical Systems Inc Common Stock 92220P105 706658 8820 SH SOLE 8820 0 0 Viacom Inc Note 92553PAU6 613367 550000 PRN SOLE 550000 0 0 Visant Corp Note 92834UAB8 1773460 1976000 PRN SOLE 1976000 0 0 W&T Offshore Inc Note 92922PAC0 907920 873000 PRN SOLE 873000 0 0 Actavis Inc Note 942683AH6 577828 630000 PRN SOLE 630000 0 0 WellPoint Inc Common Stock 94973V107 1582214 13227 SH SOLE 13227 0 0 Itau Unibanco Holding SA Preference B037HR3 187238 13433 SH SOLE 13433 0 0 FERROVIAL SA Common Stock B038516 5624 290 SH SOLE 290 0 0 Tractebel Energia SA Common Stock B07C763 835877 59188 SH SOLE 59188 0 0 The Link REIT REIT B0PB4M7 225954 39209 SH SOLE 39209 0 0 Prosperity REIT REIT B0PVBN7 957420 3084917 SH SOLE 3084917 0 0 Artis Real Estate Inv REIT B0XZXV3 899769 65699 SH SOLE 65699 0 0 Banco Hipotecario SA Note B13BWD3 19975 20000 PRN SOLE 20000 0 0 Charter Hall Group REIT B15F6S6 861330 240624 SH SOLE 240624 0 0 Companhia Energetica de Minas Preference B1YBRG0 165798 26840 SH SOLE 26840 0 0 VERESEN INC Common Stock B3MBSJ6 856024 56192 SH SOLE 56192 0 0 Northwest Healthcare Prop REIT B4Y8WM3 904694 103729 PRN SOLE 103729 0 0 BB Seguridade Participacoes Common Stock B9N3SQ0 172056 13051 SH SOLE 13051 0 0 CIA DE BEBIDAS DAS AMERICAS Common Stock BG7ZWY7 177767 27027 SH SOLE 27027 0 0 Assured Guaranty Ltd Common Stock G0585R106 194631 8783 SH SOLE 8783 0 0 Herbalife Ltd Common Stock G4412G101 1718500 39280 SH SOLE 39280 0 0 Montpelier Re Holdings Common Stock G62185106 201494 6481 SH SOLE 6481 0 0 Foster Wheeler AG Common Stock H27178104 193578 6122 SH SOLE 6122 0 0