0001751788-21-000112.txt : 20210510
0001751788-21-000112.hdr.sgml : 20210510
20210510170102
ACCESSION NUMBER: 0001751788-21-000112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210506
FILED AS OF DATE: 20210510
DATE AS OF CHANGE: 20210510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edmonds Ronald C
CENTRAL INDEX KEY: 0001476281
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38646
FILM NUMBER: 21908170
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOW INC.
CENTRAL INDEX KEY: 0001751788
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 301128146
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 9896361000
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
CITY: MIDLAND
STATE: MI
ZIP: 48674
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Inc.
DATE OF NAME CHANGE: 20190305
FORMER COMPANY:
FORMER CONFORMED NAME: Dow Holdings Inc.
DATE OF NAME CHANGE: 20180831
4
1
wf-form4_162068042970533.xml
FORM 4
X0306
4
2021-05-06
0
0001751788
DOW INC.
DOW
0001476281
Edmonds Ronald C
2211 H.H. DOW WAY
MIDLAND
MI
48674
0
1
0
0
Controller and Vice President
Common Stock
2021-05-06
4
M
0
30000
32.57
A
39979
D
Common Stock
2021-05-06
4
S
0
30000
68.35
D
9979
D
Common Stock
2021-05-06
4
M
0
20905
32.57
A
30884
D
Common Stock
2021-05-06
4
D
0
12768
68.437
D
18116
D
Common Stock
30
I
By Trust
Common Stock
33033
I
By Spouse Trust
Common Stock
1642.481
I
By 401(k) Plan
Common Stock
2262.831
I
By 401(k) Plan ESOP
Non-Qualified Stock Option (Right to Buy)
32.57
2021-05-06
4
M
0
30000
0
D
2023-02-15
Common Stock
30000.0
20905
D
Non-Qualified Stock Option (Right to Buy)
32.57
2021-05-06
4
M
0
20905
0
D
2023-02-15
Common Stock
20905.0
0
D
Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold.
The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.43 to $68.47. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This option granted in February 2013 is fully vested and exercisable.
/s/ Ronald C. Edmonds
2021-05-10