0001751788-21-000112.txt : 20210510 0001751788-21-000112.hdr.sgml : 20210510 20210510170102 ACCESSION NUMBER: 0001751788-21-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210506 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edmonds Ronald C CENTRAL INDEX KEY: 0001476281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 21908170 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 4 1 wf-form4_162068042970533.xml FORM 4 X0306 4 2021-05-06 0 0001751788 DOW INC. DOW 0001476281 Edmonds Ronald C 2211 H.H. DOW WAY MIDLAND MI 48674 0 1 0 0 Controller and Vice President Common Stock 2021-05-06 4 M 0 30000 32.57 A 39979 D Common Stock 2021-05-06 4 S 0 30000 68.35 D 9979 D Common Stock 2021-05-06 4 M 0 20905 32.57 A 30884 D Common Stock 2021-05-06 4 D 0 12768 68.437 D 18116 D Common Stock 30 I By Trust Common Stock 33033 I By Spouse Trust Common Stock 1642.481 I By 401(k) Plan Common Stock 2262.831 I By 401(k) Plan ESOP Non-Qualified Stock Option (Right to Buy) 32.57 2021-05-06 4 M 0 30000 0 D 2023-02-15 Common Stock 30000.0 20905 D Non-Qualified Stock Option (Right to Buy) 32.57 2021-05-06 4 M 0 20905 0 D 2023-02-15 Common Stock 20905.0 0 D Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold. The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.43 to $68.47. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This option granted in February 2013 is fully vested and exercisable. /s/ Ronald C. Edmonds 2021-05-10