0001476204-24-000004.txt : 20240103 0001476204-24-000004.hdr.sgml : 20240103 20240103164752 ACCESSION NUMBER: 0001476204-24-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edison Jeffrey CENTRAL INDEX KEY: 0001548377 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40594 FILM NUMBER: 24507544 MAIL ADDRESS: STREET 1: 11501 NORTHLAKE DRIVE CITY: CINCINNATI STATE: OH ZIP: 45249 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips Edison & Company, Inc. CENTRAL INDEX KEY: 0001476204 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 271106076 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11501 NORTHLAKE DRIVE CITY: CINCINNATI STATE: OH ZIP: 45249 BUSINESS PHONE: 513-554-1110 MAIL ADDRESS: STREET 1: 11501 NORTHLAKE DRIVE CITY: CINCINNATI STATE: OH ZIP: 45249 FORMER COMPANY: FORMER CONFORMED NAME: PHILLIPS EDISON GROCERY CENTER REIT I, INC. DATE OF NAME CHANGE: 20141205 FORMER COMPANY: FORMER CONFORMED NAME: Phillips Edison Grocery Center REIT I, Inc. DATE OF NAME CHANGE: 20141205 FORMER COMPANY: FORMER CONFORMED NAME: Phillips Edison - ARC Shopping Center REIT Inc. DATE OF NAME CHANGE: 20091105 4 1 wk-form4_1704318456.xml FORM 4 X0508 4 2023-12-31 0 0001476204 Phillips Edison & Company, Inc. PECO 0001548377 Edison Jeffrey 11501 NORTHLAKE DRIVE CINCINNATI OH 45249 1 1 0 0 Chairman and CEO 0 Common Stock 2023-12-31 4 F 0 14222 36.48 D 220610 D Common Stock 2024-01-01 4 F 0 2860 36.48 D 217750 D Common Stock 77354 I By PELP Common Stock 33333 I By Father's Trust Common Stock 12088 I By Edison Properties LLC Common Stock 11111 I By Sister in Law's Trust Common Stock 11111 I By Jeffrey Edison Trust Common Stock 11111 I By Brother's Trust Class B Units 2024-01-01 4 M 0 11142 0 D Common Stock 11142 11143 D OP Units 2024-01-01 4 M 0 11142 0 A Common Stock 11142 3310990.331 D OP Units Common Stock 2424405.871 2424405.871 I By Jeffrey Edison Family Trust OP Units Common Stock 1134215.303 1134215.303 I By Edison Properties LLC OP Units Common Stock 500593.389 500593.389 I By Spouse's Family Trust OP Units Common Stock 431233.177 431233.177 I By Edison Family Trust OP Units Common Stock 330666.876 330666.876 I By Edison Ventures Trust OP Units Common Stock 276927.452 276927.452 I By Old 97, Inc OP Units Common Stock 211265.707 211265.707 I By Spouse's Trust OP Units Common Stock 60583.377 60583.377 I By Father's Trust Represents shares of Common Stock surrendered to cover tax liability upon vesting of earned 2020-2022 Performance-Based LTIP units. Represents shares of Common Stock surrendered to cover tax liability upon vesting of restricted stock units. Reflects total shares held by the entity, and as to which Mr. Edison has shared voting and dispositive power. Mr. Edison disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Phillips Edison Limited Partnership ("PELP") is a Delaware limited partnership. Mr. Edison is the manager of the general partner of PELP. Represents the vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units"), but upon the occurrence of certain events described in PECO OP's partnership agreement, based upon capital account balance per unit, could over time achieve full parity with the OP Units for all purposes. Upon vesting, having previously achieved full parity with OP Units, the Class B Units were converted into an equal number of OP Units. The Class B Units have no expiration date. OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's Common Stock or, at the option of PECO OP, shares of the Issuer's Common Stock on a one-for-one basis, and have no expiration date. Represents the total Class B Units that have the same grant date, vesting provisions and other terms. These Class B Units will vest in full on January 1, 2025. /s/ Jennifer Robison, Attorney-in-Fact 2024-01-03