0001476204-20-000005.txt : 20200103
0001476204-20-000005.hdr.sgml : 20200103
20200103124830
ACCESSION NUMBER: 0001476204-20-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200101
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edison Jeffrey
CENTRAL INDEX KEY: 0001548377
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54691
FILM NUMBER: 20504188
MAIL ADDRESS:
STREET 1: 11501 NORTHLAKE DRIVE
CITY: CINCINNATI
STATE: OH
ZIP: 45249
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phillips Edison & Company, Inc.
CENTRAL INDEX KEY: 0001476204
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 271106076
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11501 NORTHLAKE DRIVE
CITY: CINCINNATI
STATE: OH
ZIP: 45249
BUSINESS PHONE: 513-554-1110
MAIL ADDRESS:
STREET 1: 11501 NORTHLAKE DRIVE
CITY: CINCINNATI
STATE: OH
ZIP: 45249
FORMER COMPANY:
FORMER CONFORMED NAME: PHILLIPS EDISON GROCERY CENTER REIT I, INC.
DATE OF NAME CHANGE: 20141205
FORMER COMPANY:
FORMER CONFORMED NAME: Phillips Edison Grocery Center REIT I, Inc.
DATE OF NAME CHANGE: 20141205
FORMER COMPANY:
FORMER CONFORMED NAME: Phillips Edison - ARC Shopping Center REIT Inc.
DATE OF NAME CHANGE: 20091105
4
1
wf-form4_157807368939529.xml
FORM 4
X0306
4
2020-01-01
0
0001476204
Phillips Edison & Company, Inc.
NONE
0001548377
Edison Jeffrey
11501 NORTHLAKE DRIVE
CINCINNATI
OH
45249
1
1
0
0
Chairman and CEO
Class B Units
2020-01-01
4
J
0
68856
11.10
D
OP Units
68856.0
225962
D
OP Units
2020-01-01
4
J
0
68856
11.10
A
Common Stock
68856.0
21355363
D
OP Units
2020-01-01
4
J
0
12503
11.10
A
Common Stock
12503.0
21367866
D
OP Units
2020-01-01
4
J
0
12503
11.10
D
Common Stock
12503.0
666533
I
Held by PELP
Reflects vesting of Class B Units of limited partnership interests ("Class B Units") in Phillips Edison Grocery Center Operating Partnership I, L.P., a Delaware limited partnership ("PECO OP"), previously issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. At issuance, the Class B Units were subject to vesting, and did not have full parity with common units of limited partnership interest in PECO OP ("OP Units") with respect to liquidating distributions, but upon the occurrence of certain events described in PECO OP's partnership agreement, could over time achieve full parity with the OP Units for all purposes. Upon vesting on 1/1/20, having previously achieved full parity with OP Units, these Class B Units were converted into an equal number of OP Units.
OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's common stock or, at the option of PECO OP, shares of the Issuer's common stock on a one-to-one basis, beginning one year from the date of issuance and have no expiration date.
Reflects the number of OP Units received upon conversion of an equal number Class B Units in the line above.
Reflects OP Units acquired by the Reporting Person as a distribution from Phillips Edison Limited Partnership ("PELP") upon the third annual vesting of his PELP C Units.
Reflects OP Units distributed by PELP to the Reporting Person in the line above.
/s/ Tanya Brady, Attorney-in-Fact
2020-01-03