President

0001398344-21-021402.txt : 20211112 0001398344-21-021402.hdr.sgml : 20211112 20211112172409 ACCESSION NUMBER: 0001398344-21-021402 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Firsthand Capital Management, Inc. CENTRAL INDEX KEY: 0001476179 IRS NUMBER: 270416642 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13609 FILM NUMBER: 211404973 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-624-9530 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: SiVest Group, Inc. DATE OF NAME CHANGE: 20091104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001476179 XXXXXXXX 09-30-2021 09-30-2021 false Firsthand Capital Management, Inc.

150 ALMADEN BLVD. SUITE 1250 SAN JOSE CA 95113

13F HOLDINGS REPORT 028-13609 N Kevin M. Landis President 408-886-7096 /s/ Kevin M. Landis San Jose CA 11-12-2021 0 55 335029 INFORMATION TABLE 2 fp0069486_13fhr-table.xml 13F INFORMATION TABLE Roku, Inc. Common Stock 77543R102 75204 240000 SH SOLE 240000 0 0 Zscaler, Inc. Common Stock 98980G102 26222 100000 SH SOLE 100000 0 0 Chegg, Inc. Common Stock 163092109 21086 310000 SH SOLE 310000 0 0 Domo, Inc. Common Stock 257554105 19421 230000 SH SOLE 230000 0 0 Cree, Inc. Common Stock 225447101 17761 220000 SH SOLE 220000 0 0 DocuSign, Inc. Common Stock 256163106 15446 60000 SH SOLE 60000 0 0 Bill.com Holdings, Inc. Common Stock 090043100 13348 50000 SH SOLE 50000 0 0 Pinterest, Inc. Common Stock 72352L106 13247 260000 SH SOLE 260000 0 0 Cloudflare, Inc. Common Stock 18915M107 11265 100000 SH SOLE 100000 0 0 SolarEdge Technologies, Inc. Common Stock 83417M104 9813 37000 SH SOLE 37000 0 0 Twilio, Inc. Common Stock 90138F102 9572 30000 SH SOLE 30000 0 0 MongoDB,Inc. Common Stock 60937P106 9430 20000 SH SOLE 20000 0 0 Netflix, Inc. Common Stock 64110L106 9155 15000 SH SOLE 15000 0 0 Upwork, Inc. Common Stock 91688F104 9006 200000 SH SOLE 200000 0 0 Enphase Energy, Inc. Common Stock 29355A107 8248 55000 SH SOLE 55000 0 0 Nutanix, Inc. Common Stock 67059N108 7917 210000 SH SOLE 210000 0 0 Kratos Defense & Security Solutions, Inc. Common Stock 50077B207 6916 310000 SH SOLE 310000 0 0 Workday, Inc. Common Stock 98138H101 4998 20000 SH SOLE 20000 0 0 Palo Alto Networks, Inc. Common Stock 697435105 4790 10000 SH SOLE 10000 0 0 Zendesk, Inc. Common Stock 98936J101 4656 40000 SH SOLE 40000 0 0 Coupa Software, Inc. Common Stock 22266L106 4384 20000 SH SOLE 20000 0 0 2U, Inc. Common Stock 90214J101 4364 130000 SH SOLE 130000 0 0 PagerDuty, Inc. Common Stock 69553P100 4142 100000 SH SOLE 100000 0 0 Adobe Systems, Inc. Common Stock 00724F101 2879 5000 SH SOLE 5000 0 0 Maxar Technologyies, Inc. Common Stock 57778K105 2832 100000 SH SOLE 100000 0 0 PayPal Holdings, Inc. Common Stock 70450Y103 2602 10000 SH SOLE 10000 0 0 Okta, Inc. Common Stock 679295105 2373 10000 SH SOLE 10000 0 0 ViaSat, Inc. Common Stock 92552V100 2203 40000 SH SOLE 40000 0 0 AeroVironment, Inc. Common Stock 008073108 1726 20000 SH SOLE 20000 0 0 Aspen Aerogels, Inc. Common Stock 04523Y105 1610 35000 SH SOLE 35000 0 0 Hyzon Motors, Inc. Common Stock 44951Y102 686 98795 SH SOLE 98795 0 0 Corning, Inc. Common Stock 219350105 601 16460 SH SOLE 16460 0 0 Quanta Services, Inc. Common Stock 74762E102 569 5000 SH SOLE 5000 0 0 Sunrun, Inc. Common Stock 86771W105 510 11600 SH SOLE 11600 0 0 EVgo, Inc. Common Stock 30052F100 489 60000 SH SOLE 60000 0 0 Koninklijke (Royal) Philips Electronics N.V. Common Stock 500472303 484 10887 SH SOLE 10887 0 0 First Solar, Inc. Common Stock 336433107 477 5000 SH SOLE 5000 0 0 ON Semiconductor Corp. Common Stock 682189105 458 10000 SH SOLE 10000 0 0 SunPower Corp. - Class B Common Stock 867652406 452 19931 SH SOLE 19931 0 0 CytoDyn, Inc. ADR 23283M101 441 222730 SH SOLE 222730 0 0 Itron, Inc. Common Stock 465741106 421 5565 SH SOLE 5565 0 0 Social Capital Hedosophia Holdings Corp. Common Stock G8251L105 406 40000 SH SOLE 40000 0 0 Decarbonization Plus Acquisition Corp III Common Stock 24279D105 402 40000 SH SOLE 40000 0 0 Queen's Gambit Growth Capital Common Stock G7315C101 395 40000 SH SOLE 40000 0 0 Coursera, Inc. Common Stock 22266M104 317 10000 SH SOLE 10000 0 0 Lilium N.V. Common Stock N52586117 301 133333 SH SOLE 133333 0 0 ABB LTD. Common Stock 000375204 234 7000 SH SOLE 7000 0 0 Covanta Holding Corp. Common Stock 22282e102 201 10000 SH SOLE 10000 0 0 Spring Valley Acquisition Corp. Common Stock G8377A108 174 20000 SH SOLE 20000 0 0 Net 1 UEPS Technologies, Inc. Common Stock 64107N206 140 30000 SH SOLE 30000 0 0 Curaleaf Holdings, Inc. Common Stock 23126M102 121 10000 SH SOLE 10000 0 0 Orion Energy Systems, Inc. Common Stock 686275108 54 14000 SH SOLE 14000 0 0 Hyzon Motors, Inc. Warrant Common Stock 44951Y110 43 30000 SH SOLE 30000 0 0 Decarbonization Plus Acquisition Corp III Warrants Warrants 24279D113 28 13333 SH SOLE 13333 0 0 Queen's Gambit Growth Capital Warrants Warrants G7315C119 11 13333 SH SOLE 13333 0 0