-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FT9ATbt54Oc8X4ZimN6Va8u1i/aeMFZVCtpo7OdzhnlEdfG/bprJfslUrybYEU6v k5DR67aut3ohClWelwLanQ== 0001209191-10-024530.txt : 20100430 0001209191-10-024530.hdr.sgml : 20100430 20100430163036 ACCESSION NUMBER: 0001209191-10-024530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100428 FILED AS OF DATE: 20100430 DATE AS OF CHANGE: 20100430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter Jeff CENTRAL INDEX KEY: 0001483857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34540 FILM NUMBER: 10787888 MAIL ADDRESS: STREET 1: 633 LOWTHER ROAD CITY: LEWISBERRY STATE: PA ZIP: 17339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unilife Corp CENTRAL INDEX KEY: 0001476170 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 271049354 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 633 LOWTHER ROAD CITY: LEWISBERRY STATE: PA ZIP: 17339 BUSINESS PHONE: (717)938-9323 MAIL ADDRESS: STREET 1: 633 LOWTHER ROAD CITY: LEWISBERRY STATE: PA ZIP: 17339 4 1 c98870_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-04-28 0001476170 Unilife Corp UNIS 0001483857 Carter Jeff C/O 633 LOWTHER ROAD LEWISBERRY PA 17339 1 0 0 0 Common Stock 2010-04-28 4 M 0 20833 1.50 A 95878 I See footnote Stock Option (Right to Buy) 1.50 2010-04-28 4 M 0 20833 0 D 2010-12-31 Common Stock 20833 20833 I See footnote The option is currently exercisable at an excerise price of A$1.50. Held in superannuation fund as Mr. Carter's 25% indirect pecuniary interest. The options being exercised are held in a superannuation fund in which Mr. Carter holds a 25% pecuniary interest. Mr. Carter formerly served as trustee of the fund and as the options were not transferrable he previously reported beneficial interest of all of the shares underlying the options held by the fund, including those in which he has no pecuniary interest. Mr. Carter is no longer a trustee of the fund. As a result, Mr. Carter is no longer reporting that he is a beneficial owner of all the shares underlying the options. Instead, he is reporting only his 25% indirect pecuniary interest. /s/ Jeff Carter 2010-04-30 -----END PRIVACY-ENHANCED MESSAGE-----