8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): October 31, 2016 (October 31, 2016)

UNILIFE CORPORATION

(Exact name of Registrant as Specified in Charter)

Delaware	001-34540	27-1049354
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

250 Cross Farm Lane, York, Pennsylvania	17406
(Address of Principal Executive Offices)	(Zip Code)

Registrant’s telephone number, including area code: (717) 384-3400

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.02 Results of Operations and Financial Condition

On October 31, 2016, Unilife Corporation (“Unilife”) filed its Appendix 4C (“Quarterly Report”) for the three months ended September 30, 2016 with the Australian Securities Exchange (“ASX”), a copy of which is attached hereto as Exhibit 99.1. In addition on October 31, 2016, Unilife filed an Amended Appendix 4C for each of the three months ended June 30, 2016, March 31, 2016, December 31, 2015, September 30, 2015 and June 30, 2015 a copy of each of which is attached hereto as Exhibit 99.2, 99.3, 99.4, 99.5 and 99.6, respectively. The Quarterly Report is prepared in U.S. dollars pursuant to accounting principles generally accepted in the United States of America and otherwise in compliance with the requirements of Australian law and the ASX listing rules.

Forward-Looking Statements

This report contains forward-looking statements. All statements that address operating performance, events or developments that the Company expects or anticipates will occur in the future are forward-looking statements. These forward-looking statements are based on management’s beliefs and assumptions and on information currently available to the Company’s management. The Company’s management believes that these forward-looking statements are reasonable as and when made. However, you should not place undue reliance on any such forward-looking statements because such statements speak only as of the date when made. The Company does not undertake any obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law. In addition, forward-looking statements are subject to certain risks and uncertainties that could cause actual results, events and developments to differ materially from the Company’s historical experience and the Company’s present expectations or projections. These risks and uncertainties include, but are not limited to, those described in “Item 1A. Risk Factors” and elsewhere in the Company’s Annual Report on Form 10-K, those described in the “Risk Factors” set forth in the Company’s prospectus supplement, dated as of and filed with the U.S. Securities and Exchange Commission (the “SEC”) on February 22, 2016, those described from time to time in other reports which the Company files with SEC, and other risks and uncertainties including, without limitation, that the Company’s actual cash outflows for the quarter ending December 31, 2016 are different from those estimated in Appendix 4C lodged with the Australian Securities Exchange on October 31, 2016 and attached to this Current Report on Form 8-K as Exhibit 99.1.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

99.1	Appendix 4C for the three months ended September 30, 2016 lodged with the Australian Securities Exchange on October 31, 2016.
99.2	Amended Appendix 4C for the three months ended June 30, 2016 lodged with the Australian Securities Exchange on October 31, 2016.
99.3	Amended Appendix 4C for the three months ended March 31, 2016 lodged with the Australian Securities Exchange on October 31, 2016.
99.4	Amended Appendix 4C for the three months ended December 31, 2015 lodged with the Australian Securities Exchange on October 31, 2016.
99.5	Amended Appendix 4C for the three months ended September 30, 2015 lodged with the Australian Securities Exchange on October 31, 2016.
99.6	Amended Appendix 4C for the three months ended June 30, 2015 lodged with the Australian Securities Exchange on October 31, 2016.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

	Unilife Corporation
Date: October 31, 2016	By:	/s/    John Ryan
		John Ryan
		President and Chief Executive Officer

EXHIBIT INDEX

EXHIBIT NUMBER	DESCRIPTION
99.1	Appendix 4C for the three months ended September 30, 2016 lodged with the Australian Securities Exchange on October 31, 2016.
99.2	Amended Appendix 4C for the three months ended June 30, 2016 lodged with the Australian Securities Exchange on October 31, 2016.
99.3	Amended Appendix 4C for the three months ended March 31, 2016 lodged with the Australian Securities Exchange on October 31, 2016.
99.4	Amended Appendix 4C for the three months ended December 31, 2015 lodged with the Australian Securities Exchange on October 31, 2016.
99.5	Amended Appendix 4C for the three months ended September 30, 2015 lodged with the Australian Securities Exchange on October 31, 2016.
99.6	Amended Appendix 4C for the three months ended June 30, 2015 lodged with the Australian Securities Exchange on October 31, 2016.

EX-99.1

Exhibit 99.1

Appendix 4C

Quarterly report for entities subject to Listing Rule 4.7B

+Rule 4.7B

Appendix 4C

Quarterly report for entities subject to Listing Rule 4.7B

Introduced 31/03/00 Amended 30/09/01, 24/10/05, 17/12/10, 01/09/16

Name of entity

UNILIFE CORPORATION

ABN			Quarter ended (“current quarter”)
141 042 757			30 September 2016
Consolidated statement of cash flows		Current quarter $US’000			Year to date (3 months) $US’000
1.	Cash flows from operating activities
1.1	Receipts from customers		1,166			1,166
1.2	Payments for
	(a)   research and development		(2,643	)		(2,643	)
	(b)   product manufacturing and operating costs		—			—
	(c)   advertising and marketing		(14	)		(14	)
	(d)   leased assets		(323	)		(323	)
	(e)   staff costs		(5,574	)		(5,574	)
	(f)   administration and corporate costs		(4,807	)		(4,807	)
1.3	Dividends received (see note 3)		—			—
1.4	Interest received		3			3
1.5	Interest and other costs of finance paid		(220	)		(220	)
1.6	Income taxes paid		—			—
1.7	Government grants and tax incentives		—			—
1.8	Other (provide details if material)		—			—
1.9	Net cash from / (used in) operating activities		(12,412	)		(12,412	)
2.	Cash flows from investing activities
2.1	Payments to acquire:
	(a)   property, plant and equipment		(363	)		(363	)
	(b)   businesses (see item 10)		—			—
	(c)   investments		—			—

+ See chapter 19 for defined terms

1 September 2016 Page 1

Exhibit 99.1

Appendix 4C

Quarterly report for entities subject to Listing Rule 4.7B

Consolidated statement of cash flows		Current quarter $US’000			Year to date (3 months) $US’000
	(d)   intellectual property		—			—
	(e)   other non-current assets		—			—
2.2	Proceeds from disposal of:
	(a)   property, plant and equipment		—			—
	(b)   businesses (see item 10)		—			—
	(c)   investments		—			—
	(d)   intellectual property		—			—
	(e)   other non-current assets		—			—
2.3	Cash flows from loans to other entities		—			—
2.4	Dividends received (see note 3)		—			—
2.5	Other (provide details if material)		—			—
2.6	Net cash from / (used in) investing activities		(363	)		(363	)
3.	Cash flows from financing activities
3.1	Proceeds from issues of shares		—			—
3.2	Proceeds from issue of convertible notes		—			—
3.3	Proceeds from exercise of share options		—			—
3.4	Transaction costs related to issues of shares, convertible notes or options		—			—
3.5	Proceeds from borrowings		—			—
3.6	Repayment of borrowings		(227	)		(227	)
3.7	Transaction costs related to loans and borrowings		—			—
3.8	Dividends paid		—			—
3.9	Other – Shares forfeited in lieu of payroll taxes		(32	)		(32	)
3.10	Net cash from / (used in) financing activities		(259	)		(259	)
4.	Net increase / (decrease) in cash and cash equivalents for the period
4.1	Cash and cash equivalents at beginning of quarter/year to date		21,102			21,102
4.2	Net cash from / (used in) operating activities (item 1.9 above)		(12,412	)		(12,412	)
4.3	Net cash from / (used in) investing activities (item 2.6 above)		(363	)		(363	)
4.4	Net cash from / (used in) financing activities (item 3.10 above)		(259	)		(259	)

+ See chapter 19 for defined terms

1 September 2016 Page 2

Exhibit 99.1

Appendix 4C

Quarterly report for entities subject to Listing Rule 4.7B

Consolidated statement of cash flows		Current quarter $US’000		Year to date (3 months) $US’000
4.5	Effect of movement in exchange rates on cash held		4		4
4.6	Cash and cash equivalents at end of quarter		8,072		8,072
		Current quarter $US’000		Previous quarter $US’000
5.	Reconciliation of cash and cash equivalents at the end of the quarter (as shown in the consolidated statement of cash flows) to the related items in the accounts
5.1	Bank balances		5,782		18,429
5.2	Call deposits		2,290		2,673
5.3	Bank overdrafts		—		—
5.4	Other (provide details)		—		—
5.5	Cash and cash equivalents at end of quarter (should equal item 4.6 above)		8,072		21,102
				Current quarter $US’000
6.	Payments to directors of the entity and their associates
6.1	Aggregate amount of payments to these parties included in item 1.2				441
6.2	Aggregate amount of cash flow from loans to these parties included in item 2.3				—
6.3	Include below any explanation necessary to understand the transactions included in items 6.1 and 6.2
Included in the above is directors’ fees and executive director’s remuneration ($412K); and fees to a company associated with a director that is providing company secretarial, accounting and administrative services in order to maintain compliance with Australian regulations ($29).
				Current quarter $US’000
7.	Payments to related entities of the entity and their associates
7.1	Aggregate amount of payments to these parties included in item 1.2				—
7.2	Aggregate amount of cash flow from loans to these parties included in item 2.3				—
7.3	Include below any explanation necessary to understand the transactions included in items 7.1 and 7.2

+ See chapter 19 for defined terms

1 September 2016 Page 3

Exhibit 99.1

Appendix 4C

Quarterly report for entities subject to Listing Rule 4.7B

		Total facility amount at quarter end $US’000		Amount drawn at quarter end $US’000
8.	Financing facilities available Add notes as necessary for an understanding of the position
8.1	Loan facilities		108,959		108,959
8.2	Credit standby arrangements		—		—
8.3	Other (please specify)		—		—
8.4	Include below a description of each facility above, including the lender, interest rate and whether it is secured or unsecured. If any additional facilities have been entered into or are proposed to be entered into after quarter end, include details of those facilities as well.
Loan facilities include a term loan with ROS Acquisition Offshore LP and affiliate of OrbiMed Advisors that bears interest at 10.25%, matures March 2020 and is secured by the assets of the Company; a senior secured convertible note with Amgen Inc. that bears interest at 6%, matures February 2023 and is secured by certain assets of the Company; a mortgage loan with First National Bank that bears interest at 6%, matures December 2031 and is secured by building and real estate; and a loan with the Commonwealth of Pennsylvania that bears interest at 6%, matures January 2021 and is secured by building and real estate.
				$US’000
9.	Estimated cash outflows for next quarter
9.1	Research and development				(2,650	)
9.2	Product manufacturing and operating costs				—
9.3	Advertising and marketing				(20	)
9.4	Leased assets				(250	)
9.5	Staff costs				(4,550	)
9.6	Administration and corporate costs				(6,350	)
9.7	Other (provide details if material)				—
9.8	Total estimated cash outflows				(13,820	)
		Acquisitions		Disposals
10.	Acquisitions and disposals of business entities (items 2.1(b) and 2.2(b) above)
10.1	Name of entity		N/A		N/A
10.2	Place of incorporation or registration		N/A		N/A
10.3	Consideration for acquisition or disposal		N/A		N/A
10.4	Total net assets		N/A		N/A
10.5	Nature of business		N/A		N/A

+ See chapter 19 for defined terms

1 September 2016 Page 4

Exhibit 99.1

Appendix 4C

Quarterly report for entities subject to Listing Rule 4.7B

Compliance statement

1 This statement has been prepared in accordance with accounting standards and policies which comply with Listing Rule 19.11A.

2 This statement gives a true and fair view of the matters disclosed.

Sign here:	Date: 31 October 2016
(President and Chief Executive Office)

Print name: John Ryan

This report contains forward-looking statements. All statements that address operating performance, events or developments that the Company expects or anticipates will occur in the future are forward-looking statements. These forward-looking statements are based on management’s beliefs and assumptions and on information currently available to the Company’s management. The Company’s management believes that these forward-looking statements are reasonable as and when made. However, you should not place undue reliance on any such forward-looking statements because such statements speak only as of the date when made. The Company does not undertake any obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law. In addition, forward-looking statements are subject to certain risks and uncertainties that could cause actual results, events and developments to differ materially from the Company’s historical experience and the Company’s present expectations or projections. These risks and uncertainties include, but are not limited to, those described in “Item 1A. Risk Factors” and elsewhere in the Company’s Annual Report on Form 10-K lodged with the Australian Securities Exchange (“ASX”) on October 25, 2016, those described in the “Risk Factors” set forth in the Company’s prospectus supplement lodged with the ASX on February 23, 2016, those described from time to time in other reports which the Company files with the ASX and the U.S. Securities and Exchange Commission, and other risks and uncertainties including, without limitation, that the Company’s actual cash outflows for the quarter ending December 31, 2016 are different from those estimated in this Appendix 4C.

Notes

1. The quarterly report provides a basis for informing the market how the entity’s activities have been financed for the past quarter and the effect on its cash position. An entity that wishes to disclose additional information is encouraged to do so, in a note or notes included in or attached to this report.

2. If this quarterly report has been prepared in accordance with Australian Accounting Standards, the definitions in, and provisions of, AASB 107: Statement of Cash Flows apply to this report. If this quarterly report has been prepared in accordance with other accounting standards agreed by ASX pursuant to Listing Rule 19.11A, the corresponding equivalent standard applies to this report.

3. Dividends received may be classified either as cash flows from operating activities or cash flows from investing activities, depending on the accounting policy of the entity.

+ See chapter 19 for defined terms

1 September 2016 Page 5

EX-99.2

Exhibit 99.2

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Rule 4.7B

Appendix 4C (Amended)

Quarterly report

for entities admitted

on the basis of commitments

Introduced 31/3/2000. Amended 24/10/2005

Explanatory Note

Unilife Corporation (the “Company,” “we,” “our” or “us”) is filing this Amended Appendix 4C for the fiscal quarter ended 30 June 2016.

On 8 May 2016, the Company announced an investigation into violations of the Company’s policies and procedures and possible violations of law and regulation by the Company’s former Chief Executive Officer, Alan Shortall, whose employment with the Company ceased on 11 March 2016, and its former Chairman, Jim Bosnjak, who resigned from the Company’s Board of Directors (the “Board”) on 24 August 2015 (the “Investigation”).

The Investigation identified certain related party and other transactions which the Company had not previously publicly disclosed or recorded in its financial statements. This amendment is being made to correct immaterial errors in the previously reported Appendix 4C.

Mr. Shortall deposited $2,264,475 (the “Shortall Funds”) of his own funds into the Company’s bank account on 29 June 2015 and then caused the Company to disburse from the Shortall Funds $1,351,553 to third parties to complete Mr. Shortall’s purchase of his new home on 23 July 2015, and the remainder back to himself on 28 July 2015.

This Amended Appendix 4C is being filed to correct the immaterial errors discovered as a result of the Investigation to:

• record the related party restricted cash balance equal to the Shortall Funds ($2,264,475) and the same amount as due to a related party within the Cash flows related to operating activities section of the Company’s Consolidated statement of cash flows;

• identify the Related Party Transactions as related party transactions and to add disclosure regarding the same.

For further information, refer to the Company’s Annual Report on Form 10-K/A for the fiscal year ended 30 June 2015 which was amended to correct these immaterial misstatements.

In addition, for the fiscal quarter ended 30 June 2016, the amount previously disclosed as payments for acquisition of physical non-current assets was decreased by $1,578,000 as a result of the asset impairment charge that was recorded subsequent to the filing of the Appendix 4C and the amount previously disclosed as payments for other working capital was increased by a corresponding amount. For further information, refer to the Company’s Annual Report on Form 10-K for the fiscal year ended 30 June 2016.

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Name of entity

UNILIFE CORPORATION

ARBN	Quarter ended (“current quarter”)
141 042 757	30 June 16

Consolidated statement of cash flows

Cash flows related to operating activities			Current quarter $US’000			Year to date (12 months) $US’000
1.1	Receipts from customers			169			42,726
1.2	Payments for	(a) staff costs		(5,631	)		(27,499	)
		(b) advertising and marketing		(8	)		(202	)
		(c) research and development		(2,825	)		(16,410	)
		(d) leased assets		(297	)		(1,301	)
		(e) other working capital		(6,684	)		(21,635	)
1.3	Dividends received			—			—
1.4	Interest and other items of a similar nature received			5			(59	)
1.5	Interest and other costs of finance paid			(221	)		(4,229	)
1.6	Income taxes paid			—			—
1.7	Other – Due to related party			—			(2,264	)
	Net operating cash flows			(15,492	)		(30,873	)

+ See chapter 19 for defined terms.

Appendix 4C Page 2 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

			Current quarter $US’000			Year to date (12 months) $US’000
1.8	Net operating cash flows (carried forward)			(15,492	)		(30,873	)
	Cash flows related to investing activities
1.9	Payment for acquisition of:
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		(6,765	)		(17,322	)
		(e) other non-current assets		—			—
1.10	Proceeds from disposal of:
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		—			—
		(e) other non-current assets		—			—
1.11	Loans to other entities			—			—
1.12	Loans repaid by other entities			—			—
1.13	Other (provide details if material)			—			—
	Net investing cash flows			(6,765	)		(17,322	)
1.14	Total operating and investing cash flows			(22,257	)		(48,195	)
	Cash flows related to financing activities
1.15	Proceeds from issues of shares, options, etc			—			16,559
1.16	Proceeds from sale of forfeited shares			—			—
1.17	Proceeds from borrowings			—			40,600
1.18	Repayment of borrowings			(327	)		(2,465	)
1.19	Dividends paid			—			(280	)
1.20	Other (provide details if material) – Restricted shares forfeited in lieu of payroll taxes and payment of financing costs			—			(2,060	)
	Net financing cash flows			(327	)		52,354
	Net (drecrease) increase in cash held			(22,584	)		4,159
1.21	Cash at beginning of quarter/year to date			43,693			16,967
1.22	Exchange rate adjustments			(7	)		(24	)
1.23	Cash at end of quarter (note 1)			21,102			21,102

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 3

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Payments to directors of the entity and associates of the directors

Payments to related entities of the entity and associates of the related entities

		Current quarter $US’000
1.24	Aggregate amount of payments to the parties included in item 1.2		130
1.25	Aggregate amount of loans to the parties included in item 1.11		—
1.26	Explanation necessary for an understanding of the transactions
	Included in the above is directors’ fees ($100K); and fees to a company associated with a director that is providing company secretarial, accounting and administrative services in order to maintain compliance with Australian regulations ($30K).

Non-cash financing and investing activities

2.1	Details of financing and investing transactions which have had a material effect on consolidated assets and liabilities but did not involve cash flows
	Nil during the quarter
2.2	Details of outlays made by other entities to establish or increase their share in businesses in which the reporting entity has an interest
	Nil during the quarter

Financing facilities available

Add notes as necessary for an understanding of the position. (See AASB 1026 paragraph 12.2).

		Amount available $US’000		Amount used $US’000
3.1	Loan facilities		112,869		112,869
3.2	Credit standby arrangements		—		—

+ See chapter 19 for defined terms.

Appendix 4C Page 4 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Reconciliation of cash

Reconciliation of cash at the end of the quarter (as shown in the consolidated statement of cash flows) to the related items in the accounts is as follows.		Current quarter $US’000		Previous quarter $US’000
4.1	Cash on hand and at bank		18,429		41,326
4.2	Deposits at call		2,673		2,367
4.3	Bank overdraft		—		—
4.4	Other (Term Deposit)		—		—
	Total: cash at end of quarter (item 1.23)		21,102		43,693
4.5	Explanation necessary for an understanding of the transactions
	Restricted cash of $2,400K is included in 4.2 Deposits at call of $2,673K in the current quarter which fully secures a related borrowing.

Acquisitions and disposals of business entities

		Acquisitions (Item 1.9(a))	Disposals (Item 1.10(a))
5.1	Name of entity			—
5.2	Place of incorporation or registration			—
5.3	Consideration for acquisition or disposal			—
5.4	Total net assets			—
5.5	Nature of business			—

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 5

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Compliance statement

1 This statement has been prepared under accounting policies which comply with accounting standards as defined in the Corporations Act (except to the extent that information is not required because of note 2) or other standards acceptable to ASX.

2 This statement gives a true and fair view of the matters disclosed.

Sign here:		Date: 31 October 2016
	(President and Chief Executive Officer)
Print name:	John Ryan

+ See chapter 19 for defined terms.

Appendix 4C Page 6 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Notes

1. The quarterly report provides a basis for informing the market how the entity’s activities have been financed for the past quarter and the effect on its cash position. An entity wanting to disclose additional information is encouraged to do so, in a note or notes attached to this report.

2. The definitions in, and provisions of, AASB 1026: Statement of Cash Flows apply to this report except for the paragraphs of the Standard set out below.

•       6.2	- reconciliation of cash flows arising from operating activities to operating profit or loss
•       9.2	- itemised disclosure relating to acquisitions
•       9.4	- itemised disclosure relating to disposals
•       12.1(a)	- policy for classification of cash items
•       12.3	- disclosure of restrictions on use of cash
•       13.1	- comparative information

3. Accounting Standards. ASX will accept, for example, the use of International Accounting Standards for foreign entities. If the standards used do not address a topic, the Australian standard on that topic (if any) must be complied with.

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 7

EX-99.3

Exhibit 99.3

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Rule 4.7B

Appendix 4C (Amended)

Quarterly report

for entities admitted

on the basis of commitments

Introduced 31/3/2000. Amended 24/10/2005

Explanatory Note

Unilife Corporation (the “Company,” “we,” “our” or “us”) is filing this Amended Appendix 4C for the fiscal quarter ended 31 March 2016.

On 8 May 2016, the Company announced an investigation into violations of the Company’s policies and procedures and possible violations of law and regulation by the Company’s former Chief Executive Officer, Alan Shortall, whose employment with the Company ceased on 11 March 2016, and its former Chairman, Jim Bosnjak, who resigned from the Company’s Board of Directors (the “Board”) on 24 August 2015 (the “Investigation”).

The Investigation identified certain related party and other transactions which the Company had not previously publicly disclosed or recorded in its financial statements. This amendment is being made to correct immaterial errors in the previously reported Appendix 4C.

Mr. Shortall deposited $2,264,475 (the “Shortall Funds”) of his own funds into the Company’s bank account on 29 June 2015 and then caused the Company to disburse from the Shortall Funds $1,351,553 to third parties to complete Mr. Shortall’s purchase of his new home on 23 July 2015, and the remainder back to himself on 28 July 2015.

This Amended Appendix 4C is being filed to correct the immaterial errors discovered as a result of the Investigation to:

• record the related party restricted cash balance equal to the Shortall Funds ($2,264,475) and the same amount as due to a related party within the Cash flows related to operating activities section of the Company’s Consolidated statement of cash flows;

• identify the Related Party Transactions as related party transactions and to add disclosure regarding the same.

For further information, refer to the Company’s Annual Report on Form 10-K/A for the fiscal year ended 30 June 2015 which was amended to correct these immaterial misstatements.

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Name of entity

UNILIFE CORPORATION

ARBN	Quarter ended (“current quarter”)
141 042 757	31 March 16

Consolidated statement of cash flows

Cash flows related to operating activities			Current quarter $US’000			Year to date (9 months) $US’000
1.1	Receipts from customers			22,526			42,557
1.2	Payments for	(a) staff costs		(7,497	)		(21,868	)
		(b) advertising and marketing		(17	)		(194	)
		(c) research and development		(2,066	)		(13,585	)
		(d) leased assets		(339	)		(1,004	)
		(e) other working capital		(9,978	)		(14,951	)
1.3	Dividends received			—			—
1.4	Interest and other items of a similar nature received			(78	)		(64	)
1.5	Interest and other costs of finance paid			(1,949	)		(4,008	)
1.6	Income taxes paid			—			—
1.7	Other – Due to related party			—			(2,264	)
	Net operating cash flows			602			(15,381	)

+ See chapter 19 for defined terms.

Appendix 4C Page 2 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

			Current quarter $US’000			Year to date (9 months) $US’000
1.8	Net operating cash flows (carried forward)			602			(15,381	)
	Cash flows related to investing activities
1.9	Payment for acquisition of:
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		(3,807	)		(10,557	)
		(e) other non-current assets		—			—
1.10	Proceeds from disposal of:			—			—
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		—			—
		(e) other non-current assets		—			—
1.11	Loans to other entities			—			—
1.12	Loans repaid by other entities			—			—
1.13	Other (provide details if material)			—			—
	Net investing cash flows			(3,807	)		(10,557	)
1.14	Total operating and investing cash flows			(3,205	)		(25,938	)
	Cash flows related to financing activities
1.15	Proceeds from issues of shares, options, etc			—			16,559
1.16	Proceeds from sale of forfeited shares			—			—
1.17	Proceeds from borrowings			30,000			40,600
1.18	Repayment of borrowings			(1,540	)		(2,138	)
1.19	Dividends paid			—			(280	)
1.20	Other (provide details if material) – Restricted shares forfeited in lieu of payroll taxes and payment of financing costs			(1,917	)		(2,060	)
	Net financing cash flows			26,543			52,681
	Net increase in cash held			23,338			26,743
1.21	Cash at beginning of quarter/year to date			20,371			16,967
1.22	Exchange rate adjustments			(16	)		(17	)
1.23	Cash at end of quarter (note 1)			43,693			43,693

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 3

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Payments to directors of the entity and associates of the directors

Payments to related entities of the entity and associates of the related entities

		Current quarter $US’000
1.24	Aggregate amount of payments to the parties included in item 1.2		246
1.25	Aggregate amount of loans to the parties included in item 1.11		—
1.26	Explanation necessary for an understanding of the transactions
	Included in the above is directors’ fees and executive director’s remuneration ($214K); and fees to a company associated with a director that is providing company secretarial, accounting and administrative services in order to maintain compliance with Australian regulations ($32K).

Non-cash financing and investing activities

2.1	Details of financing and investing transactions which have had a material effect on consolidated assets and liabilities but did not involve cash flows
	Nil during the quarter
2.2	Details of outlays made by other entities to establish or increase their share in businesses in which the reporting entity has an interest
	Nil during the quarter

Financing facilities available

Add notes as necessary for an understanding of the position. (See AASB 1026 paragraph 12.2).

		Amount available $US’000		Amount used $US’000
3.1	Loan facilities		126,075		126,075
3.2	Credit standby arrangements		—		—

+ See chapter 19 for defined terms.

Appendix 4C Page 4 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Reconciliation of cash

Reconciliation of cash at the end of the quarter (as shown in the consolidated statement of cash flows) to the related items in the accounts is as follows.		Current quarter $US’000		Previous quarter $US’000
4.1	Cash on hand and at bank		41,326		17,699
4.2	Deposits at call		2,367		2,672
4.3	Bank overdraft		—		—
4.4	Other (Term Deposit)		—		—
	Total: cash at end of quarter (item 1.23)		43,693		20,371
4.5	Explanation necessary for an understanding of the transactions
	Restricted cash of $2,093 is included in 4.2 Deposits at call of $2,367 in the current quarter which fully secures a related borrowing.

Acquisitions and disposals of business entities

		Acquisitions (Item 1.9(a))	Disposals (Item 1.10(a))
5.1	Name of entity			—
5.2	Place of incorporation or registration			—
5.3	Consideration for acquisition or disposal			—
5.4	Total net assets			—
5.5	Nature of business			—

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 5

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Compliance statement

1 This statement has been prepared under accounting policies which comply with accounting standards as defined in the Corporations Act (except to the extent that information is not required because of note 2) or other standards acceptable to ASX.

2 This statement gives a true and fair view of the matters disclosed.

Sign here:		Date: 31 October 2016
	(President and Chief Executive Officer)
Print name:	John Ryan

+ See chapter 19 for defined terms.

Appendix 4C Page 6 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Notes

1. The quarterly report provides a basis for informing the market how the entity’s activities have been financed for the past quarter and the effect on its cash position. An entity wanting to disclose additional information is encouraged to do so, in a note or notes attached to this report.

2. The definitions in, and provisions of, AASB 1026: Statement of Cash Flows apply to this report except for the paragraphs of the Standard set out below.

•       6.2	- reconciliation of cash flows arising from operating activities to operating profit or loss
•       9.2	- itemised disclosure relating to acquisitions
•       9.4	- itemised disclosure relating to disposals
•       12.1(a)	- policy for classification of cash items
•       12.3	- disclosure of restrictions on use of cash
•       13.1	- comparative information

3. Accounting Standards. ASX will accept, for example, the use of International Accounting Standards for foreign entities. If the standards used do not address a topic, the Australian standard on that topic (if any) must be complied with.

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 7

EX-99.4

Exhibit 99.4

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Rule 4.7B

Appendix 4C (Amended)

Quarterly report

for entities admitted

on the basis of commitments

Introduced 31/3/2000. Amended 24/10/2005

Explanatory Note

Unilife Corporation (the “Company,” “we,” “our” or “us”) is filing this Amended Appendix 4C for the fiscal quarter ended 31 December 2015.

On 8 May 2016, the Company announced an investigation into violations of the Company’s policies and procedures and possible violations of law and regulation by the Company’s former Chief Executive Officer, Alan Shortall, whose employment with the Company ceased on 11 March 2016, and its former Chairman, Jim Bosnjak, who resigned from the Company’s Board of Directors (the “Board”) on 24 August 2015 (the “Investigation”).

The Investigation identified certain related party and other transactions which the Company had not previously publicly disclosed or recorded in its financial statements. This amendment is being made to correct immaterial errors in the previously reported Appendix 4C.

Mr. Shortall deposited $2,264,475 (the “Shortall Funds”) of his own funds into the Company’s bank account on 29 June 2015 and then caused the Company to disburse from the Shortall Funds $1,351,553 to third parties to complete Mr. Shortall’s purchase of his new home on 23 July 2015, and the remainder back to himself on 28 July 2015.

This Amended Appendix 4C is being filed to correct the immaterial errors discovered as a result of the Investigation to:

• record the related party restricted cash balance equal to the Shortall Funds ($2,264,475) and the same amount as due to a related party within the Cash flows related to operating activities section of the Company’s Consolidated statement of cash flows;

• identify the Related Party Transactions as related party transactions and to add disclosure regarding the same.

For further information, refer to the Company’s Annual Report on Form 10-K/A for the fiscal year ended 30 June 2015 which was amended to correct these immaterial misstatements.

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Name of entity

UNILIFE CORPORATION

ARBN	Quarter ended (“current quarter”)
141 042 757	31 December 15

Consolidated statement of cash flows

Cash flows related to operating activities			Current quarter $US’000			Year to date (6 months) $US’000
1.1	Receipts from customers			17,759			20,031
1.2	Payments for	(a) staff costs		(6,707	)		(14,371	)
		(b) advertising and marketing		(137	)		(177	)
		(c) research and development		(3,938	)		(11,519	)
		(d) leased assets		(327	)		(665	)
		(e) other working capital		(6,473	)		(4,973	)
1.3	Dividends received			—			—
1.4	Interest and other items of a similar nature received			4			14
1.5	Interest and other costs of finance paid			(277	)		(2,059	)
1.6	Income taxes paid			—			—
1.7	Other – Due to related party			—			(2,264	)
	Net operating cash flows			(96	)		(15,983	)

+ See chapter 19 for defined terms.

Appendix 4C Page 2 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

			Current quarter $US’000			Year to date (6 months) $US’000
1.8	Net operating cash flows (carried forward)			(96	)		(15,983	)
	Cash flows related to investing activities
1.9	Payment for acquisition of:			—			—
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		(3,965	)		(6,750	)
		(e) other non-current assets		—			—
1.10	Proceeds from disposal of:			—			—
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		—			—
		(e) other non-current assets		—			—
1.11	Loans to other entities			—			—
1.12	Loans repaid by other entities			—			—
1.13	Other (provide details if material)			—			—
	Net investing cash flows			(3,965	)		(6,750	)
1.14	Total operating and investing cash flows			(4,061	)		(22,733	)
	Cash flows related to financing activities
1.15	Proceeds from issues of shares, options, etc			7,217			16,647
1.16	Proceeds from sale of forfeited shares			—			—
1.17	Proceeds from borrowings			10,000			10,600
1.18	Repayment of borrowings			(242	)		(598	)
1.19	Dividends paid			(280	)		(280	)
1.20	Other (provide details if material)			(143	)		(142	)
	Net financing cash flows			16,552			26,227
	Net increase in cash held			12,491			3,405
1.21	Cash at beginning of quarter/year to date			7,893			16,967
1.22	Exchange rate adjustments			(13	)		(1	)
1.23	Cash at end of quarter (note 1)			20,371			20,371

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 3

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Payments to directors of the entity and associates of the directors

Payments to related entities of the entity and associates of the related entities

		Current quarter $US’000
1.24	Aggregate amount of payments to the parties included in item 1.2		169
1.25	Aggregate amount of loans to the parties included in item 1.11		—
1.26	Explanation necessary for an understanding of the transactions
	Included in the above is directors’ fees and executive director’s remuneration ($136K); and fees to a company associated with a director that is providing company secretarial, accounting and administrative services in order to maintain compliance with Australian regulations ($33K).

Non-cash financing and investing activities

2.1	Details of financing and investing transactions which have had a material effect on consolidated assets and liabilities but did not involve cash flows
	Nil during the quarter
2.2	Details of outlays made by other entities to establish or increase their share in businesses in which the reporting entity has an interest
	Nil during the quarter

Financing facilities available

Add notes as necessary for an understanding of the position. (See AASB 1026 paragraph 12.2).

		Amount available $US’000		Amount used $US’000
3.1	Loan facilities		95,138		95,138
3.2	Credit standby arrangements		—		—

+ See chapter 19 for defined terms.

Appendix 4C Page 4 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Reconciliation of cash

Reconciliation of cash at the end of the quarter (as shown in the consolidated statement of cash flows) to the related items in the accounts is as follows.		Current quarter $US’000		Previous quarter $US’000
4.1	Cash on hand and at bank		17,699		5,530
4.2	Deposits at call		2,672		2,363
4.3	Bank overdraft		—		—
4.4	Other (Term Deposit)		—		—
	Total: cash at end of quarter (item 1.23)		20,371		7,893
4.5	Explanation necessary for an understanding of the transactions
	Restricted cash of $2,400 is included in 4.2 Deposits at call of $2,673 in the current quarter which fully secures a related borrowing.

Acquisitions and disposals of business entities

		Acquisitions (Item 1.9(a))	Disposals (Item 1.10(a))
5.1	Name of entity			—
5.2	Place of incorporation or registration			—
5.3	Consideration for acquisition or disposal			—
5.4	Total net assets			—
5.5	Nature of business			—

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 5

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Compliance statement

1 This statement has been prepared under accounting policies which comply with accounting standards as defined in the Corporations Act (except to the extent that information is not required because of note 2) or other standards acceptable to ASX.

2 This statement gives a true and fair view of the matters disclosed.

Sign here:		Date: 31 October 2016
	(President and Chief Executive Officer)
Print name:	John Ryan

+ See chapter 19 for defined terms.

Appendix 4C Page 6 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Notes

1. The quarterly report provides a basis for informing the market how the entity’s activities have been financed for the past quarter and the effect on its cash position. An entity wanting to disclose additional information is encouraged to do so, in a note or notes attached to this report.

2. The definitions in, and provisions of, AASB 1026: Statement of Cash Flows apply to this report except for the paragraphs of the Standard set out below.

•       6.2	- reconciliation of cash flows arising from operating activities to operating profit or loss
•       9.2	- itemised disclosure relating to acquisitions
•       9.4	- itemised disclosure relating to disposals
•       12.1(a)	- policy for classification of cash items
•       12.3	- disclosure of restrictions on use of cash
•       13.1	- comparative information

3. Accounting Standards. ASX will accept, for example, the use of International Accounting Standards for foreign entities. If the standards used do not address a topic, the Australian standard on that topic (if any) must be complied with.

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 7

EX-99.5

Exhibit 99.5

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Rule 4.7B

Appendix 4C (Amended)

Quarterly report

for entities admitted

on the basis of commitments

Introduced 31/3/2000. Amended 24/10/2005

Explanatory Note

Unilife Corporation (the “Company,” “we,” “our” or “us”) is filing this Amended Appendix 4C for the fiscal quarter ended 30 September 2015.

On 8 May 2016, the Company announced an investigation into violations of the Company’s policies and procedures and possible violations of law and regulation by the Company’s former Chief Executive Officer, Alan Shortall, whose employment with the Company ceased on 11 March 2016, and its former Chairman, Jim Bosnjak, who resigned from the Company’s Board of Directors (the “Board”) on 24 August 2015 (the “Investigation”).

The Investigation identified certain related party and other transactions which the Company had not previously publicly disclosed or recorded in its financial statements. This amendment is being made to correct immaterial errors in the previously reported Appendix 4C.

Mr. Shortall deposited $2,264,475 (the “Shortall Funds”) of his own funds into the Company’s bank account on 29 June 2015 and then caused the Company to disburse from the Shortall Funds $1,351,553 to third parties to complete Mr. Shortall’s purchase of his new home on 23 July 2015, and the remainder back to himself on 28 July 2015.

This Amended Appendix 4C is being filed to correct the immaterial errors discovered as a result of the Investigation to:

• record the related party restricted cash balance equal to the Shortall Funds ($2,264,475) and the same amount as due to a related party within the Cash flows related to operating activities section of the Company’s Consolidated statement of cash flows;

• identify the Related Party Transactions as related party transactions and to add disclosure regarding the same.

For further information, refer to the Company’s Annual Report on Form 10-K/A for the fiscal year ended 30 June 2015 which was amended to correct these immaterial misstatements.

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Name of entity

UNILIFE CORPORATION

ARBN	Quarter ended (“current quarter”)
141 042 757	30 September 15

Consolidated statement of cash flows

Cash flows related to operating activities			Current quarter $US’000			Year to date (3 months) $US’000
1.1	Receipts from customers			2,272			2,272
1.2	Payments for	(a) staff costs		(7,664	)		(7,664	)
		(b) advertising and marketing		(40	)		(40	)
		(c) research and development		(7,581	)		(7,581	)
		(d) leased assets		(338	)		(338	)
		(e) other working capital		1,500			1,500
1.3	Dividends received			—			—
1.4	Interest and other items of a similar nature received			10			10
1.5	Interest and other costs of finance paid			(1,782	)		(1,782	)
1.6	Income taxes paid			—			—
1.7	Other – Due to related party			(2,264	)		(2,264	)
	Net operating cash flows			(15,887	)		(15,887	)

+ See chapter 19 for defined terms.

Appendix 4C Page 2 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

			Current quarter $US’000			Year to date (3 months) $US’000
1.8	Net operating cash flows (carried forward)			(15,887	)		(15,887	)
	Cash flows related to investing activities
1.9	Payment for acquisition of:
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		(2,785	)		(2,785	)
		(e) other non-current assets		—			—
1.10	Proceeds from disposal of:
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		—			—
		(e) other non-current assets		—			—
1.11	Loans to other entities			—			—
1.12	Loans repaid by other entities			—			—
1.13	Other (provide details if material)			—			—
	Net investing cash flows			(2,785	)		(2,785	)
1.14	Total operating and investing cash flows			(18,672	)		(18,672	)
	Cash flows related to financing activities
1.15	Proceeds from issues of shares, options, etc			9,342			9,342
1.16	Proceeds from sale of forfeited shares			—			—
1.17	Proceeds from borrowings			600			600
1.18	Repayment of borrowings			(356	)		(356	)
1.19	Dividends paid			—			—
1.20	Other (provide details if material)			—			—
	Net financing cash flows			9,586			9,586
	Net increase in cash held			(9,086	)		(9,086	)
1.21	Cash at beginning of quarter/year to date			16,967			16,967
1.22	Exchange rate adjustments			12			12
1.23	Cash at end of quarter (note 1)			7,893			7,893

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 3

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Payments to directors of the entity and associates of the directors

Payments to related entities of the entity and associates of the related entities

		Current quarter $US’000
1.24	Aggregate amount of payments to the parties included in item 1.2		238
1.25	Aggregate amount of loans to the parties included in item 1.11		—
1.26	Explanation necessary for an understanding of the transactions
	Included in the above is directors’ fees and executive director’s remuneration ($202K); and fees to a company associated with a director that is providing company secretarial, accounting and administrative services in order to maintain compliance with Australian regulations ($36K).

Non-cash financing and investing activities

2.1	Details of financing and investing transactions which have had a material effect on consolidated assets and liabilities but did not involve cash flows
	Nil during the quarter
2.2	Details of outlays made by other entities to establish or increase their share in businesses in which the reporting entity has an interest
	Nil during the quarter

Financing facilities available

Add notes as necessary for an understanding of the position. (See AASB 1026 paragraph 12.2).

		Amount available $US’000		Amount used $US’000
3.1	Loan facilities		81,838		81,838
3.2	Credit standby arrangements		—		—

+ See chapter 19 for defined terms.

Appendix 4C Page 4 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Reconciliation of cash

Reconciliation of cash at the end of the quarter (as shown in the consolidated statement of cash flows) to the related items in the accounts is as follows.		Current quarter $US’000		Previous quarter $US’000
4.1	Cash on hand and at bank		5,530		14,294
4.2	Deposits at call		2,363		2,673
4.3	Bank overdraft		—		—
4.4	Other (Term Deposit)		—		—
	Total: cash at end of quarter (item 1.23)		7,893		16,967
4.5	Explanation necessary for an understanding of the transactions
	Restricted cash of $2,092 is included in 4.2 Deposits at call of $2,363 in the current quarter which fully secures a related borrowing. Cash due to a related party of $2,264 is included in 4.1 Cash on hand and at bank in the previous quarter to reflect the amount Mr. Shortall deposited of his own funds into the Company’s bank account on 29 June 2015.

Acquisitions and disposals of business entities

		Acquisitions (Item 1.9(a))	Disposals (Item 1.10(a))
5.1	Name of entity			—
5.2	Place of incorporation or registration			—
5.3	Consideration for acquisition or disposal			—
5.4	Total net assets			—
5.5	Nature of business			—

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 5

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Compliance statement

1 This statement has been prepared under accounting policies which comply with accounting standards as defined in the Corporations Act (except to the extent that information is not required because of note 2) or other standards acceptable to ASX.

2 This statement gives a true and fair view of the matters disclosed.

Sign here:		Date: 31 October 2016
	(President and Chief Executive Officer)
Print name:	John Ryan

+ See chapter 19 for defined terms.

Appendix 4C Page 6 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Notes

1. The quarterly report provides a basis for informing the market how the entity’s activities have been financed for the past quarter and the effect on its cash position. An entity wanting to disclose additional information is encouraged to do so, in a note or notes attached to this report.

2. The definitions in, and provisions of, AASB 1026: Statement of Cash Flows apply to this report except for the paragraphs of the Standard set out below.

•       6.2	- reconciliation of cash flows arising from operating activities to operating profit or loss
•       9.2	- itemised disclosure relating to acquisitions
•       9.4	- itemised disclosure relating to disposals
•       12.1(a)	- policy for classification of cash items
•       12.3	- disclosure of restrictions on use of cash
•       13.1	- comparative information

3. Accounting Standards. ASX will accept, for example, the use of International Accounting Standards for foreign entities. If the standards used do not address a topic, the Australian standard on that topic (if any) must be complied with.

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 7

EX-99.6

Exhibit 99.6

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Rule 4.7B

Appendix 4C (Amended)

Quarterly report

for entities admitted

on the basis of commitments

Introduced 31/3/2000. Amended 24/10/2005

Explanatory Note

Unilife Corporation (the “Company,” “we,” “our” or “us”) is filing this Amended Appendix 4C for the fiscal quarter ended 30 June 2015.

On 8 May 2016, the Company announced an investigation into violations of the Company’s policies and procedures and possible violations of law and regulation by the Company’s former Chief Executive Officer, Alan Shortall, whose employment with the Company ceased on 11 March 2016, and its former Chairman, Jim Bosnjak, who resigned from the Company’s Board of Directors (the “Board”) on 24 August 2015 (the “Investigation”).

The Investigation identified certain related party and other transactions which the Company had not previously publicly disclosed or recorded in its financial statements. This amendment is being made to correct immaterial errors in the previously reported Appendix 4C.

Mr. Shortall deposited $2,264,475 (the “Shortall Funds”) of his own funds into the Company’s bank account on 29 June 2015 and then caused the Company to disburse from the Shortall Funds $1,351,553 to third parties to complete Mr. Shortall’s purchase of his new home on 23 July 2015, and the remainder back to himself on 28 July 2015.

This Amended Appendix 4C is being filed to correct the immaterial errors discovered as a result of the Investigation to:

• record the related party restricted cash balance equal to the Shortall Funds ($2,264,475) and the same amount as due to a related party within the Cash flows related to operating activities section of the Company’s Consolidated statement of cash flows;

• identify the Related Party Transactions as related party transactions and to add disclosure regarding the same.

For further information, refer to the Company’s Annual Report on Form 10-K/A for the fiscal year ended 30 June 2015 which was amended to correct these immaterial misstatements.

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Name of entity

UNILIFE CORPORATION

ARBN	Quarter ended (“current quarter”)
141 042 757	30 June 15

Consolidated statement of cash flows

Cash flows related to operating activities			Current quarter $US’000			Year to date (12 months) $US’000
1.1	Receipts from customers			5,467			22,678
1.2	Payments for	(a) staff costs		(9,757	)		(28,679	)
		(b) advertising and marketing		(86	)		(206	)
		(c) research and development		(8,578	)		(25,402	)
		(d) leased assets		(384	)		(948	)
		(e) other working capital		(3,874	)		(17,210	)
1.3	Dividends received			—			—
1.4	Interest and other items of a similar nature received			23			55
1.5	Interest and other costs of finance paid			(1,767	)		(6,353	)
1.6	Income taxes paid			—			—
1.7	Other – Due to related party			2,264			2,264
	Net operating cash flows			(16,692	)		(53,801	)

+ See chapter 19 for defined terms.

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Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

			Current quarter $US’000			Year to date (12 months) $US’000
1.8	Net operating cash flows (carried forward)			(16,692	)		(53,801	)
	Cash flows related to investing activities
1.9	Payment for acquisition of:
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		(5,086	)		(16,243	)
		(e) other non-current assets		—			—
1.10	Proceeds from disposal of:
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		—			—
		(e) other non-current assets		—			—
1.11	Loans to other entities			—			—
1.12	Loans repaid by other entities			—			—
1.13	Other (provide details if material)			—			—
	Net investing cash flows			(5,086	)		(16,243	)
1.14	Total operating and investing cash flows			(21,778	)		(70,044	)
	Cash flows related to financing activities
1.15	Proceeds from issues of shares, options, etc			23			57,157
1.16	Proceeds from sale of forfeited shares			—			—
1.17	Proceeds from borrowings			—			20,000
1.18	Repayment of borrowings			(488	)		(952	)
1.19	Dividends paid			—			—
1.20	Other (provide details if material)			—			(52	)
	Net financing cash flows			(465	)		76,153
	Net increase in cash held			(22,243	)		6,109
1.21	Cash at beginning of quarter/year to date			39,207			10,838
1.22	Exchange rate adjustments			3			20
1.23	Cash at end of quarter (note 1)			16,967			16,967

+ See chapter 19 for defined terms.

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Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Payments to directors of the entity and associates of the directors

Payments to related entities of the entity and associates of the related entities

		Current quarter $US’000
1.24	Aggregate amount of payments to the parties included in item 1.2		486
1.25	Aggregate amount of loans to the parties included in item 1.11		—
1.26	Explanation necessary for an understanding of the transactions
	Included in the above is directors’ fees and executive director’s remuneration ($454K); and fees to a company associated with a director that is providing company secretarial, accounting and administrative services in order to maintain compliance with Australian regulations ($32K).

Non-cash financing and investing activities

2.1	Details of financing and investing transactions which have had a material effect on consolidated assets and liabilities but did not involve cash flows
	Nil during the quarter
2.2	Details of outlays made by other entities to establish or increase their share in businesses in which the reporting entity has an interest
	Nil during the quarter

Financing facilities available

Add notes as necessary for an understanding of the position. (See AASB 1026 paragraph 12.2).

		Amount available $US’000		Amount used $US’000
3.1	Loan facilities		80,435		80,435
3.2	Credit standby arrangements		—		—

+ See chapter 19 for defined terms.

Appendix 4C Page 4 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Reconciliation of cash

Reconciliation of cash at the end of the quarter (as shown in the consolidated statement of cash flows) to the related items in the accounts is as follows.		Current quarter $US’000		Previous quarter $US’000
4.1	Cash on hand and at bank		14,294		36,842
4.2	Deposits at call		2,673		2,365
4.3	Bank overdraft		—		—
4.4	Other (Term Deposit)		—		—
	Total: cash at end of quarter (item 1.23)		16,967		39,207
4.5	Explanation necessary for an understanding of the transactions
	Restricted cash of $2,400 is included in 4.2 Deposits at call of $2,673 in the current quarter which fully secures a related borrowing. Cash due to a related party of $2,264 is included in 4.1 Cash on hand and at bank to reflect the amount Mr. Shortall deposited of his own funds into the Company’s bank account on 29 June 2015.

Acquisitions and disposals of business entities

		Acquisitions (Item 1.9(a))	Disposals (Item 1.10(a))
5.1	Name of entity			—
5.2	Place of incorporation or registration			—
5.3	Consideration for acquisition or disposal			—
5.4	Total net assets			—
5.5	Nature of business			—

+ See chapter 19 for defined terms.

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Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Compliance statement

1 This statement has been prepared under accounting policies which comply with accounting standards as defined in the Corporations Act (except to the extent that information is not required because of note 2) or other standards acceptable to ASX.

2 This statement gives a true and fair view of the matters disclosed.

Sign here:		Date: 31 October 2016
	(President and Chief Executive Officer)
Print name:	John Ryan

+ See chapter 19 for defined terms.

Appendix 4C Page 6 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Notes

1. The quarterly report provides a basis for informing the market how the entity’s activities have been financed for the past quarter and the effect on its cash position. An entity wanting to disclose additional information is encouraged to do so, in a note or notes attached to this report.

2. The definitions in, and provisions of, AASB 1026: Statement of Cash Flows apply to this report except for the paragraphs of the Standard set out below.

•       6.2	- reconciliation of cash flows arising from operating activities to operating profit or loss
•       9.2	- itemised disclosure relating to acquisitions
•       9.4	- itemised disclosure relating to disposals
•       12.1(a)	- policy for classification of cash items
•       12.3	- disclosure of restrictions on use of cash
•       13.1	- comparative information

3. Accounting Standards. ASX will accept, for example, the use of International Accounting Standards for foreign entities. If the standards used do not address a topic, the Australian standard on that topic (if any) must be complied with.

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 7