8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 29, 2015 (April 29, 2015)

UNILIFE CORPORATION

(Exact name of Registrant as Specified in Charter)

Delaware	001-34540	27-1049354
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

250 Cross Farm Lane, York, Pennsylvania	17406
(Address of Principal Executive Offices)	(Zip Code)

Registrant’s telephone number, including area code: (717) 384-3400

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.02 Results of Operations and Financial Condition

On April 29, 2015, Unilife Corporation (“Unilife”) filed its Appendix 4C (“Quarterly Report”) for the three and nine months ended March 31, 2015 with the Australian Securities Exchange (“ASX”), a copy of which is attached hereto as Exhibit 99.1. The Quarterly Report is prepared in U.S. dollars pursuant to accounting principles generally accepted in the United States of America and otherwise in compliance with the requirements of Australian law and the ASX listing rules

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

99.1 Appendix 4C lodged with the Australian Securities Exchange on April 29, 2015.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

	Unilife Corporation
Date: April 29, 2015	By:	/s/    Alan Shortall
		Alan Shortall
		Chairman and Chief Executive Officer

EXHIBIT INDEX

EXHIBIT NUMBER	DESCRIPTION
99.1	Appendix 4C lodged with the Australian Securities Exchange on April 29, 2015.

EX-99.1

Exhibit 99.1

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Rule 4.7B

Appendix 4C

Quarterly report

for entities admitted

on the basis of commitments

Introduced 31/3/2000. Amended 24/10/2005

Name of entity

UNILIFE CORPORATION

ARBN	Quarter ended (“current quarter”)
141 042 757	31 March 15

Consolidated statement of cash flows

Cash flows related to operating activities			Current quarter $US’000			Year to date (9 months) $US’000
1.1	Receipts from customers			8,941			17,211
1.2	Payments for	(a) staff costs		(7,083	)		(18,922	)
		(b) advertising and marketing		(37	)		(120	)
		(c) research and development		(5,787	)		(16,824	)
		(d) leased assets		(262	)		(564	)
		(e) other working capital		(5,662	)		(13,222	)
1.3	Dividends received			—			—
1.4	Interest and other items of a similar nature received			23			32
1.5	Interest and other costs of finance paid			(1,752	)		(4,700	)
1.6	Income taxes paid			—			—
1.7	Other (provide details if material)			—			—
	Net operating cash flows			(11,619	)		(37,109	)

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

			Current quarter $US’000			Year to date (9 months) $US’000
1.8	Net operating cash flows (carried forward)			(11,619	)		(37,109	)
	Cash flows related to investing activities
1.9	Payment for acquisition of:
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		(4,627	)		(11,157	)
		(e) other non-current assets		—			—
1.10	Proceeds from disposal of:
		(a) businesses (item 5)		—			—
		(b) equity investments		—			—
		(c) intellectual property		—			—
		(d) physical non-current assets		—			—
		(e) other non-current assets		—			—
1.11	Loans to other entities			—			—
1.12	Loans repaid by other entities			—			—
1.13	Other (provide details if material)			—			—
	Net investing cash flows			(4,627	)		(11,157	)
1.14	Total operating and investing cash flows			(16,246	)		(48,266	)
	Cash flows related to financing activities
1.15	Proceeds from issues of shares, options, etc			44,733			57,134
1.16	Proceeds from sale of forfeited shares			—			—
1.17	Proceeds from borrowings			—			20,000
1.18	Repayment of borrowings			(149	)		(464	)
1.19	Dividends paid			—			—
1.20	Other (provide details if material)			—			(52	)
	Net financing cash flows			44,584			76,618
	Net increase in cash held			28,338			28,352
1.21	Cash at beginning of quarter/year to date			10,848			10,838
1.22	Exchange rate adjustments			21			17
1.23	Cash at end of quarter (note 1)			39,207			39,207

+ See chapter 19 for defined terms.

Appendix 4C Page 2 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Payments to directors of the entity and associates of the directors

Payments to related entities of the entity and associates of the related entities

		Current quarter $US’000
1.24	Aggregate amount of payments to the parties included in item 1.2		249
1.25	Aggregate amount of loans to the parties included in item 1.11		—
1.26	Explanation necessary for an understanding of the transactions
	Included in the above is directors’ fees and executive director’s remuneration ($198K); and fees to a company associated with a director that is providing company secretarial, accounting and administrative services in order to maintain compliance with Australian regulations ($51K).

Non-cash financing and investing activities

2.1	Details of financing and investing transactions which have had a material effect on consolidated assets and liabilities but did not involve cash flows
	Nil during the quarter
2.2	Details of outlays made by other entities to establish or increase their share in businesses in which the reporting entity has an interest
	Nil during the quarter

Financing facilities available

Add notes as necessary for an understanding of the position. (See AASB 1026 paragraph 12.2).

		Amount available $US’000		Amount used $US’000
3.1	Loan facilities		80,040		80,040
3.2	Credit standby arrangements		—		—

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 3

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Reconciliation of cash

Reconciliation of cash at the end of the quarter (as shown in the consolidated statement of cash flows) to the related items in the accounts is as follows.		Current quarter $US’000		Previous quarter $US’000
4.1	Cash on hand and at bank		36,842		8,173
4.2	Deposits at call		2,365		2,675
4.3	Bank overdraft		—		—
4.4	Other (Term Deposit)		—		—
	Total: cash at end of quarter (item 1.23)		39,207		10,848
4.5	Explanation necessary for an understanding of the transactions
	Restricted cash of $2,092 is included in 4.2 Deposits at call of $2,365 in the current quarter which fully secures a related borrowing.

Acquisitions and disposals of business entities

		Acquisitions (Item 1.9(a))	Disposals (Item 1.10(a))
5.1	Name of entity			—
5.2	Place of incorporation or registration			—
5.3	Consideration for acquisition or disposal			—
5.4	Total net assets			—
5.5	Nature of business			—

+ See chapter 19 for defined terms.

Appendix 4C Page 4 30/9/2001

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Compliance statement

1 This statement has been prepared under accounting policies which comply with accounting standards as defined in the Corporations Act (except to the extent that information is not required because of note 2) or other standards acceptable to ASX.

2 This statement gives a true and fair view of the matters disclosed.

Sign here:		Date: 30 April 2015
	(Director)
Print name:	Alan Shortall

+ See chapter 19 for defined terms.

30/9/2001 Appendix 4C Page 5

Appendix 4C

Quarterly report for entities

admitted on the basis of commitments

Notes

1. The quarterly report provides a basis for informing the market how the entity’s activities have been financed for the past quarter and the effect on its cash position. An entity wanting to disclose additional information is encouraged to do so, in a note or notes attached to this report.

2. The definitions in, and provisions of, AASB 1026: Statement of Cash Flows apply to this report except for the paragraphs of the Standard set out below.

• 6.2         - reconciliation of cash flows arising from operating activities to operating profit or loss

• 9.2         - itemised disclosure relating to acquisitions

• 9.4         - itemised disclosure relating to disposals

• 12.1(a)  - policy for classification of cash items

• 12.3       - disclosure of restrictions on use of cash

• 13.1       - comparative information

3. Accounting Standards. ASX will accept, for example, the use of International Accounting Standards for foreign entities. If the standards used do not address a topic, the Australian standard on that topic (if any) must be complied with.

+ See chapter 19 for defined terms.

Appendix 4C Page 6 30/9/2001