0000899243-16-012759.txt : 20160205 0000899243-16-012759.hdr.sgml : 20160205 20160205163129 ACCESSION NUMBER: 0000899243-16-012759 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unilife Corp CENTRAL INDEX KEY: 0001476170 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 271049354 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 250 CROSS FARM LANE CITY: YORK STATE: PA ZIP: 17406 BUSINESS PHONE: (717) 384-3400 MAIL ADDRESS: STREET 1: 250 CROSS FARM LANE CITY: YORK STATE: PA ZIP: 17406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shortall Alan CENTRAL INDEX KEY: 0001483243 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34540 FILM NUMBER: 161392650 MAIL ADDRESS: STREET 1: 633 LOWTHER ROAD CITY: LEWISBERRY STATE: PA ZIP: 17339 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-09-30 2015-11-03 0 0001476170 Unilife Corp UNIS 0001483243 Shortall Alan C/O 250 CROSS FARM LANE YORK PA 17406 1 1 0 0 Chief Executive Officer Common Stock 10709043 D Common Stock 55074 I See Footnote On November 3, 2015, the reporting person mistakenly filed a Form 4 reporting both a disposition of 2,951,668 shares of common stock on September 30, 2015 and an acquisition of 2,951,668 shares of common stock on October 26, 2015. This report amends the filing originally made on November 3, 2015 to delete in their entirety both of such transactions. On September 30, 2015, an event of default occurred with respect to certain loans made by an unaffiliated third party to Alan Shortall, under which an aggregate of 2,951,668 shares of common stock were pledged as collateral by Mr. Shortall. The lender took no action to terminate the agreement or seize or acquire the share collateral upon such event of default, and the parties instead entered into an amendment to the original loan agreement pursuant to which Mr. Shortall pledged additional collateral to the lender and the default was cured. The loan continued in effect until a subsequent default occurred on December 9, 2015, which was (Continued from footnote 1) reported on a Form 4 on such date. As of October 26, 2015, the reporting person owned 10,709,043 shares of common stock. Owned by spouse of Mr. Shortall /s/ Alan Shortall 2016-02-05