0000899243-16-012759.txt : 20160205
0000899243-16-012759.hdr.sgml : 20160205
20160205163129
ACCESSION NUMBER: 0000899243-16-012759
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20160205
DATE AS OF CHANGE: 20160205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Unilife Corp
CENTRAL INDEX KEY: 0001476170
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 271049354
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 250 CROSS FARM LANE
CITY: YORK
STATE: PA
ZIP: 17406
BUSINESS PHONE: (717) 384-3400
MAIL ADDRESS:
STREET 1: 250 CROSS FARM LANE
CITY: YORK
STATE: PA
ZIP: 17406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shortall Alan
CENTRAL INDEX KEY: 0001483243
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34540
FILM NUMBER: 161392650
MAIL ADDRESS:
STREET 1: 633 LOWTHER ROAD
CITY: LEWISBERRY
STATE: PA
ZIP: 17339
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-09-30
2015-11-03
0
0001476170
Unilife Corp
UNIS
0001483243
Shortall Alan
C/O 250 CROSS FARM LANE
YORK
PA
17406
1
1
0
0
Chief Executive Officer
Common Stock
10709043
D
Common Stock
55074
I
See Footnote
On November 3, 2015, the reporting person mistakenly filed a Form 4 reporting both a disposition of 2,951,668 shares of common stock on September 30, 2015 and an acquisition of 2,951,668 shares of common stock on October 26, 2015. This report amends the filing originally made on November 3, 2015 to delete in their entirety both of such transactions. On September 30, 2015, an event of default occurred with respect to certain loans made by an unaffiliated third party to Alan Shortall, under which an aggregate of 2,951,668 shares of common stock were pledged as collateral by Mr. Shortall. The lender took no action to terminate the agreement or seize or acquire the share collateral upon such event of default, and the parties instead entered into an amendment to the original loan agreement pursuant to which Mr. Shortall pledged additional collateral to the lender and the default was cured. The loan continued in effect until a subsequent default occurred on December 9, 2015, which was
(Continued from footnote 1) reported on a Form 4 on such date. As of October 26, 2015, the reporting person owned 10,709,043 shares of common stock.
Owned by spouse of Mr. Shortall
/s/ Alan Shortall
2016-02-05