0001209191-20-056754.txt : 20201103 0001209191-20-056754.hdr.sgml : 20201103 20201103182530 ACCESSION NUMBER: 0001209191-20-056754 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201030 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORTON DAVID H JR CENTRAL INDEX KEY: 0001476070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 201284667 MAIL ADDRESS: STREET 1: SEAGATE TECHNOLOGY STREET 2: 920 DISC DRIVE CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 FORMER NAME: FORMER CONFORMED NAME: MORTON DAVID H DATE OF NAME CHANGE: 20091103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-30 0 0001540755 Anaplan, Inc. PLAN 0001476070 MORTON DAVID H JR 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 0 1 0 0 Chief Financial Officer Common Stock 2020-10-30 4 M 0 5347 11.86 A 68181 D Common Stock 2020-10-30 4 S 0 5347 55.8955 D 62834 D Common Stock 2020-10-30 4 S 0 9000 55.7826 D 53834 D Common Stock 2020-10-30 4 S 0 15653 56.211 D 38181 D Stock Option (right to buy) 11.86 2020-10-30 4 M 0 5347 0.00 D 2028-09-13 Common Stock 5347 138717 D This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $55.61 to $56.30, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $55.53 to $55.99, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $56.01 to $56.53, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. 25% of the stock option vested on September 10, 2019, with the remainder exercisable in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date; the option may also be exercised early subject to Issuer's right of repurchase. /s/ Gary Spiegel, Attorney-in-Fact 2020-11-03