0001209191-20-040542.txt : 20200702 0001209191-20-040542.hdr.sgml : 20200702 20200702172814 ACCESSION NUMBER: 0001209191-20-040542 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200518 FILED AS OF DATE: 20200702 DATE AS OF CHANGE: 20200702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORTON DAVID H JR CENTRAL INDEX KEY: 0001476070 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 201011001 MAIL ADDRESS: STREET 1: SEAGATE TECHNOLOGY STREET 2: 920 DISC DRIVE CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 FORMER NAME: FORMER CONFORMED NAME: MORTON DAVID H DATE OF NAME CHANGE: 20091103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2020-05-18 2020-05-20 0 0001540755 Anaplan, Inc. PLAN 0001476070 MORTON DAVID H JR 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 0 1 0 0 Chief Financial Officer Common Stock 2020-05-18 4 M 0 2604 11.86 A 23056 D Stock Option (right to buy) 11.86 2020-05-18 4 M 0 2604 0.00 D 2028-09-13 Common Stock 2604 148965 D On May 20, 2020, the Reporting Person filed a Form 4 which inadvertently excluded the exercise of 2,604 stock options. This amendment reports the exercise of those stock options. The Reporting Person filed a Form 4 on June 12, 2020, that did not take into account the transactions reported in this amendment. This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. 25% of the stock option vested on September 10, 2019, with the remainder exercisable in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date; the option may also be exercised early subject to Issuer's right of repurchase. /s/ Gary Spiegel, Attorney-in-Fact 2020-07-02