0001209191-20-040542.txt : 20200702
0001209191-20-040542.hdr.sgml : 20200702
20200702172814
ACCESSION NUMBER: 0001209191-20-040542
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200518
FILED AS OF DATE: 20200702
DATE AS OF CHANGE: 20200702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORTON DAVID H JR
CENTRAL INDEX KEY: 0001476070
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 201011001
MAIL ADDRESS:
STREET 1: SEAGATE TECHNOLOGY
STREET 2: 920 DISC DRIVE
CITY: SCOTTS VALLEY
STATE: CA
ZIP: 95066
FORMER NAME:
FORMER CONFORMED NAME: MORTON DAVID H
DATE OF NAME CHANGE: 20091103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2020-05-18
2020-05-20
0
0001540755
Anaplan, Inc.
PLAN
0001476070
MORTON DAVID H JR
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Financial Officer
Common Stock
2020-05-18
4
M
0
2604
11.86
A
23056
D
Stock Option (right to buy)
11.86
2020-05-18
4
M
0
2604
0.00
D
2028-09-13
Common Stock
2604
148965
D
On May 20, 2020, the Reporting Person filed a Form 4 which inadvertently excluded the exercise of 2,604 stock options. This amendment reports the exercise of those stock options. The Reporting Person filed a Form 4 on June 12, 2020, that did not take into account the transactions reported in this amendment. This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
25% of the stock option vested on September 10, 2019, with the remainder exercisable in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date; the option may also be exercised early subject to Issuer's right of repurchase.
/s/ Gary Spiegel, Attorney-in-Fact
2020-07-02