0000899243-19-023501.txt : 20190912
0000899243-19-023501.hdr.sgml : 20190912
20190912191634
ACCESSION NUMBER: 0000899243-19-023501
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190910
FILED AS OF DATE: 20190912
DATE AS OF CHANGE: 20190912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORTON DAVID H JR
CENTRAL INDEX KEY: 0001476070
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 191091306
MAIL ADDRESS:
STREET 1: SEAGATE TECHNOLOGY
STREET 2: 920 DISC DRIVE
CITY: SCOTTS VALLEY
STATE: CA
ZIP: 95066
FORMER NAME:
FORMER CONFORMED NAME: MORTON DAVID H
DATE OF NAME CHANGE: 20091103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-10
0
0001540755
Anaplan, Inc.
PLAN
0001476070
MORTON DAVID H JR
C/O ANAPLAN, INC.
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Financial Officer
Common Stock
2019-09-10
4
M
0
237500
A
245931
D
Common Stock
2019-09-12
4
S
0
115076
48.30
D
130855
D
Restricted Stock Units
2019-09-10
4
M
0
237500
0.00
A
Common Stock
237500
712500
D
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on September 10, 2019 and an additional 6.25% of the RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date.
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
/s/ Suhani Akhare, Attorney-in-Fact
2019-09-12