0001567619-23-004070.txt : 20230301 0001567619-23-004070.hdr.sgml : 20230301 20230301172926 ACCESSION NUMBER: 0001567619-23-004070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeFazio Mark R CENTRAL INDEX KEY: 0001720742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38282 FILM NUMBER: 23695199 MAIL ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Metropolitan Bank Holding Corp. CENTRAL INDEX KEY: 0001476034 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 134042724 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-659-0600 MAIL ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 doc1.xml FORM 4 X0306 4 2023-02-28 0 0001476034 Metropolitan Bank Holding Corp. MCB 0001720742 DeFazio Mark R 99 PARK AVENUE NEW YORK NY 10016 1 1 0 0 President and CEO Common Stock 2023-02-28 4 A 0 19200 0.00 A 105383 D Common Stock 2023-03-01 4 A 0 8931 0.00 A 114314 D Common Stock 2023-03-01 4 A 0 17863 0.00 A 132177 D Common Stock 3096 I By 401(k) Stock Options 18.00 2023-10-22 Common Stock 46200 46200 D Stock Options 18.00 2023-12-02 Common Stock 74000 74000 D Stock Options 18.00 2024-03-18 Common Stock 30000 30000 D Stock Options 18.00 2025-06-01 Common Stock 70000 70000 D Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. Restricted stock units granted on March 1, 2023 that vest 100% on March 1, 2024. Fully vested and exercisable. On May 3, 2021, and as subsequently amended, the reporting person was granted 39,200 restricted stock units which vests at a rate of 20,000 on February 28, 2022 and 19,200 on February 28, 2023, subject to the satisfaction of certain performance criteria. The performance criteria for the fiscal year ended December 31, 2022 were met, resulting in the vesting of 19,200 restricted stock units. /s/ Jeffrey Cass, pursuant to power of attorney 2023-03-01