0001567619-19-020196.txt : 20191031 0001567619-19-020196.hdr.sgml : 20191031 20191031132257 ACCESSION NUMBER: 0001567619-19-020196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191030 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeFazio Mark R CENTRAL INDEX KEY: 0001720742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38282 FILM NUMBER: 191182965 MAIL ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Metropolitan Bank Holding Corp. CENTRAL INDEX KEY: 0001476034 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 134042724 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-659-0600 MAIL ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 doc1.xml FORM 4 X0306 4 2019-10-30 0 0001476034 Metropolitan Bank Holding Corp. MCB 0001720742 DeFazio Mark R 99 PARK AVENUE NEW YORK NY 10016 1 1 0 0 President and CEO Common Stock 2019-10-30 4 S 0 57 43.29 D 125840 I By LLC Common Stock 2019-10-30 4 S 0 100 43.28 D 125740 I By LLC Common Stock 2019-10-30 4 S 0 100 43.27 D 125640 I By LLC Common Stock 2019-10-30 4 S 0 10 43.20 D 125630 I By LLC Common Stock 2019-10-30 4 S 0 10 43.17 D 125620 I By LLC Common Stock 2019-10-30 4 S 0 190 43.16 D 125430 I By LLC Common Stock 2019-10-30 4 S 0 41 43.15 D 125389 I By LLC Common Stock 2019-10-30 4 S 0 150 43.12 D 125239 I By LLC Common Stock 2019-10-30 4 S 0 225 43.11 D 125014 I By LLC Common Stock 2019-10-30 4 S 0 2 43.10 D 125012 I By LLC Common Stock 2019-10-30 4 S 0 100 43.08 D 124912 I By LLC Common Stock 2019-10-30 4 S 0 100 43.07 D 124812 I By LLC Common Stock 2019-10-30 4 S 0 50 43.06 D 124762 I By LLC Common Stock 2019-10-30 4 S 0 100 43.05 D 124662 I By LLC Common Stock 2019-10-30 4 S 0 115 43.04 D 124547 I By LLC Common Stock 2019-10-30 4 S 0 107 43.01 D 124440 I By LLC Common Stock 2019-10-30 4 S 0 2097 43.00 D 122343 I By LLC Common Stock 25202 D Stock Options 18.00 2023-10-22 Common Stock 57000 57000 D Stock Options 18.00 2023-12-02 Common Stock 74000 74000 D Stock Options 18.00 2024-03-18 Common Stock 30000 30000 D Stock Options 18.00 2025-06-01 Common Stock 70000 70000 D Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017. Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020. Includes shares of restricted stock granted on February 27, 2019 and vest at a rate of 33.3% per year commencing on December 31, 2019. Fully vested and exercisable. Sales pursuant to 10b5-1 trading plan. /s/ Gary Lax, pursuant to Power of Attorney 2019-10-31