0001567619-19-002349.txt : 20190205 0001567619-19-002349.hdr.sgml : 20190205 20190205153946 ACCESSION NUMBER: 0001567619-19-002349 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190131 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeFazio Mark R CENTRAL INDEX KEY: 0001720742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38282 FILM NUMBER: 19567721 MAIL ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Metropolitan Bank Holding Corp. CENTRAL INDEX KEY: 0001476034 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 134042724 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-659-0600 MAIL ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 doc1.xml FORM 4 X0306 4 2019-01-31 0 0001476034 Metropolitan Bank Holding Corp. MCB 0001720742 DeFazio Mark R 99 PARK AVENUE NEW YORK NY 10016 1 1 0 0 President and CEO Common Stock 2019-01-31 4 S 0 1197 35.00 D 131943 I By LLC Common Stock 2019-01-31 4 S 0 165 35.01 D 131778 I By LLC Common Stock 2019-01-31 4 S 0 200 35.02 D 131578 I By LLC Common Stock 2019-01-31 4 S 0 238 35.03 D 131340 I By LLC Common Stock 2019-01-31 4 S 0 3 35.21 D 131337 I By LLC Common Stock 2019-01-31 4 S 0 197 35.30 D 131140 I By LLC Common Stock 2019-02-01 4 S 0 401 35.00 D 130739 I By LLC Common Stock 2019-02-01 4 S 0 100 35.30 D 130639 I By LLC Common Stock 2019-02-01 4 S 0 100 35.31 D 130539 I By LLC Common Stock 2019-02-01 4 S 0 148 35.34 D 130391 I By LLC Common Stock 2019-02-01 4 S 0 42 35.35 D 130349 I By LLC Common Stock 2019-02-01 4 S 0 100 35.37 D 130249 I By LLC Common Stock 2019-02-01 4 S 0 20 35.38 D 130229 I By LLC Common Stock 2019-02-01 4 S 0 100 35.40 D 130129 I By LLC Common Stock 2019-02-01 4 S 0 100 35.41 D 130029 I By LLC Common Stock 2019-02-01 4 S 0 80 35.42 D 129949 I By LLC Common Stock 2019-02-01 4 S 0 108 35.43 D 129841 I By LLC Common Stock 2019-02-01 4 S 0 2 35.46 D 129839 I By LLC Common Stock 2019-02-01 4 S 0 47 35.48 D 129792 I By LLC Common Stock 2019-02-01 4 S 0 50 35.49 D 129742 I By LLC Common Stock 2019-02-01 4 S 0 40 35.51 D 129702 I By LLC Common Stock 2019-02-01 4 S 0 103 35.53 D 129599 I By LLC Common Stock 2019-02-01 4 S 0 99 35.535 D 129500 I By LLC Common Stock 2019-02-01 4 S 0 100 35.63 D 129400 I By LLC Common Stock 2019-02-01 4 S 0 80 35.64 D 129320 I By LLC Common Stock 2019-02-01 4 S 0 80 35.70 D 129240 I By LLC Common Stock 2019-02-01 4 S 0 55 35.72 D 129185 I By LLC Common Stock 2019-02-01 4 S 0 45 35.75 D 129140 I By LLC Common Stock 14009 D Stock Options 18.00 2023-10-22 Common Stock 57000 57000 D Stock Options 18.00 2023-12-02 Common Stock 74000 74000 D Stock Options 18.00 2024-03-18 Common Stock 30000 30000 D Stock Options 18.00 2025-06-01 Common Stock 70000 70000 D Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017. Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020. Fully vested and exercisable. /s/ Gary A. Lax, pursuant to power of attorney 2019-02-05