0001567619-18-008007.txt : 20181214 0001567619-18-008007.hdr.sgml : 20181214 20181214153243 ACCESSION NUMBER: 0001567619-18-008007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181214 FILED AS OF DATE: 20181214 DATE AS OF CHANGE: 20181214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeFazio Mark R CENTRAL INDEX KEY: 0001720742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38282 FILM NUMBER: 181235497 MAIL ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Metropolitan Bank Holding Corp. CENTRAL INDEX KEY: 0001476034 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 134042724 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-659-0600 MAIL ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 doc1.xml FORM 4 X0306 4 2018-12-14 0 0001476034 Metropolitan Bank Holding Corp. MCB 0001720742 DeFazio Mark R 99 PARK AVENUE NEW YORK NY 10016 1 1 0 0 President and CEO Common Stock 2018-12-14 4 M 0 10000 30.00 A 23860 D Common Stock 2018-12-14 4 F 0 8844 33.92 D 15016 D Common Stock 139140 I By LLC Stock Options 30.00 2018-12-14 4 M 0 10000 0.00 D 2018-12-17 Common Stock 10000 0 D Stock Options 18.00 2023-10-22 Common Stock 57000 57000 D Stock Options 18.00 2023-12-02 Common Stock 74000 74000 D Stock Options 18.00 2024-03-18 Common Stock 30000 30000 D Stock Options 18.00 2025-06-02 Common Stock 70000 70000 D Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014. Includes shares of restricted stock granted on February 14, 2014 and vest at a rate of 33.3% per year commencing on December 31, 2016. Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017. Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020. Fully vested and exercisable. /s/ Gary A. Lax, pursuant to power of attorney 2018-12-14