0001140361-17-041430.txt : 20171107 0001140361-17-041430.hdr.sgml : 20171107 20171107170414 ACCESSION NUMBER: 0001140361-17-041430 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171107 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeFazio Mark R CENTRAL INDEX KEY: 0001720742 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38282 FILM NUMBER: 171184244 MAIL ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Metropolitan Bank Holding Corp. CENTRAL INDEX KEY: 0001476034 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 134042724 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-659-0600 MAIL ADDRESS: STREET 1: 99 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 3 1 doc1.xml FORM 3 X0206 3 2017-11-07 0 0001476034 Metropolitan Bank Holding Corp. MCB 0001720742 DeFazio Mark R 99 PARK AVENUE NEW YORK NY 10016 1 1 0 0 President and CEO Common Stock 15531.75 D Common Stock 139140.20 I By LLC Stock Options 30.00 2018-12-04 Common Stock 10000 D Stock Options 18.00 2023-10-22 Common Stock 57000 D Stock Options 18.00 2023-12-02 Common Stock 74000 D Stock Options 18.00 2024-03-18 Common Stock 30000 D Stock Options 18.00 2025-06-01 Common Stock 70000 D Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014. Includes shares of restricted stock granted on February 14, 2014 and vest at a rate of 33.3% per year commencing on December 31, 2016. Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018. Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020. Fully vested and exercisable. /s/ Gary A. Lax, pursuant to power of attorney 2017-11-07