0001209191-23-056085.txt : 20231120
0001209191-23-056085.hdr.sgml : 20231120
20231120165446
ACCESSION NUMBER: 0001209191-23-056085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231116
FILED AS OF DATE: 20231120
DATE AS OF CHANGE: 20231120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adams Diane
CENTRAL INDEX KEY: 0001475901
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40528
FILM NUMBER: 231423410
MAIL ADDRESS:
STREET 1: 222 MERCHANDISE MART PLAZA
STREET 2: SUITE 2024
CITY: CHICAGO
STATE: IL
ZIP: 60654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprinklr, Inc.
CENTRAL INDEX KEY: 0001569345
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 454771485
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 29 WEST 35TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: (917) 933-7800
MAIL ADDRESS:
STREET 1: 29 WEST 35TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-16
0
0001569345
Sprinklr, Inc.
CXM
0001475901
Adams Diane
C/O SPRINKLR, INC.
29 WEST 35TH STREET , 7TH FLOOR
NEW YORK
NY
10001
0
1
0
0
Chief Culture & Talent Officer
1
Class A Common Stock
2023-11-16
4
C
0
1300
A
274846
D
Class A Common Stock
2023-11-16
4
S
0
1300
15.00
D
273546
D
Class A Common Stock
2023-11-17
4
C
0
37128
A
310674
D
Class A Common Stock
2023-11-17
4
S
0
37128
15.02
D
273546
D
Employee Stock Option (right to buy)
4.93
2023-11-16
4
M
0
1300
0.00
D
2030-03-11
Class B Common Stock
1300
120031
D
Class B Common Stock
2023-11-16
4
M
0
1300
4.93
A
Class A Common Stock
1300
130300
D
Class B Common Stock
2023-11-16
4
C
0
1300
0.00
D
Class A Common Stock
1300
129000
D
Employee Stock Option (right to buy)
4.93
2023-11-17
4
M
0
37128
0.00
D
2030-03-11
Class B Common Stock
37128
82903
D
Class B Common Stock
2023-11-17
4
M
0
37128
4.93
A
Class A Common Stock
37128
166128
D
Class B Common Stock
2023-11-17
4
C
0
37128
0.00
D
Class A Common Stock
37128
129000
D
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to
$15.05 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
/s/ Jason Minio, Attorney-in-Fact
2023-11-20