0001209191-23-023365.txt : 20230405
0001209191-23-023365.hdr.sgml : 20230405
20230405165811
ACCESSION NUMBER: 0001209191-23-023365
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230403
FILED AS OF DATE: 20230405
DATE AS OF CHANGE: 20230405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adams Diane
CENTRAL INDEX KEY: 0001475901
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40528
FILM NUMBER: 23803294
MAIL ADDRESS:
STREET 1: 222 MERCHANDISE MART PLAZA
STREET 2: SUITE 2024
CITY: CHICAGO
STATE: IL
ZIP: 60654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprinklr, Inc.
CENTRAL INDEX KEY: 0001569345
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 454771485
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 29 WEST 35TH STREET
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: (917) 933-7800
MAIL ADDRESS:
STREET 1: 29 WEST 35TH STREET
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-04-03
0
0001569345
Sprinklr, Inc.
CXM
0001475901
Adams Diane
C/O SPRINKLR, INC.
29 WEST 35TH STREET , 7TH FLOOR
NEW YORK
NY
10001
0
1
0
0
Chief Culture & Talent Officer
1
Class A Common Stock
2023-04-03
4
A
0
192483
0.00
A
282178
D
Class A Common Stock
2023-04-04
4
C
0
100000
A
382178
D
Class A Common Stock
2023-04-04
4
S
0
100000
12.89
D
282178
D
Employee Stock Option (right to buy)
3.99
2023-04-04
4
M
0
100000
0.00
D
2028-05-09
Class B Common Stock
100000
108333
D
Class B Common Stock
2023-04-04
4
M
0
100000
3.99
A
Class A Common Stock
100000
232000
D
Class B Common Stock
2023-04-04
4
C
0
100000
0.00
D
Class A Common Stock
100000
132000
D
Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2024, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
The exercise and subsequent sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.71 to $13.16 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Fully vested and exercisable.
/s/ Jason Minio, Attorney-in-Fact
2023-04-05