-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W09Cyi3m6sQiUUPpZoEkENtJQHgxgHNpKemEgJCErW/eE9ruxALA16X9ZEjHFs8f /wRE3hjzK1em0+mspvl2ww== 0001019056-10-001337.txt : 20101130 0001019056-10-001337.hdr.sgml : 20101130 20101129181827 ACCESSION NUMBER: 0001019056-10-001337 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20101130 DATE AS OF CHANGE: 20101129 EFFECTIVENESS DATE: 20101130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIRCLE BANCORP CENTRAL INDEX KEY: 0001475848 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 680242281 STATE OF INCORPORATION: CA FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-151133 FILM NUMBER: 101220066 BUSINESS ADDRESS: STREET 1: 1400 GRANT AVENUE CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-898-5400 MAIL ADDRESS: STREET 1: 1400 GRANT AVENUE CITY: NOVATO STATE: CA ZIP: 94945 D 1 primary_doc.xml X0704 D LIVE 0001475848 CIRCLE BANCORP 1400A GRANT AVENUE NOVATO CA CALIFORNIA 94945 415-898-5400 CALIFORNIA New West Bancshares, Inc. None Corporation true Kit M. Cole 1400A Grant Avenue Novato CA CALIFORNIA 94945 Executive Officer Director Kimberly Kaselionis 1400A Grant Avenue Novato CA CALIFORNIA 94945 Executive Officer Director Michael Moulton 1400A Grant Avenue Novato CA CALIFORNIA 94945 Executive Officer Arthur R. Chatham 1400A Grant Avenue Novato CA CALIFORNIA 94945 Director Frank Doodha 1400A Grant Avenue Novato CA CALIFORNIA 94945 Director Steven Ghirardo 1400A Grant Avenue Novato CA CALIFORNIA 94945 Director Steven Leonard 1400A Grant Avenue Novato CA CALIFORNIA 94945 Director Other Banking and Financial Services Decline to Disclose 06 false true true true true false 0 Indefinite 0 Indefinite Issuer is issuing a warrant to the purchase of 100,000 shares of common stock at an initial exercise price of $9.48. false 0 0 0 0 false CIRCLE BANCORP /s/ Michael Moulton Michael Moulton Senior Vice President and Chief Financial Officer 2010-11-29 -----END PRIVACY-ENHANCED MESSAGE-----