0001179110-21-010125.txt : 20211115
0001179110-21-010125.hdr.sgml : 20211115
20211115181923
ACCESSION NUMBER: 0001179110-21-010125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211111
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newfield Richard U Jr.
CENTRAL INDEX KEY: 0001558035
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35654
FILM NUMBER: 211413157
MAIL ADDRESS:
STREET 1: 5570 DTC PARKWAY
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: National Bank Holdings Corp
CENTRAL INDEX KEY: 0001475841
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 270563799
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 EAST ORCHARD ROAD
STREET 2: SUITE 300
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 303-892-8715
MAIL ADDRESS:
STREET 1: 7800 EAST ORCHARD ROAD
STREET 2: SUITE 300
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: NBH Holdings Corp.
DATE OF NAME CHANGE: 20091030
4
1
edgar.xml
FORM 4 -
X0306
4
2021-11-11
0
0001475841
National Bank Holdings Corp
NBHC
0001558035
Newfield Richard U Jr.
7800 EAST ORCHARD ROAD, SUITE 300
GREENWOOD VILLAGE
CO
80111
0
1
0
0
Chief Risk Mngmt Officer
Common Stock
2021-11-11
4
M
0
9780
18.09
A
132692
D
Common Stock
2021-11-11
4
M
0
7200
18.92
A
139892
D
Common Stock
2021-11-11
4
M
0
3020
19.08
A
142912
D
Common Stock
2021-11-11
4
S
0
20000
45.8984
D
122912
D
Common Stock
2021-11-12
4
M
0
4900
19.08
A
127812
D
Common Stock
2021-11-12
4
S
0
4900
45.4091
D
122912
D
Common Stock
2021-11-15
4
M
0
399
19.08
A
123311
D
Common Stock
2021-11-15
4
M
0
13092
19.56
A
136403
D
Common Stock
2021-11-15
4
S
0
13491
45.2331
D
122912
D
Employee Stock Option (Right to Buy)
18.09
2021-11-11
4
M
0
9780
0
D
2023-05-02
Common Stock
9780
0
D
Employee Stock Option (Right to Buy)
18.92
2021-11-11
4
M
0
7200
0
D
2024-04-29
Common Stock
7200
0
D
Employee Stock Option (Right to Buy)
19.08
2021-11-11
4
M
0
3020
0
D
2025-04-28
Common Stock
3020
5299
D
Employee Stock Option (Right to Buy)
19.08
2021-11-12
4
M
0
4900
0
D
2025-04-28
Common Stock
4900
399
D
Employee Stock Option (Right to Buy)
19.08
2021-11-15
4
M
0
399
0
D
2025-04-28
Common Stock
399
0
D
Employee Stock Option (Right to Buy)
19.56
2021-11-15
4
M
0
13092
0
D
2026-03-01
Common Stock
13092
0
D
Includes 442 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.22, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.40 to $45.45, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.42, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.
Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016 and April 29, 2017.
Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017 and April 28, 2018.
Time-vested stock option award. Stock options vested in equal installments on April 28, 2017, April 28, 2018 and April 28, 2019.
/s/ Richard U. Newfield, Jr.
2021-11-15