0001179110-20-005314.txt : 20200430 0001179110-20-005314.hdr.sgml : 20200430 20200430194121 ACCESSION NUMBER: 0001179110-20-005314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200428 FILED AS OF DATE: 20200430 DATE AS OF CHANGE: 20200430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newfield Richard U Jr. CENTRAL INDEX KEY: 0001558035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35654 FILM NUMBER: 20837820 MAIL ADDRESS: STREET 1: 5570 DTC PARKWAY CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: National Bank Holdings Corp CENTRAL INDEX KEY: 0001475841 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 270563799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD STREET 2: SUITE 300 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-892-8715 MAIL ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD STREET 2: SUITE 300 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: NBH Holdings Corp. DATE OF NAME CHANGE: 20091030 4 1 edgar.xml FORM 4 - X0306 4 2020-04-28 0 0001475841 National Bank Holdings Corp NBHC 0001558035 Newfield Richard U Jr. 7800 EAST ORCHARD ROAD, SUITE 300 GREENWOOD VILLAGE CO 80111 0 1 0 0 Chief Risk Mngmt Officer Common Stock 2020-04-28 4 F 0 1148 26.47 D 115086 D Common Stock 2020-04-30 4 M 0 50000 20 A 165086 D Common Stock 2020-04-30 4 S 0 50000 26.7874 D 115086 D Employee Stock Option (Right to Buy) 20 2020-04-30 4 M 0 50000 0 D 2021-01-25 Common Stock 50000 0 D Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.37. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Time-vested stock option award. Stock options vested in equal installments on October 21, 2011 and October 21, 2012. /s/ Richard U. Newfield, Jr. 2020-04-30