0001179110-19-000497.txt : 20190107
0001179110-19-000497.hdr.sgml : 20190107
20190107172933
ACCESSION NUMBER: 0001179110-19-000497
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190101
FILED AS OF DATE: 20190107
DATE AS OF CHANGE: 20190107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stevenson Ruth
CENTRAL INDEX KEY: 0001761648
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35654
FILM NUMBER: 19514132
MAIL ADDRESS:
STREET 1: 7800 EAST ORCHARD ROAD
STREET 2: SUITE 300
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: National Bank Holdings Corp
CENTRAL INDEX KEY: 0001475841
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 270563799
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 EAST ORCHARD ROAD
STREET 2: SUITE 300
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 720-529-3336
MAIL ADDRESS:
STREET 1: 7800 EAST ORCHARD ROAD
STREET 2: SUITE 300
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: NBH Holdings Corp.
DATE OF NAME CHANGE: 20091030
3
1
edgar.xml
FORM 3 -
X0206
3
2019-01-01
0
0001475841
National Bank Holdings Corp
NBHC
0001761648
Stevenson Ruth
7800 EAST ORCHARD ROAD, SUITE 300
GREENWOOD VILLAGE
CO
80111
0
1
0
0
Chief Client Executive
Common Stock
15748
D
Employee Stock Option (Right to Buy)
33.99
2028-02-21
Common Stock
2407
D
Employee Stock Option (Right to Buy)
32.65
2028-03-01
Common Stock
1546
D
Total includes 2,930 shares of unvested restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. Vesting of said shares is contingent upon continued employment and is scheduled as follows: (i) 1,377 will vest on April 28, 2019; (ii) 1,378 will vest on April 28, 2020; and (iii) 175 will vest on April 28, 2021.
Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is subject to continued employment and is time vesting. The first installment vests on April 28, 2019, and the second installment vests on April 28, 2020.
Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is subject to continued employment and is time vesting. The first installment vests on April 28, 2019, the second installment vests on April 28, 2020, and the third installment vests on April 28, 2021.
/s/ Ruth Stevenson
2019-01-02
EX-24
2
poa.txt
POWER OF ATTORNEY
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints
each of G. Timothy Laney, Zsolt K. Bessko and
Angela Petrucci, signing singly, as the undersigned's
true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in
the undersigned's capacity as a director and/or officer
of National Bank Holdings Corporation (the "Company"),
Form 144 in accordance with Rule 144 under the Securities
Act of 1933 (the "Securities Act") and Forms 3, 4 and
5 in accordance with Section 16(a) of the Securities Exchange
Act of 1934 and the rules thereunder (the "Exchange Act")
and Form ID, if necessary, to obtain EDGAR codes and related
documentation for use in filing Forms 3, 4 and 5;
(2) do and perform any and all acts for and on behalf of
the undersigned which may be necessary or desirable to complete
and execute any amendment or amendments thereto, and file such
forms with the United States Securities and Exchange Commission
and any stock exchange or similar entity;
(3) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-in-fact,
may be of benefit to, in the best interest of, or legally
required by, the undersigned, it being understood that the documents
executed by such attorney-in-fact on behalf of the undersigned
pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may
approve in such attorney-in-fact's discretion; and
(4) seek or obtain, as the undersigned's attorney-in-fact and on
the undersigned's behalf, information regarding transactions
in the Company's securities from any third party, including brokers,
employee benefit plan administrators and trustees, and the undersigned
hereby authorizes any such person to release any such information
to such attorney-in-fact and approves and ratifies any such release
of information.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done in connection
with the exercise of any of the rights and powers herein granted, as fully
to all intents and purposes as the undersigned might or could do if
personally present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to
be done by virtue of this Power of Attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact,
in serving in such capacity at the request of the undersigned,
are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Rule 144 under
the Securities Act or Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until
the undersigned is no longer required to file Form 144 or Forms 3, 4,
and 5 with respect to the undersigned's holdings of and transactions in
securities issued by the Company, unless earlier revoked by the undersigned
in a signed writing delivered to the foregoing attorneys-in-fact.
This Power of Attorney does not relieve the undersigned from responsibility
for compliance with the undersigned's obligations under the Securities Act
or Exchange Act, including, without limitation, the reporting requirements
under Rule 144 under the Securities Act or Section 16 of the Exchange Act.
Additionally, although pursuant to this Power of Attorney the Company will
use commercially reasonable efforts to timely and accurately file Form 144
or Section 16 reports on behalf of the undersigned, the Company does not
represent or warrant that it will be able to in all cases timely and accurately
file Form 144 or Section 16 reports on behalf of the undersigned due to
various factors and the undersigned and the Company's need to rely on others
for information, including the undersigned and brokers of the undersigned.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 4th Day of December, 2018.
By /s/ Ruth Stevenson
Name: Ruth Stevenson