0001179110-18-006909.txt : 20180516
0001179110-18-006909.hdr.sgml : 20180516
20180516173236
ACCESSION NUMBER: 0001179110-18-006909
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180516
FILED AS OF DATE: 20180516
DATE AS OF CHANGE: 20180516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newfield Richard U Jr.
CENTRAL INDEX KEY: 0001558035
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35654
FILM NUMBER: 18841031
MAIL ADDRESS:
STREET 1: 5570 DTC PARKWAY
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: National Bank Holdings Corp
CENTRAL INDEX KEY: 0001475841
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 270563799
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 EAST ORCHARD ROAD
STREET 2: SUITE 300
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 720-529-3336
MAIL ADDRESS:
STREET 1: 7800 EAST ORCHARD ROAD
STREET 2: SUITE 300
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: NBH Holdings Corp.
DATE OF NAME CHANGE: 20091030
4
1
edgar.xml
FORM 4 -
X0306
4
2018-05-16
0
0001475841
National Bank Holdings Corp
NBHC
0001558035
Newfield Richard U Jr.
7800 EAST ORCHARD ROAD, SUITE 300
GREENWOOD VILLAGE
CO
80111
0
1
0
0
Chief Risk Mngmt Officer
Common Stock
2018-05-16
4
M
0
50000
20
A
152809
D
Common Stock
2018-05-16
4
S
0
50000
36.5692
D
102809
D
Employee Stock Option (Right to Buy)
20
2018-05-16
4
M
0
25000
0
D
2018-10-11
Common Stock
25000
0
D
Employee Stock Option (Right to Buy)
20
2018-05-16
4
M
0
25000
0
D
2021-01-25
Common Stock
25000
175000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $36.985, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Time-vested stock option award. Stock options vested in equal installments on October 11, 2012, October 11, 2013, and October 11, 2014.
Time-vested stock option award. Stock options vested in equal installments on October 21, 2011 and October 21, 2012.
/s/ Richard U. Newfield, Jr.
2018-05-16