0001179110-16-020949.txt : 20160303 0001179110-16-020949.hdr.sgml : 20160303 20160303180328 ACCESSION NUMBER: 0001179110-16-020949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: National Bank Holdings Corp CENTRAL INDEX KEY: 0001475841 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 270563799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD STREET 2: SUITE 300 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-529-3336 MAIL ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD STREET 2: SUITE 300 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: NBH Holdings Corp. DATE OF NAME CHANGE: 20091030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newfield Richard U Jr. CENTRAL INDEX KEY: 0001558035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35654 FILM NUMBER: 161482777 MAIL ADDRESS: STREET 1: 5570 DTC PARKWAY CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 edgar.xml FORM 4 - X0306 4 2016-03-01 0 0001475841 National Bank Holdings Corp NBHC 0001558035 Newfield Richard U Jr. 7800 EAST ORCHARD ROAD, SUITE 300 GREENWOOD VILLAGE CO 80111 0 1 0 0 Chief Risk Mngmt Officer Common Stock 2016-03-01 4 A 0 4236 0 A 140612 D Common Stock 2016-03-01 4 A 0 4432 0 A 145044 D Employee Stock Option (Right to Buy) 19.56 2016-03-01 4 A 0 13092 0 A 2026-03-01 Common Stock 13092 13092 D Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2017. Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares vest upon the later of (i) the third anniversary of the date of grant and (ii) the average closing stock price for any consecutive 30-day trading period equaling or exceeding $25 per share. Includes 258 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2015 and 280 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 29, 2016. Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2017. /s/ Richard U. Newfield, Jr. 2016-03-03