Chief Compliance Officer

0001085146-23-001144.txt : 20230213 0001085146-23-001144.hdr.sgml : 20230213 20230213165120 ACCESSION NUMBER: 0001085146-23-001144 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 EFFECTIVENESS DATE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Investment Management LLC CENTRAL INDEX KEY: 0001475770 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13626 FILM NUMBER: 23619399 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 845 7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Ramius LLC DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: Park Exchange LLC DATE OF NAME CHANGE: 20091030 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001475770 XXXXXXXX 12-31-2022 12-31-2022 false Cowen Investment Management LLC

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13626 000151953 801-70868 N Ashley Latourelle Chief Compliance Officer 609-304-6161 /s/ Ashley Latourelle New York NY 02-13-2023 0 196 492182569 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABG ACQUISITION CORP I CL A SHS G00496102 BBG00Z3YMTS6 2270250 225000 SH DFND 225000 0 0 ACHARI VENTURES HLDGS CORP I COM 00444X101 BBG01223ZV80 1533000 150000 SH DFND 150000 0 0 ADARA ACQUISITION CORP UNIT 99/99/9999 00653H201 BBG00Y78GFZ1 505000 50000 SH DFND 50000 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 3000 50000 SH DFND 50000 0 0 AEQUI ACQUISITION CORP *W EXP 11/30/202 00775W110 3267 116666 SH DFND 116666 0 0 AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 BBG00YTSDC56 5527500 550000 SH DFND 550000 0 0 AGILE GROWTH CORP CLASS A ORD G01202103 BBG00Z4HL239 2724300 270000 SH DFND 270000 0 0 AIMFINITY INVESTMENT CORP I UNIT 02/01/2029 G0135E100 BBG016D6P296 4830730 479715 SH DFND 479715 0 0 ALPHA STAR ACQUISITION CORP ORDINARY SHARES 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