Chief Compliance Officer

0001085146-22-004046.txt : 20221114 0001085146-22-004046.hdr.sgml : 20221114 20221114142102 ACCESSION NUMBER: 0001085146-22-004046 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Investment Management LLC CENTRAL INDEX KEY: 0001475770 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13626 FILM NUMBER: 221383757 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 845 7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Ramius LLC DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: Park Exchange LLC DATE OF NAME CHANGE: 20091030 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001475770 XXXXXXXX 09-30-2022 09-30-2022 false Cowen Investment Management LLC

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13626 N Ashley Latourelle Chief Compliance Officer 609-304-6161 /s/ Ashley Latourelle New York NY 11-13-2022 0 253 462617 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 8I ACQUISITION 2 CORP ORDINARY SHARES G2956R103 3507 350000 SH DFND 4 350000 0 0 ABG ACQUISITION CORP I CL A SHS G00496102 2234 225000 SH DFND 4 225000 0 0 ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 984 100000 SH DFND 4 100000 0 0 ACHARI VENTURES HLDGS CORP I COM 00444X101 1503 150000 SH DFND 4 150000 0 0 ADARA ACQUISITION CORP UNIT 99/99/9999 00653H201 500 50000 SH DFND 4 50000 0 0 ADIT EDTECH ACQUISITION CORP UNIT 99/99/9999 007024201 987 100000 SH DFND 4 100000 0 0 AEQUI ACQUISITION CORP UNIT 11/30/2027 00775W201 3493 350000 SH DFND 4 350000 0 0 AF ACQUISITION CORP CLASS A COM 001040104 980 100000 SH DFND 4 100000 0 0 AF ACQUISITION CORP UNIT 03/23/2028 001040203 986 100000 SH DFND 4 100000 0 0 AGILE GROWTH CORP CLASS A ORD G01202103 2678 270000 SH DFND 4 270000 0 0 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DFND 4 100000 0 0 STEEL CONNECT INC COM 858098106 297 216787 SH DFND 4 216787 0 0 STONEBRIDGE ACQUISITION CORP UNIT 04/11/2026 G85094111 1008 100000 SH DFND 4 100000 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 39566 7193875 SH DFND 4 7193875 0 0 SUMMIT HEALTHCRE ACQUISTN CO UNIT 06/03/2026 G8566R128 1970 200000 SH DFND 4 200000 0 0 SUPERNOVA PARTN ACQ CO III L UNIT 99/99/9999 G8T90F110 2964 300000 SH DFND 4 300000 0 0 SUSTAINABLE DEVELP ACQU I CO UNIT 02/04/2026 86934L202 492 50000 SH DFND 4 50000 0 0 SVF INVESTMENT CORP CL A SHS G8601L102 4980 500000 SH DFND 4 500000 0 0 SVF INVESTMENT CORP 2 CL A SHS G8601M100 496 50000 SH DFND 4 50000 0 0 TCW SPECIAL PURPOSE ACQU COR UNIT 99/99/9999 87301L205 980 100000 SH DFND 4 100000 0 0 TECH AND ENERGY TRANSITION CLASS A COM 87823R102 1968 200000 SH DFND 4 200000 0 0 TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 1252 125000 SH DFND 4 125000 0 0 TERMINIX GLOBAL HOLDINGS INC COM 88087E100 3248 84823 SH DFND 4 84823 0 0 THE MUSIC ACQUISITION CORP COM CLASS A 62752R100 3936 400000 SH DFND 4 400000 0 0 THUNDER BRIDGE CAP PRTNRS II UNIT 02/15/2028 88605T209 1970 200000 SH DFND 4 200000 0 0 TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 739 75000 SH DFND 4 75000 0 0 TISHMAN SPEYER INNOVATION CO UNIT 02/11/2026 88825H209 493 50000 SH DFND 4 50000 0 0 TORTOISEECOFIN ACQUISITION C UNIT 99/99/9999 G8956E208 1469 150000 SH DFND 4 150000 0 0 TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 492 50000 SH DFND 4 50000 0 0 TWIN RIDGE CAPITAL ACQUIS CO UNIT 99/99/9999 G9151L112 3465 350000 SH DFND 4 350000 0 0 TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 994 100000 SH DFND 4 100000 0 0 USHG ACQUISITION CORP COM CL A 91748P100 985 100000 SH DFND 4 100000 0 0 UWM HOLDINGS CORPORATION *W EXP 01/21/202 91823B117 2 12044 SH DFND 4 12044 0 0 VALOR LATITUDE ACQUISITN COR UNIT 04/02/2026 G9460N114 987 100000 SH DFND 4 100000 0 0 VALUENCE MERGER CORP I UNIT 02/18/2027 G9R16L126 2046 200000 SH DFND 4 200000 0 0 VELOCITY ACQUISITION CORP COM CL A 92259E104 1966 200000 SH DFND 4 200000 0 0 VPC IMPACT ACQUISITION HLDG CLASS A ORD G9460L126 992 100000 SH DFND 4 100000 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9461D107 992 100000 SH DFND 4 100000 0 0 WARBURG PINCUS CAPTAL CORP I SHS CL A G9460M108 1488 150000 SH DFND 4 150000 0 0 WARBURG PINCUS CAPTAL CORP I UNIT 99/99/9999 G9461D123 497 50000 SH DFND 4 50000 0 0 WORLD QUANTUM GROWTH ACQUISI SHS CL A G5596W101 1003 100000 SH DFND 4 100000 0 0 WORLDWIDE WEBB ACQUISITION C UNIT 10/20/2026 G97775129 1003 100000 SH DFND 4 100000 0 0 ZIMMER ENERGY TRANSITION ACQ COM CL A 989570106 1952 200000 SH DFND 4 200000 0 0