0001140361-21-009674.txt : 20210323
0001140361-21-009674.hdr.sgml : 20210323
20210323190036
ACCESSION NUMBER: 0001140361-21-009674
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210319
FILED AS OF DATE: 20210323
DATE AS OF CHANGE: 20210323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hugar James H
CENTRAL INDEX KEY: 0001475698
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39832
FILM NUMBER: 21766024
MAIL ADDRESS:
STREET 1: C/O VITESSE SEMICONDUCTOR CORPORATION
STREET 2: 4721 CALLE CARGA
CITY: CAMARILLO
STATE: CA
ZIP: 93012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Group, Inc.
CENTRAL INDEX KEY: 0001831096
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 853622015
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
4
1
form4.xml
FORM 4
X0306
4
2021-03-19
0001831096
Great Elm Group, Inc.
GEG
0001475698
Hugar James H
C/O GREAT ELM GROUP, INC.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
true
Common Stock
2021-03-19
4
A
0
17808
0
A
54325
D
The Reporting Person was awarded 17,808 restricted stock units, one-tenth of which vested on March 19, 2021, and the remainder of which vest in equal monthly installments on the first of each month beginning April 1, 2021 through December 1, 2021, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
As of December 29, 2020, GEG became the successor issuer to, and parent holding company of, Forest Investments, Inc., a Delaware corporation ("Forest"), formerly known as Great Elm Capital Group, Inc., pursuant to a holding company reorganization in which all of Forest's outstanding shares were automatically converted into equivalent corresponding shares of GEG.
/s/ Adam M. Kleinman, attorney-in-fact
2021-03-23