0001209191-21-005804.txt : 20210127
0001209191-21-005804.hdr.sgml : 20210127
20210127210114
ACCESSION NUMBER: 0001209191-21-005804
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210127
FILED AS OF DATE: 20210127
DATE AS OF CHANGE: 20210127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Group Management L.L.C.
CENTRAL INDEX KEY: 0001548624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39956
FILM NUMBER: 21561739
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Group Inc.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39956
FILM NUMBER: 21561740
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
FORMER NAME:
FORMER CONFORMED NAME: Carlyle Group L.P.
DATE OF NAME CHANGE: 20110801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Holdings II GP L.L.C.
CENTRAL INDEX KEY: 0001548629
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39956
FILM NUMBER: 21561741
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Holdings II L.L.C.
CENTRAL INDEX KEY: 0001548630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39956
FILM NUMBER: 21561742
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
FORMER NAME:
FORMER CONFORMED NAME: Carlyle Holdings II L.P.
DATE OF NAME CHANGE: 20120430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CG Subsidiary Holdings L.L.C.
CENTRAL INDEX KEY: 0001790577
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39956
FILM NUMBER: 21561743
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: (202) 729-5438
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TC Group Cayman Investment Holdings, L.P.
CENTRAL INDEX KEY: 0001475444
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39956
FILM NUMBER: 21561744
BUSINESS ADDRESS:
STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
BUSINESS PHONE: (202) 729-5438
MAIL ADDRESS:
STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TC Group Cayman Investment Holdings Sub L.P.
CENTRAL INDEX KEY: 0001548636
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39956
FILM NUMBER: 21561745
BUSINESS ADDRESS:
STREET 1: C/O WALKER CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
BUSINESS PHONE: 202-729-5438
MAIL ADDRESS:
STREET 1: C/O WALKER CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TC Group VI Cayman, L.L.C.
CENTRAL INDEX KEY: 0001838774
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39956
FILM NUMBER: 21561746
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: (202) 729-5534
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TC Group VI Cayman, L.P.
CENTRAL INDEX KEY: 0001838781
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39956
FILM NUMBER: 21561747
BUSINESS ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9008
BUSINESS PHONE: (201) 541-2121
MAIL ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Partners VI Cayman Holdings, L.P.
CENTRAL INDEX KEY: 0001838776
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39956
FILM NUMBER: 21561748
BUSINESS ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9008
BUSINESS PHONE: (201) 541-2121
MAIL ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ortho Clinical Diagnostics Holdings plc
CENTRAL INDEX KEY: 0001828443
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 981151819
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 ROUTE 202
CITY: RARITAN
STATE: NJ
ZIP: 08869
BUSINESS PHONE: (908) 218-8000
MAIL ADDRESS:
STREET 1: 1001 ROUTE 202
CITY: RARITAN
STATE: NJ
ZIP: 08869
FORMER COMPANY:
FORMER CONFORMED NAME: Ortho-Clinical Diagnostics Bermuda Co. Ltd.
DATE OF NAME CHANGE: 20201015
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-01-27
0
0001828443
Ortho Clinical Diagnostics Holdings plc
OCDX
0001548624
Carlyle Group Management L.L.C.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW , SUITE 220
WASHINGTON
DC
20004-2505
0
0
1
0
0001527166
Carlyle Group Inc.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW , SUITE 220
WASHINGTON
DC
20004-2505
0
0
1
0
0001548629
Carlyle Holdings II GP L.L.C.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW , SUITE 220
WASHINGTON
DC
20004-2505
0
0
1
0
0001548630
Carlyle Holdings II L.L.C.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW , SUITE 220
WASHINGTON
DC
20004-2505
0
0
1
0
0001790577
CG Subsidiary Holdings L.L.C.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW , SUITE 220
WASHINGTON
DC
20004-2505
0
0
1
0
0001475444
TC Group Cayman Investment Holdings, L.P.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW , SUITE 220
WASHINGTON
DC
20004-2505
0
0
1
0
0001548636
TC Group Cayman Investment Holdings Sub L.P.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW , SUITE 220
WASHINGTON
DC
20004-2505
0
0
1
0
0001838774
TC Group VI Cayman, L.L.C.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW , SUITE 220
WASHINGTON
DC
20004-2505
0
0
1
0
0001838781
TC Group VI Cayman, L.P.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW , SUITE 220
WASHINGTON
DC
20004-2505
0
0
1
0
0001838776
Carlyle Partners VI Cayman Holdings, L.P.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVENUE NW , SUITE 220
WASHINGTON
DC
20004-2505
0
0
1
0
Ordinary Shares
143406000
I
See footnote
Reflects ordinary shares held of record by Carlyle Partners VI Cayman Holdings, L.P. (the "Carlyle Investor"). Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc. ("Carlyle"), a publicly traded company listed on Nasdaq. Carlyle is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI Cayman, L.L.C., which is the general partner of TC Group VI Cayman, L.P., which is the general partner of the Carlyle Investor.
Voting and investment determinations with respect to the ordinary shares held of record by the Carlyle Investor are made by an investment committee of TC Group VI Cayman, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by the Carlyle Investor. Each of them disclaims beneficial ownership of such securities.
Exhibit 24 - Power of Attorney.
Carlyle Group Management L.L.C., By: /s/ Anne Frederick, Attorney-in-fact for Curtis L. Buser, Chief Financial Officer
2021-01-27
The Carlyle Group Inc., By: /s/ Anne Frederick, Attorney-in-fact for Curtis L. Buser, Chief Financial Officer
2021-01-27
Carlyle Holdings II GP L.L.C., By: The Carlyle Group Inc., its sole member, By: /s/ Anne Frederick, Attorney-in-fact for Curtis L. Buser, Chief Financial Officer
2021-01-27
Carlyle Holdings II L.L.C., By /s/ Anne Frederick, Attorney-in-fact for Curtis L. Buser, Chief Financial Officer
2021-01-27
CG Subsidiary Holdings L.L.C., By: /s/ Anne Frederick, Attorney-in-fact for Curtis L. Buser, Authorized Person
2021-01-27
TC Group Cayman Investment Holdings, L.P., By: CG Subsidiary Holdings L.L.C., its general partner, By: /s/ Anne Frederick, Attorney-in-fact for Curtis L. Buser, Authorized Person
2021-01-27
TC Group Cayman Investment Holdings Sub L.P., By: TC Group Cayman Investment Holdings, L.P., its general partner, By: CG Subsidiary Holdings L.L.C., its general partner, By: /s/ Anne Frederick, Attorney-in-fact for Curtis L. Buser, Authorized Person
2021-01-27
TC Group VI Cayman, L.L.C., By: /s/ Jeremy W. Anderson, Authorized Person
2021-01-27
TC Group VI Cayman, L.P., By: /s/ Jeremy W. Anderson, Authorized Person
2021-01-27
Carlyle Partners VI Cayman Holdings, L.P., By: /s/ Jeremy W. Anderson, Authorized Person
2021-01-27
EX-24.3_958155
2
poa.txt
POA DOCUMENT
EXHIBIT 24
POWER OF ATTORNEY
The undersigned understands that, from time to time, the Carlyle Companies
(defined below) are required to prepare, execute and file certain federal and
state securities laws filings.
Know all by these presents, that the undersigned hereby constitutes and appoints
each of Jeffrey Ferguson, Jeremy Anderson, Joanne Cosiol, Anne Frederick, Kevin
Gasque, Erica Herberg, Norma Kuntz, Joshua Lefkowitz, David Lobe, Karen
McMonagle, Aditya Narain, Michelle Reing, Ryan Toteja and Catherine Ziobro, or
any of them signing singly, and with full power of substitution, the
undersigned's true and lawful attorney-in-fact to:
(1) prepare, execute in the name of each Carlyle Company and on behalf of each
Carlyle Company, and submit to the U.S. Securities and Exchange Commission (the
"SEC") a Form ID, including amendments thereto, and any other documents
necessary or appropriate to obtain codes and passwords enabling the undersigned
to make electronic filings with the SEC of Forms D ("Form D") required to be
filed in accordance with Rule 503 ("Rule 503") promulgated with respect to
Sections 4(2), 4(6) and 3(b) of the Securities Act of 1933 (the "1933 Act") and
reports required by Sections 13(d) and 16(a) of the Securities Exchange Act of
1934 (the "1934 Act") or any rule or regulation of the SEC;
(2) prepare and execute for and on behalf of each Carlyle Company, in the
undersigned's capacity as a Chairman, authorized person, officer and/or director
of each Carlyle Company, federal and state securities laws filings including
without limitation Forms D pursuant to Rule 503 and Schedules 13D and 13G and
Forms 3, 4, and 5 in accordance with Sections 13(d) and 16(a) of the 1934 Act
and the rules thereunder;
(3) do and perform any and all acts for and on behalf of each Carlyle Company
which may be necessary or desirable to complete and execute any such federal and
state securities laws filings including without limitation Forms D, Schedules
13D and 13G and Forms 3, 4, and 5, complete and execute any amendment or
amendments thereto, and timely file such form with the SEC and the securities
administrators of any state, the District of Columbia, the Commonwealth of
Puerto Rico, Guam and the United States Virgin Islands or their designees and
any stock exchange or similar authority; and
(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted, whether the same needs to be executed, taken or done by him in his
capacity as a current or former member, partner, shareholder, director or
officer of any company, partnership, corporation, organization, firm, branch or
other entity connected with, related to or affiliated with any of the entities
constituting the Carlyle Companies or entities that directly or indirectly hold
interests in the Carlyle Companies.
The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in
such capacity at the request of the undersigned, are not assuming any of the
undersigned's responsibilities to comply with federal and state securities laws,
including without limitation Rule 503 of the 1933 Act or Section 13 and Section
16 of the 1934 Act.
This Power of Attorney and all authority conferred hereby shall not be
terminated by operation of law, whether by the death or incapacity of the
undersigned or by occurrence of any other event. Actions taken by an
attorney-in-fact pursuant to this Power of Attorney shall be as valid as if any
event described in the preceding sentence had not occurred, whether or not the
attorney-in-fact shall have received notice of such event. Notwithstanding the
foregoing, (i) in the event that an attorney-in-fact is no longer employed by
The Carlyle Group Employee Co., L.L.C. or its affiliates, this Power of Attorney
and all authority conferred hereby shall be immediately terminated with respect
to such Attorney, and (ii) the undersigned may terminate or revoke this Power of
Attorney at any time.
For purposes hereof, the "Carlyle Companies" shall consist of: (i) Carlyle Group
Management L.L.C., The Carlyle Group Inc., Carlyle Holdings II GP L.L.C., CG
Subsidiary Holdings L.L.C., TC Group Cayman Investment Holdings, L.P., TC Group
Cayman Investment Holdings Sub L.P., TC Group VI Cayman, L.L.C., TC Group VI
Cayman, L.P. and Carlyle Partners VI Cayman Holdings, L.P. and (ii) the
subsidiaries and affiliates of the foregoing in clause (i), including without
limitation investment funds sponsored directly or indirectly by one or more of
the Carlyle Companies.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 1st day of January, 2020.
By: /s/ Curtis L. Buser
Name: Curtis L. Buser
Title: Chief Financial Officer