0000950170-24-092862.txt : 20240807
0000950170-24-092862.hdr.sgml : 20240807
20240807163007
ACCESSION NUMBER: 0000950170-24-092862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240718
FILED AS OF DATE: 20240807
DATE AS OF CHANGE: 20240807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TC Group Cayman Investment Holdings, L.P.
CENTRAL INDEX KEY: 0001475444
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40117
FILM NUMBER: 241184274
BUSINESS ADDRESS:
STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
BUSINESS PHONE: (202) 729-5438
MAIL ADDRESS:
STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Holdings II GP L.L.C.
CENTRAL INDEX KEY: 0001548629
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40117
FILM NUMBER: 241184276
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Holdings II L.L.C.
CENTRAL INDEX KEY: 0001548630
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40117
FILM NUMBER: 241184275
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
FORMER NAME:
FORMER CONFORMED NAME: Carlyle Holdings II L.P.
DATE OF NAME CHANGE: 20120430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TC Group Cayman Investment Holdings Sub L.P.
CENTRAL INDEX KEY: 0001548636
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40117
FILM NUMBER: 241184273
BUSINESS ADDRESS:
STREET 1: C/O WALKER CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
BUSINESS PHONE: 202-729-5438
MAIL ADDRESS:
STREET 1: C/O WALKER CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRSEF Lux GP S.a r.l.
CENTRAL INDEX KEY: 0002030094
ORGANIZATION NAME:
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40117
FILM NUMBER: 241184277
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 2, AVENUE CHARLES DE GAULLE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1653
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 2, AVENUE CHARLES DE GAULLE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1653
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRSEF Managing GP, L.P.
CENTRAL INDEX KEY: 0002029874
ORGANIZATION NAME:
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40117
FILM NUMBER: 241184271
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRSEF GP, L.L.C.
CENTRAL INDEX KEY: 0002029875
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40117
FILM NUMBER: 241184272
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRSEF Solis Holdings, L.L.C.
CENTRAL INDEX KEY: 0002029921
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40117
FILM NUMBER: 241184278
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle CRSEF Solis Aggregator, S.C.Sp.
CENTRAL INDEX KEY: 0002030096
ORGANIZATION NAME:
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40117
FILM NUMBER: 241184270
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 2, AVENUE CHARLES DE GAULLE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1653
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 2, AVENUE CHARLES DE GAULLE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1653
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Complete Solaria, Inc.
CENTRAL INDEX KEY: 0001838987
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (212) 618-1798
MAIL ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
FORMER COMPANY:
FORMER CONFORMED NAME: Freedom Acquisition I Corp.
DATE OF NAME CHANGE: 20210105
4
1
ownership.xml
4
X0508
4
2024-07-18
0001838987
Complete Solaria, Inc.
CSLR
0002029921
CRSEF Solis Holdings, L.L.C.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVE. NW SUITE 220 S
WASHINGTON
DC
20004-2505
false
false
true
false
0002030094
CRSEF Lux GP S.a r.l.
C/O THE CARLYLE GROUP INC.
2, AVENUE CHARLES DE GAULLE
L-1653 LUXEMBOURG
N4
LUXEMBOURG
false
false
true
false
0001548629
Carlyle Holdings II GP L.L.C.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVE. NW SUITE 220 S
WASHINGTON
DC
20004-2505
false
false
true
false
0001548630
Carlyle Holdings II L.L.C.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVE. NW SUITE 220 S
WASHINGTON
DC
20004-2505
false
false
true
false
0001475444
TC Group Cayman Investment Holdings, L.P.
C/O WALKERS CORPORATE LIMITED
190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN
E9
KY1-9008
CAYMAN ISLANDS
false
false
true
false
0001548636
TC Group Cayman Investment Holdings Sub L.P.
C/O WALKERS CORPORATE LIMITED
190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN
E9
KY1-9008
CAYMAN ISLANDS
false
false
true
false
0002029875
CRSEF GP, L.L.C.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVE. NW SUITE 220 S
WASHINGTON
DC
20004-2505
false
false
true
false
0002029874
CRSEF Managing GP, L.P.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVE. NW SUITE 220 S
WASHINGTON
DC
20004-2505
false
false
true
false
0002030096
Carlyle CRSEF Solis Aggregator, S.C.Sp.
C/O THE CARLYLE GROUP INC.
2, AVENUE CHARLES DE GAULLE
L-1653 LUXEMBOURG
N4
LUXEMBOURG
false
false
true
false
false
Common Stock
2024-07-18
4
X
false
4936483
0.01
A
4936483
I
See footnote
Common Stock
2024-07-18
4
S
false
35143
1.40
D
4901340
I
See footnote
Warrant (right to buy)
0.01
2024-07-18
4
X
false
4936483
0
D
2023-07-18
2030-07-18
Common Stock
4936483
0
I
See footnote
The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities managed by CRSEF Lux GP S.a r.l., is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole shareholder of CRSEF Lux GP S.a r.l., which is a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp.
The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities managed by CRSEF Managing GP, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CRSEF GP, L.L.C., which is the general partner of CRSEF Managing GP, L.P., which is also a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp. Carlyle CRSEF Solis Aggregator, S.C.Sp. is the managing member of CRSEF Solis Holdings, L.L.C. Accordingly, each of the entities named herein may be deemed to share beneficial ownership of the securities held of record by CRSEF Solis Holdings, L.L.C.
On July 18, 2024, the reporting persons exercised a warrant to purchase 4,936,483 shares of Common Stock for $0.01 per share. The reporting persons paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 35,143 of the warrant shares to pay the exercise price and issuing to the reporting persons the remaining 4,901,340 shares.
The price reported in Column 4 represents the average of the closing price of the issuer's common stock over a fifteen day period from June 21, 2024 to July 15, 2024.
Due to the limitations of the electronic filing system, each of The Carlyle Group Inc., Carlyle Holdings I GP Inc., Carlyle Holdings I GP Sub L.L.C., Carlyle Holdings I L.P., CG Subsidiary Holdings L.L.C., TC Group, L.L.C., and TC Group Sub L.P. are filing a separate Form 4.
CRSEF Lux GP S.a r.l., By: /s/ Daniel Fischbach, Manager and By: /s/ Sabine Belair, Manager
2024-08-07
Carlyle Holdings II GP L.L.C., By: The Carlyle Group Inc., its sole member, By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Chief Financial Officer
2024-08-07
Carlyle Holdings II L.L.C., By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Managing Director
2024-08-07
TC Group Cayman Investment Holdings, L.P., By: CG Subsidiary Holdings L.L.C., its general partner, By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Managing Director
2024-08-07
TC Group Cayman Investment Holdings Sub L.P., By: TC Group Cayman Investment Holdings, L.P., its general partner, By: CG Subsidiary Holdings L.L.C., its general partner, By: /s/ Anne Frederick, Attorney-in-fact for John C. Redett, Managing Director
2024-08-07
CRSEF GP, L.L.C., By: /s/ Sanket Patel, Vice President
2024-08-07
CRSEF Managing GP, L.P., By: CRSEF GP, L.L.C., By: /s/ Sanket Patel, Vice President
2024-08-07
Carlyle CRSEF Solis Aggregator, S.C.Sp. By: CRSEF Managing GP, L.P., its GP, By: CRSEF GP, L.L.C., its GP, By: /s/ Sanket Patel, VP and by: CRSEF Lux GP S.a r.l., its GP, By:/s/ Daniel Fischbach, Manager and By: /s/ Sabine Belair, Manager
2024-08-07
CRSEF Solis Holdings, L.L.C., By Carlyle CRSEF Solis Aggregator, SCSp, By CRSEF Managing GP, L.P., its GP, By CRSEF GP, L.L.C., its GP, By /s/ Sanket Patel, VP, and by CRSEF Lux GP Sarl, its GP, By/s/ Daniel Fischbach and By/s/ Sabine Belair, its Managers
2024-08-07