0001445866-17-001255.txt : 20170821 0001445866-17-001255.hdr.sgml : 20170821 20170821162030 ACCESSION NUMBER: 0001445866-17-001255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170817 FILED AS OF DATE: 20170821 DATE AS OF CHANGE: 20170821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rozek Alexander Buffett CENTRAL INDEX KEY: 0001689425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38113 FILM NUMBER: 171043336 MAIL ADDRESS: STREET 1: 292 NEWBURY ST #333 CITY: BOSTON STATE: MA ZIP: 02115 FORMER NAME: FORMER CONFORMED NAME: Rozek Alexander Buffet DATE OF NAME CHANGE: 20161107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boulderado Group, LLC CENTRAL INDEX KEY: 0001527265 STATE OF INCORPORATION: DE FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38113 FILM NUMBER: 171043335 BUSINESS ADDRESS: STREET 1: 304 NEWBURY STREET STREET 2: SUITE 333 CITY: BOSTON STATE: MA ZIP: 02115 BUSINESS PHONE: 857-342-3483 MAIL ADDRESS: STREET 1: 304 NEWBURY STREET STREET 2: SUITE 333 CITY: BOSTON STATE: MA ZIP: 02115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boulderado Capital, LLC CENTRAL INDEX KEY: 0001689124 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38113 FILM NUMBER: 171043333 BUSINESS ADDRESS: STREET 1: 292 NEWBURY STREET CITY: BOSTON STATE: MA ZIP: 02115 BUSINESS PHONE: 857-342-3483 MAIL ADDRESS: STREET 1: 292 NEWBURY STREET CITY: BOSTON STATE: MA ZIP: 02115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boulderado Partners, LLC CENTRAL INDEX KEY: 0001475272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38113 FILM NUMBER: 171043334 BUSINESS ADDRESS: STREET 1: 292 NEWBURY STREET STREET 2: SUITE 333 CITY: BOSTON STATE: MA ZIP: 02115 BUSINESS PHONE: (857) 342-3483 MAIL ADDRESS: STREET 1: 292 NEWBURY STREET STREET 2: SUITE 333 CITY: BOSTON STATE: MA ZIP: 02115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON OMAHA Corp CENTRAL INDEX KEY: 0001494582 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS [6510] IRS NUMBER: 270788438 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 HARNEY ST. STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 857-256-0079 MAIL ADDRESS: STREET 1: 1411 HARNEY ST. STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 FORMER COMPANY: FORMER CONFORMED NAME: REO PLUS, INC. DATE OF NAME CHANGE: 20100618 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2017-08-17 0 0001494582 BOSTON OMAHA Corp BOMN 0001527265 Boulderado Group, LLC 292 NEWBURY ST., SUITE 333 BOSTON MA 02115 1 1 1 0 Co-Chief Executive Officer 0001475272 Boulderado Partners, LLC 292 NEWBURY ST., SUITE 333 BOSTON MA 02115 1 1 1 0 Co-Chief Executive Officer 0001689124 Boulderado Capital, LLC 292 NEWBURY ST., SUITE 333 BOSTON MA 02115 1 1 1 0 Co-Chief Executive Officer 0001689425 Rozek Alexander Buffett 292 NEWBURY ST., SUITE 333 BOSTON MA 02115 1 1 1 0 Co-Chief Executive Officer Class A common stock, par value $0.001 per share 2017-08-17 4 P 0 5000 14.00 A 272500 I footnote Class A common stock, par value $0.001 per share 2017-08-18 4 P 0 5000 13.50 A 277500 I footnote Class A common stock, par value $0.001 per share 2017-08-18 4 P 0 3778 13.60 A 281278 I footnote Class A common stock, par value $0.001 per share 919184 D Class B common stock warrants (right to buy) 8.00 2025-06-18 Class A common stock 1262 1262 D Class B common stock warrants (right to buy) 10.00 2025-06-18 Class A common stock 51516 51516 D Class B common stock Class A common stock 527780 527780 D Except for the 281,278 shares of Class A common stock as described in Footnote 5, all of the reported shares and derivative securities are directly owned by Boulderado Partners, LLC, of which Boulderado Capital, LLC is the managing member and Boulderado Group, LLC is the investment manager. Alexander B. Rozek ("Mr. Rozek") is the managing member of Boulderado Group, LLC and Boulderado Capital, LLC. Boulderado Capital, LLC, Boulderado Group, LLC and Mr. Rozek could all be deemed to share indirect beneficial ownership of the shares and derivative securities reported herein. Boulderado Capital, LLC, Boulderado Group, LLC and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes Mr. Rozek serves as a director of the issuer, and as the co-chief executive officer of the issuer. The Class B common stock warrants are convertible at any time at the holder's election into shares of the issuer's Class B common stock, which in turn is convertible at any time, at the holder's election and for no additional consideration, into shares of Class A common stock on a one-for-one basis. These reported shares are directly owned by two trusts of which Mr. Rozek is the trustee and over which he has voting power, but as to which each of Boulderado Partners, LLC, Boulderado Group, LLC and Boulderado Capital, LLC disclaim beneficial ownership. /s/ Alexander B. Rozek on behalf of Boulderado Partners, LLC, as Managing Member of Boulderado Capital, LLC, its managing member 2017-08-21 /s/ Alexander B. Rozek on behalf of Boulderado Group, LLC, as its managing member 2017-08-21 /s/ Alexander B. Rozek on behalf of Boulderado Capital, LLC, as its managing member 2017-08-21 /s/ Alexander B. Rozek 2017-08-21