0001445866-17-001255.txt : 20170821
0001445866-17-001255.hdr.sgml : 20170821
20170821162030
ACCESSION NUMBER: 0001445866-17-001255
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170817
FILED AS OF DATE: 20170821
DATE AS OF CHANGE: 20170821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rozek Alexander Buffett
CENTRAL INDEX KEY: 0001689425
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38113
FILM NUMBER: 171043336
MAIL ADDRESS:
STREET 1: 292 NEWBURY ST #333
CITY: BOSTON
STATE: MA
ZIP: 02115
FORMER NAME:
FORMER CONFORMED NAME: Rozek Alexander Buffet
DATE OF NAME CHANGE: 20161107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boulderado Group, LLC
CENTRAL INDEX KEY: 0001527265
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38113
FILM NUMBER: 171043335
BUSINESS ADDRESS:
STREET 1: 304 NEWBURY STREET
STREET 2: SUITE 333
CITY: BOSTON
STATE: MA
ZIP: 02115
BUSINESS PHONE: 857-342-3483
MAIL ADDRESS:
STREET 1: 304 NEWBURY STREET
STREET 2: SUITE 333
CITY: BOSTON
STATE: MA
ZIP: 02115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boulderado Capital, LLC
CENTRAL INDEX KEY: 0001689124
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38113
FILM NUMBER: 171043333
BUSINESS ADDRESS:
STREET 1: 292 NEWBURY STREET
CITY: BOSTON
STATE: MA
ZIP: 02115
BUSINESS PHONE: 857-342-3483
MAIL ADDRESS:
STREET 1: 292 NEWBURY STREET
CITY: BOSTON
STATE: MA
ZIP: 02115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boulderado Partners, LLC
CENTRAL INDEX KEY: 0001475272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38113
FILM NUMBER: 171043334
BUSINESS ADDRESS:
STREET 1: 292 NEWBURY STREET
STREET 2: SUITE 333
CITY: BOSTON
STATE: MA
ZIP: 02115
BUSINESS PHONE: (857) 342-3483
MAIL ADDRESS:
STREET 1: 292 NEWBURY STREET
STREET 2: SUITE 333
CITY: BOSTON
STATE: MA
ZIP: 02115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOSTON OMAHA Corp
CENTRAL INDEX KEY: 0001494582
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS [6510]
IRS NUMBER: 270788438
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY ST.
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: 857-256-0079
MAIL ADDRESS:
STREET 1: 1411 HARNEY ST.
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
FORMER COMPANY:
FORMER CONFORMED NAME: REO PLUS, INC.
DATE OF NAME CHANGE: 20100618
4
1
form4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-08-17
0
0001494582
BOSTON OMAHA Corp
BOMN
0001527265
Boulderado Group, LLC
292 NEWBURY ST., SUITE 333
BOSTON
MA
02115
1
1
1
0
Co-Chief Executive Officer
0001475272
Boulderado Partners, LLC
292 NEWBURY ST., SUITE 333
BOSTON
MA
02115
1
1
1
0
Co-Chief Executive Officer
0001689124
Boulderado Capital, LLC
292 NEWBURY ST., SUITE 333
BOSTON
MA
02115
1
1
1
0
Co-Chief Executive Officer
0001689425
Rozek Alexander Buffett
292 NEWBURY ST., SUITE 333
BOSTON
MA
02115
1
1
1
0
Co-Chief Executive Officer
Class A common stock, par value $0.001 per share
2017-08-17
4
P
0
5000
14.00
A
272500
I
footnote
Class A common stock, par value $0.001 per share
2017-08-18
4
P
0
5000
13.50
A
277500
I
footnote
Class A common stock, par value $0.001 per share
2017-08-18
4
P
0
3778
13.60
A
281278
I
footnote
Class A common stock, par value $0.001 per share
919184
D
Class B common stock warrants (right to buy)
8.00
2025-06-18
Class A common stock
1262
1262
D
Class B common stock warrants (right to buy)
10.00
2025-06-18
Class A common stock
51516
51516
D
Class B common stock
Class A common stock
527780
527780
D
Except for the 281,278 shares of Class A common stock as described in Footnote 5, all of the reported shares and derivative securities are directly owned by Boulderado Partners, LLC, of which Boulderado Capital, LLC is the managing member and Boulderado Group, LLC is the investment manager. Alexander B. Rozek ("Mr. Rozek") is the managing member of Boulderado Group, LLC and Boulderado Capital, LLC. Boulderado Capital, LLC, Boulderado Group, LLC and Mr. Rozek could all be deemed to share indirect beneficial ownership of the shares and derivative securities reported herein.
Boulderado Capital, LLC, Boulderado Group, LLC and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes
Mr. Rozek serves as a director of the issuer, and as the co-chief executive officer of the issuer.
The Class B common stock warrants are convertible at any time at the holder's election into shares of the issuer's Class B common stock, which in turn is convertible at any time, at the holder's election and for no additional consideration, into shares of Class A common stock on a one-for-one basis.
These reported shares are directly owned by two trusts of which Mr. Rozek is the trustee and over which he has voting power, but as to which each of Boulderado Partners, LLC, Boulderado Group, LLC and Boulderado Capital, LLC disclaim beneficial ownership.
/s/ Alexander B. Rozek on behalf of Boulderado Partners, LLC, as Managing Member of Boulderado Capital, LLC, its managing member
2017-08-21
/s/ Alexander B. Rozek on behalf of Boulderado Group, LLC, as its managing member
2017-08-21
/s/ Alexander B. Rozek on behalf of Boulderado Capital, LLC, as its managing member
2017-08-21
/s/ Alexander B. Rozek
2017-08-21