0000899243-18-025377.txt : 20180926 0000899243-18-025377.hdr.sgml : 20180926 20180926212808 ACCESSION NUMBER: 0000899243-18-025377 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180919 FILED AS OF DATE: 20180926 DATE AS OF CHANGE: 20180926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartz Julia CENTRAL INDEX KEY: 0001751075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38658 FILM NUMBER: 181089307 MAIL ADDRESS: STREET 1: EVENTBRITE, INC. STREET 2: 155 5TH STREET, 7TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eventbrite, Inc. CENTRAL INDEX KEY: 0001475115 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 141888467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 TOWNSEND, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: (888) 414-5119 MAIL ADDRESS: STREET 1: 410 TOWNSEND, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-19 0 0001475115 Eventbrite, Inc. EB 0001751075 Hartz Julia C/O EVENTBRITE, INC. 155 5TH STREET, 7TH FLOOR SAN FRANCISCO CA 94103 1 1 1 0 Chief Executive Officer Class A Common Stock 2018-09-19 4 M 0 391874 0.00 A 391874 I See Footnote Class A Common Stock 2018-09-19 4 F 0 391874 23.00 D 0 I See Footnote Class A Common Stock 2018-09-24 4 A 0 2447 0.00 A 2447 I See Footnote Common Stock 2018-09-24 4 J 0 1000000 0.00 D Class B Common Stock 1000000 0 D Class B Common Stock 2018-09-24 4 J 0 1000000 0.00 A Class A Common Stock 1000000 1000000 D Common Stock 2018-09-24 4 J 0 3837734 0.00 D Class B Common Stock 3837734 0 I See Footnote Class B Common Stock 2018-09-24 4 J 0 3837734 0.00 A Class A Common Stock 3837734 3837734 I See Footnote Common Stock 2018-09-24 4 J 0 2627266 0.00 D Class B Common Stock 2627266 0 I See Footnote Class B Common Stock 2018-09-24 4 J 0 2627266 0.00 A Class A Common Stock 2627266 2627266 I See Footnote Series A Convertible Preferred Stock 2018-09-24 4 C 0 403259 0.00 D Common Stock 403259 0 I See Footnote Series G Convertible Preferred Stock 2018-09-24 4 C 0 30518 0.00 D Common Stock 32608 0 I See Footnote Class B Common Stock 2018-09-24 4 J 0 403259 0.00 A Class A Common Stock 403259 4240993 I See Footnote Class B Common Stock 2018-09-24 4 J 0 32608 0.00 A Class A Common Stock 32608 4273601 I See Footnote Stock Option (Right to Buy) 2.41 2018-09-24 4 J 0 250000 0.00 D 2023-02-27 Common Stock 250000 0 D Stock Option (Right to Buy) 2.41 2018-09-24 4 J 0 250000 0.00 A 2023-02-27 Class B Common Stock 250000 250000 D Stock Option (Right to Buy) 6.65 2018-09-24 4 J 0 75000 0.00 D 2025-05-24 Common Stock 75000 0 D Stock Option (Right to Buy) 6.65 2018-09-24 4 J 0 75000 0.00 A 2025-05-24 Class B Common Stock 75000 75000 D Stock Option (Right to Buy) 7.40 2018-09-24 4 J 0 1552468 0.00 D 2026-05-18 Common Stock 1552468 0 D Stock Option (Right to Buy) 7.40 2018-09-24 4 J 0 1552468 0.00 A 2026-05-18 Class B Common Stock 1552468 1552468 D Stock Option (Right to Buy) 13.72 2018-09-24 4 J 0 2877468 0.00 D 2028-07-23 Common Stock 2877468 0 D Stock Option (Right to Buy) 13.72 2018-09-24 4 J 0 2877468 0.00 A 2028-07-23 Class B Common Stock 2877468 2877468 D Stock Option (Right to Buy) 2.41 2018-09-24 4 J 0 1250000 0.00 D 2023-02-27 Common Stock 1250000 0 I See Footnote Stock Option (Right to Buy) 2.41 2018-09-24 4 J 0 1250000 0.00 A 2023-02-27 Class B Common Stock 1250000 1250000 I See Footnote Restricted Stock Units 2018-09-19 4 M 0 802900 0.00 D 2024-12-31 Common Stock 802900 0 I See Footnote Common Stock 2018-09-19 4 J 0 802900 0.00 A Common Stock 802900 802900 I See Footnote Common Stock 2018-09-19 4 M 0 391874 0.00 D Class A Common Stock 391874 411026 I See Footnote Class B Common Stock 2018-09-24 4 J 0 411026 0.00 A Class A Common Stock 411026 411026 I See Footnote Stock Option (Right to Buy) 23.00 2018-09-24 4 A 0 5645 0.00 A 2028-09-18 Class A Common Stock 5645 5645 I See Footnote Represents shares that have been withheld by the Issuer to satisfy income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person. These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Class A common stock. 100% of the RSUs vest on the earlier of (i) September 19, 2019 or (ii) the first annual meeting of stockholders of the Issuer, subject to Mr. Hartz's continued service to the Issuer. Held by Kevin Hartz, who is the Chairman of the Issuer's Board of Directors and the spouse of the Reporting Person, and as such may be deemed to be beneficially held by the Reporting Person. The restricted stock units (the "RSUs") convert into Class A common stock on a one-for-one basis. Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The shares are owned by the Kevin Earnest Hartz & Julia D. Hartz TTEES the Hartz Family Revocable Trust Dtd 12/4/08 of which the Reporting Person is a co-trustee. The shares are owned by The Hartz 2008 Irrevocable Trust, dated September 15, 2008 of which the Reporting Person is a co-trustee. Each share of Series A preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. Each share of Series G preferred stock automatically converted into common stock on an approximately 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price. The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vested in 48 equal monthly installments from February 13, 2013 through February 13, 2017. The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vests in 48 equal monthly installments from May 1, 2015 through May 1, 2019, subject to the Reporting Person's continued service to the Issuer. The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vests in 48 equal monthly installments from May 19, 2016 through May 19, 2020, subject to the Reporting Person's continued service to the Issuer. The stock option vests and becomes exercisable in 48 equal monthly installments from May 31, 2018 through May 31, 2022, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit ("RSU") is convertible into one share of Class B common stock. The RSUs vested and settled immediately upon effectiveness of the Issuer's registration statement on Form S-1. 100% of shares underlying the stock option vest and become exercisable on the earlier of (i) September 19, 2019 or (ii) the first annual meeting of stockholders of the Issuer, subject to Mr. Hartz's continued service to the Issuer. /s/ Samantha Harnett, attorney-in-fact of the Reporting Person 2018-09-26