0000899243-18-025377.txt : 20180926
0000899243-18-025377.hdr.sgml : 20180926
20180926212808
ACCESSION NUMBER: 0000899243-18-025377
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180919
FILED AS OF DATE: 20180926
DATE AS OF CHANGE: 20180926
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartz Julia
CENTRAL INDEX KEY: 0001751075
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38658
FILM NUMBER: 181089307
MAIL ADDRESS:
STREET 1: EVENTBRITE, INC.
STREET 2: 155 5TH STREET, 7TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eventbrite, Inc.
CENTRAL INDEX KEY: 0001475115
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 141888467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 TOWNSEND, SUITE 300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: (888) 414-5119
MAIL ADDRESS:
STREET 1: 410 TOWNSEND, SUITE 300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-19
0
0001475115
Eventbrite, Inc.
EB
0001751075
Hartz Julia
C/O EVENTBRITE, INC.
155 5TH STREET, 7TH FLOOR
SAN FRANCISCO
CA
94103
1
1
1
0
Chief Executive Officer
Class A Common Stock
2018-09-19
4
M
0
391874
0.00
A
391874
I
See Footnote
Class A Common Stock
2018-09-19
4
F
0
391874
23.00
D
0
I
See Footnote
Class A Common Stock
2018-09-24
4
A
0
2447
0.00
A
2447
I
See Footnote
Common Stock
2018-09-24
4
J
0
1000000
0.00
D
Class B Common Stock
1000000
0
D
Class B Common Stock
2018-09-24
4
J
0
1000000
0.00
A
Class A Common Stock
1000000
1000000
D
Common Stock
2018-09-24
4
J
0
3837734
0.00
D
Class B Common Stock
3837734
0
I
See Footnote
Class B Common Stock
2018-09-24
4
J
0
3837734
0.00
A
Class A Common Stock
3837734
3837734
I
See Footnote
Common Stock
2018-09-24
4
J
0
2627266
0.00
D
Class B Common Stock
2627266
0
I
See Footnote
Class B Common Stock
2018-09-24
4
J
0
2627266
0.00
A
Class A Common Stock
2627266
2627266
I
See Footnote
Series A Convertible Preferred Stock
2018-09-24
4
C
0
403259
0.00
D
Common Stock
403259
0
I
See Footnote
Series G Convertible Preferred Stock
2018-09-24
4
C
0
30518
0.00
D
Common Stock
32608
0
I
See Footnote
Class B Common Stock
2018-09-24
4
J
0
403259
0.00
A
Class A Common Stock
403259
4240993
I
See Footnote
Class B Common Stock
2018-09-24
4
J
0
32608
0.00
A
Class A Common Stock
32608
4273601
I
See Footnote
Stock Option (Right to Buy)
2.41
2018-09-24
4
J
0
250000
0.00
D
2023-02-27
Common Stock
250000
0
D
Stock Option (Right to Buy)
2.41
2018-09-24
4
J
0
250000
0.00
A
2023-02-27
Class B Common Stock
250000
250000
D
Stock Option (Right to Buy)
6.65
2018-09-24
4
J
0
75000
0.00
D
2025-05-24
Common Stock
75000
0
D
Stock Option (Right to Buy)
6.65
2018-09-24
4
J
0
75000
0.00
A
2025-05-24
Class B Common Stock
75000
75000
D
Stock Option (Right to Buy)
7.40
2018-09-24
4
J
0
1552468
0.00
D
2026-05-18
Common Stock
1552468
0
D
Stock Option (Right to Buy)
7.40
2018-09-24
4
J
0
1552468
0.00
A
2026-05-18
Class B Common Stock
1552468
1552468
D
Stock Option (Right to Buy)
13.72
2018-09-24
4
J
0
2877468
0.00
D
2028-07-23
Common Stock
2877468
0
D
Stock Option (Right to Buy)
13.72
2018-09-24
4
J
0
2877468
0.00
A
2028-07-23
Class B Common Stock
2877468
2877468
D
Stock Option (Right to Buy)
2.41
2018-09-24
4
J
0
1250000
0.00
D
2023-02-27
Common Stock
1250000
0
I
See Footnote
Stock Option (Right to Buy)
2.41
2018-09-24
4
J
0
1250000
0.00
A
2023-02-27
Class B Common Stock
1250000
1250000
I
See Footnote
Restricted Stock Units
2018-09-19
4
M
0
802900
0.00
D
2024-12-31
Common Stock
802900
0
I
See Footnote
Common Stock
2018-09-19
4
J
0
802900
0.00
A
Common Stock
802900
802900
I
See Footnote
Common Stock
2018-09-19
4
M
0
391874
0.00
D
Class A Common Stock
391874
411026
I
See Footnote
Class B Common Stock
2018-09-24
4
J
0
411026
0.00
A
Class A Common Stock
411026
411026
I
See Footnote
Stock Option (Right to Buy)
23.00
2018-09-24
4
A
0
5645
0.00
A
2028-09-18
Class A Common Stock
5645
5645
I
See Footnote
Represents shares that have been withheld by the Issuer to satisfy income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.
These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Class A common stock. 100% of the RSUs vest on the earlier of (i) September 19, 2019 or (ii) the first annual meeting of stockholders of the Issuer, subject to Mr. Hartz's continued service to the Issuer.
Held by Kevin Hartz, who is the Chairman of the Issuer's Board of Directors and the spouse of the Reporting Person, and as such may be deemed to be beneficially held by the Reporting Person.
The restricted stock units (the "RSUs") convert into Class A common stock on a one-for-one basis.
Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7.
Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.
The shares are owned by the Kevin Earnest Hartz & Julia D. Hartz TTEES the Hartz Family Revocable Trust Dtd 12/4/08 of which the Reporting Person is a co-trustee.
The shares are owned by The Hartz 2008 Irrevocable Trust, dated September 15, 2008 of which the Reporting Person is a co-trustee.
Each share of Series A preferred stock automatically converted into common stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price.
Each share of Series G preferred stock automatically converted into common stock on an approximately 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price.
The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vested in 48 equal monthly installments from February 13, 2013 through February 13, 2017.
The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vests in 48 equal monthly installments from May 1, 2015 through May 1, 2019, subject to the Reporting Person's continued service to the Issuer.
The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vests in 48 equal monthly installments from May 19, 2016 through May 19, 2020, subject to the Reporting Person's continued service to the Issuer.
The stock option vests and becomes exercisable in 48 equal monthly installments from May 31, 2018 through May 31, 2022, subject to the Reporting Person's continued service to the Issuer.
Each restricted stock unit ("RSU") is convertible into one share of Class B common stock.
The RSUs vested and settled immediately upon effectiveness of the Issuer's registration statement on Form S-1.
100% of shares underlying the stock option vest and become exercisable on the earlier of (i) September 19, 2019 or (ii) the first annual meeting of stockholders of the Issuer, subject to Mr. Hartz's continued service to the Issuer.
/s/ Samantha Harnett, attorney-in-fact of the Reporting Person
2018-09-26