0001475045-20-000002.txt : 20200630 0001475045-20-000002.hdr.sgml : 20200630 20200630160046 ACCESSION NUMBER: 0001475045-20-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200630 DATE AS OF CHANGE: 20200630 EFFECTIVENESS DATE: 20200630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARY STREET PARTNERS FINANCIAL LLC CENTRAL INDEX KEY: 0001475045 IRS NUMBER: 200544286 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-370013 FILM NUMBER: 201002312 BUSINESS ADDRESS: STREET 1: 901 EAST BYRD STREET STREET 2: SUITE 1001 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-340-8100 MAIL ADDRESS: STREET 1: 901 EAST BYRD STREET STREET 2: SUITE 1001 CITY: RICHMOND STATE: VA ZIP: 23219 FORMER COMPANY: FORMER CONFORMED NAME: LUXON FINANCIAL LLC DATE OF NAME CHANGE: 20190115 FORMER COMPANY: FORMER CONFORMED NAME: Luxon Financial LLC DATE OF NAME CHANGE: 20171107 FORMER COMPANY: FORMER CONFORMED NAME: Cary Street Partners Holdings, LLC DATE OF NAME CHANGE: 20091022 D 1 primary_doc.xml X0708 D LIVE 0001475045 CARY STREET PARTNERS FINANCIAL LLC 901 EAST BYRD STREET SUITE 1001 RICHMOND VA VIRGINIA 23219 804-340-8100 VIRGINIA LUXON FINANCIAL LLC Luxon Financial LLC Cary Street Partners Holdings, LLC Limited Liability Company true Joseph R. Schmuckler 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Director Anson H. Beard 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Director Thomas H. Tullidge Jr. 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Douglas G. Stewart 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Director Wendy G. Rogers 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Director Walter D. Bayne 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Thomas O. Herrick 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Hsueh-liang Chen 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Kara M. Valentine 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Max C. Chapman Jr. 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Director Benjamin C. Halliburton 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Executive Officer Director Derron Slonecker 901 East Byrd Street Suite 1001 Richmond VA VIRGINIA 23219 Director Other Banking and Financial Services Decline to Disclose 06b false 2020-06-30 false true true 0 2250000 2250000 0 Represents the value of securities (of which $1,625,000 are subject to vesting) issued as partial consideration for the contribution of the acquired business by the investors to the issuer true 1 3 0 0 0 false CARY STREET PARTNERS FINANCIAL LLC Thomas H. Tullidge Jr. Thomas H. Tullidge Jr. Chief Strategy Officer, Legal & Finance 2020-06-30