0001475045-20-000002.txt : 20200630
0001475045-20-000002.hdr.sgml : 20200630
20200630160046
ACCESSION NUMBER: 0001475045-20-000002
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20200630
DATE AS OF CHANGE: 20200630
EFFECTIVENESS DATE: 20200630
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARY STREET PARTNERS FINANCIAL LLC
CENTRAL INDEX KEY: 0001475045
IRS NUMBER: 200544286
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-370013
FILM NUMBER: 201002312
BUSINESS ADDRESS:
STREET 1: 901 EAST BYRD STREET
STREET 2: SUITE 1001
CITY: RICHMOND
STATE: VA
ZIP: 23219
BUSINESS PHONE: 804-340-8100
MAIL ADDRESS:
STREET 1: 901 EAST BYRD STREET
STREET 2: SUITE 1001
CITY: RICHMOND
STATE: VA
ZIP: 23219
FORMER COMPANY:
FORMER CONFORMED NAME: LUXON FINANCIAL LLC
DATE OF NAME CHANGE: 20190115
FORMER COMPANY:
FORMER CONFORMED NAME: Luxon Financial LLC
DATE OF NAME CHANGE: 20171107
FORMER COMPANY:
FORMER CONFORMED NAME: Cary Street Partners Holdings, LLC
DATE OF NAME CHANGE: 20091022
D
1
primary_doc.xml
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LIVE
0001475045
CARY STREET PARTNERS FINANCIAL LLC
901 EAST BYRD STREET
SUITE 1001
RICHMOND
VA
VIRGINIA
23219
804-340-8100
VIRGINIA
LUXON FINANCIAL LLC
Luxon Financial LLC
Cary Street Partners Holdings, LLC
Limited Liability Company
true
Joseph
R.
Schmuckler
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Executive Officer
Director
Anson
H.
Beard
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Executive Officer
Director
Thomas
H.
Tullidge Jr.
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Executive Officer
Douglas
G.
Stewart
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Executive Officer
Director
Wendy
G.
Rogers
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Director
Walter
D.
Bayne
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Executive Officer
Thomas
O.
Herrick
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Executive Officer
Hsueh-liang
Chen
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Executive Officer
Kara
M.
Valentine
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Executive Officer
Max
C.
Chapman Jr.
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Director
Benjamin
C.
Halliburton
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Executive Officer
Director
Derron
Slonecker
901 East Byrd Street
Suite 1001
Richmond
VA
VIRGINIA
23219
Director
Other Banking and Financial Services
Decline to Disclose
- 06b
false
2020-06-30
false
true
true
0
2250000
2250000
0
Represents the value of securities (of which $1,625,000 are subject to vesting) issued as partial consideration for the contribution of the acquired business by the investors to the issuer
true
1
3
0
0
0
false
CARY STREET PARTNERS FINANCIAL LLC
Thomas H. Tullidge Jr.
Thomas H. Tullidge Jr.
Chief Strategy Officer, Legal & Finance
2020-06-30