0001703644-18-000020.txt : 20180404
0001703644-18-000020.hdr.sgml : 20180404
20180404171644
ACCESSION NUMBER: 0001703644-18-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180402
FILED AS OF DATE: 20180404
DATE AS OF CHANGE: 20180404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIERING THOMAS
CENTRAL INDEX KEY: 0001474897
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38124
FILM NUMBER: 18738144
MAIL ADDRESS:
STREET 1: TWO HARBORS INVESTMENT CORP.
STREET 2: 601 CARLSON PARKWAY, SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Point Mortgage Trust Inc.
CENTRAL INDEX KEY: 0001703644
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 364-3200
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
wf-form4_152287659149367.xml
FORM 4
X0306
4
2018-04-02
0
0001703644
Granite Point Mortgage Trust Inc.
GPMT
0001474897
SIERING THOMAS
GRANITE POINT MORTGAGE TRUST INC.
590 MADISON AVENUE, 38TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2018-04-02
4
J
0
32755
16.63
A
185482
D
On November 1, 2017, Two Harbors Investment Corp. ("Two Harbors") completed a pro rata stock dividend of the Issuer's common stock to the holders of Two Harbors common stock. The reporting person's receipt, through the Thomas E. Siering 2016 Grantor Annuity Trust I ("GRAT"), of 32,755 shares of the issuer's common stock in connection with this stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder. On April 2, 2018, the 32,755 shares of the Issuer's commons stock held by the reporting person through the GRAT, for which the reporting person is the sole trustee and annuitant, were transferred back to the reporting person in exchange for cash. As result of the transfer, the reporting person now holds these shares directly.
This acquisition does not result in a change in the aggregate holdings of the reporting person, as all shares previously held in the GRAT continue to be beneficially owned by the reporting person.
Includes 160,482 shares, inclusive of the 32,755 shares held through the GRAT, of the Issuer's common stock acquired by the reporting person in connection with the pro rata stock dividend by Two Harbors of the Issuer's common stock. This Stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.
/s/ Thomas E. Siering
2018-04-04