0001703644-18-000020.txt : 20180404 0001703644-18-000020.hdr.sgml : 20180404 20180404171644 ACCESSION NUMBER: 0001703644-18-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180402 FILED AS OF DATE: 20180404 DATE AS OF CHANGE: 20180404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIERING THOMAS CENTRAL INDEX KEY: 0001474897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38124 FILM NUMBER: 18738144 MAIL ADDRESS: STREET 1: TWO HARBORS INVESTMENT CORP. STREET 2: 601 CARLSON PARKWAY, SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Point Mortgage Trust Inc. CENTRAL INDEX KEY: 0001703644 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 364-3200 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_152287659149367.xml FORM 4 X0306 4 2018-04-02 0 0001703644 Granite Point Mortgage Trust Inc. GPMT 0001474897 SIERING THOMAS GRANITE POINT MORTGAGE TRUST INC. 590 MADISON AVENUE, 38TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2018-04-02 4 J 0 32755 16.63 A 185482 D On November 1, 2017, Two Harbors Investment Corp. ("Two Harbors") completed a pro rata stock dividend of the Issuer's common stock to the holders of Two Harbors common stock. The reporting person's receipt, through the Thomas E. Siering 2016 Grantor Annuity Trust I ("GRAT"), of 32,755 shares of the issuer's common stock in connection with this stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder. On April 2, 2018, the 32,755 shares of the Issuer's commons stock held by the reporting person through the GRAT, for which the reporting person is the sole trustee and annuitant, were transferred back to the reporting person in exchange for cash. As result of the transfer, the reporting person now holds these shares directly. This acquisition does not result in a change in the aggregate holdings of the reporting person, as all shares previously held in the GRAT continue to be beneficially owned by the reporting person. Includes 160,482 shares, inclusive of the 32,755 shares held through the GRAT, of the Issuer's common stock acquired by the reporting person in connection with the pro rata stock dividend by Two Harbors of the Issuer's common stock. This Stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended. /s/ Thomas E. Siering 2018-04-04