0000899243-17-010054.txt : 20170412
0000899243-17-010054.hdr.sgml : 20170412
20170412141623
ACCESSION NUMBER: 0000899243-17-010054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170412
FILED AS OF DATE: 20170412
DATE AS OF CHANGE: 20170412
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Okta, Inc.
CENTRAL INDEX KEY: 0001660134
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264175727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 888-722-7871
MAIL ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII-A Limited Partnership
CENTRAL INDEX KEY: 0001474747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 17757757
BUSINESS ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII Limited Partnership
CENTRAL INDEX KEY: 0001474746
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 17757758
BUSINESS ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII GP LLC
CENTRAL INDEX KEY: 0001541539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 17757759
BUSINESS ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-04-12
0
0001660134
Okta, Inc.
OKTA
0001541539
Greylock XIII GP LLC
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001474746
Greylock XIII Limited Partnership
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001474747
Greylock XIII-A Limited Partnership
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2017-04-12
4
C
0
12255309
0.00
A
12255309
I
By Greylock XIII Limited Partnership
Common Stock
2017-04-12
4
C
0
1103342
0.00
A
1103342
I
By Greylock XIII-A Limited Partnership
Common Stock
2017-04-12
4
J
0
12255309
0.00
D
0
I
By Greylock XIII Limited Partnership
Common Stock
2017-04-12
4
J
0
1103342
0.00
D
0
I
By Greylock XIII-A Limited Partnership
Series A Preferred Stock
2017-04-12
4
C
0
4929790
0.00
D
Common Stock
4929790
0
I
By Greylock XIII Limited Partnership
Series A Preferred Stock
2017-04-12
4
C
0
443829
0.00
D
Common Stock
443829
0
I
By Greylock XIII-A Limited Partnership
Series B Preferred Stock
2017-04-12
4
C
0
2877993
0.00
D
Common Stock
2877993
0
I
By Greylock XIII Limited Partnership
Series B Preferred Stock
2017-04-12
4
C
0
259105
0.00
D
Common Stock
259105
0
I
By Greylock XIII-A Limited Partnership
Series C Preferred Stock
2017-04-12
4
C
0
1245772
0.00
D
Common Stock
1245772
0
I
By Greylock XIII Limited Partnership
Series C Preferred Stock
2017-04-12
4
C
0
112156
0.00
D
Common Stock
112156
0
I
By Greylock XIII-A Limited Partnership
Series D Preferred Stock
2017-04-12
4
C
0
1158939
0.00
D
Common Stock
1158939
0
I
By Greylock XIII Limited Partnership
Series D Preferred Stock
2017-04-12
4
C
0
104338
0.00
D
Common Stock
104338
0
I
By Greylock XIII-A Limited Partnership
Series E Preferred Stock
2017-04-12
4
C
0
949734
0.00
D
Common Stock
949734
0
I
By Greylock XIII Limited Partnership
Series E Preferred Stock
2017-04-12
4
C
0
85504
0.00
D
Common Stock
85504
0
I
By Greylock XIII-A Limited Partnership
Series F Preferred Stock
2017-04-12
4
C
0
1093081
0.00
D
Common Stock
1093081
0
I
By Greylock XIII Limited Partnership
Series F Preferred Stock
2017-04-12
4
C
0
98410
0.00
D
Common Stock
98410
0
I
By Greylock XIII-A Limited Partnership
Class B Common Stock
2017-04-12
4
J
0
12255309
0.00
A
Class A Common Stock
12255309
12255309
I
By Greylock XIII Limited Partnership
Class B Common Stock
2017-04-12
4
J
0
1103342
0.00
A
Class A Common Stock
1103342
1103342
I
By Greylock XIII-A Limited Partnership
Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The shares are held directly by Greylock XIII Limited Partnership ("Greylock XIII LP"). Greylock XIII GP Limited Liability Company ("Greylock XIII GP") is the sole General Partner of Greylock XIII LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XIII LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The shares are held directly by Greylock XIII-A Limited Partnership ("Greylock XIII-A LP"). Greylock XIII GP Limited Liability Company ("Greylock XIII GP") is the sole General Partner of Greylock XIII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XIII-A LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC
2017-04-12
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC, the general partner of Greylock XIII Limited Partnership
2017-04-12
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC, the general partner of Greylock XIII-A Limited Partnership
2017-04-12