0000899243-17-009673.txt : 20170406
0000899243-17-009673.hdr.sgml : 20170406
20170406170456
ACCESSION NUMBER: 0000899243-17-009673
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170406
FILED AS OF DATE: 20170406
DATE AS OF CHANGE: 20170406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Okta, Inc.
CENTRAL INDEX KEY: 0001660134
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264175727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 888-722-7871
MAIL ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII-A Limited Partnership
CENTRAL INDEX KEY: 0001474747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 17746669
BUSINESS ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII Limited Partnership
CENTRAL INDEX KEY: 0001474746
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 17746670
BUSINESS ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII GP LLC
CENTRAL INDEX KEY: 0001541539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 17746671
BUSINESS ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2017-04-06
0
0001660134
Okta, Inc.
OKTA
0001541539
Greylock XIII GP LLC
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001474746
Greylock XIII Limited Partnership
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001474747
Greylock XIII-A Limited Partnership
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
Series A Preferred Stock
Common Stock
4929790
I
By Greylock XIII Limited Partnership
Series A Preferred Stock
Common Stock
443829
I
By Greylock XIII-A Limited Partnership
Series B Preferred Stock
Common Stock
2877993
I
By Greylock XIII Limited Partnership
Series B Preferred Stock
Common Stock
259105
I
By Greylock XIII-A Limited Partnership
Series C Preferred Stock
Common Stock
1245772
I
By Greylock XIII Limited Partnership
Series C Preferred Stock
Common Stock
112156
I
By Greylock XIII-A Limited Partnership
Series D Preferred Stock
Common Stock
1158939
I
By Greylock XIII Limited Partnership
Series D Preferred Stock
Common Stock
104338
I
By Greylock XIII-A Limited Partnership
Series E Preferred Stock
Common Stock
949734
I
By Greylock XIII Limited Partnership
Series E Preferred Stock
Common Stock
85504
I
By Greylock XIII-A Limited Partnership
Series F Preferred Stock
Common Stock
1093081
I
By Greylock XIII Limited Partnership
Series F Preferred Stock
Common Stock
98410
I
By Greylock XIII-A Limited Partnership
The Series A Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series A Preferred Stock will be converted into shares of Common Stock of the Issuer.
Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock will be reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
The shares are held directly by Greylock XIII Limited Partnership ("Greylock XIII LP"). Greylock XIII GP LLC ("Greylock XIII GP") is the sole General Partner of Greylock XIII LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XIII LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The shares are held directly by Greylock XIII-A Limited Partnership ("Greylock XIII LP"). Greylock XIII GP LLC ("Greylock XIII GP") is the sole General Partner of Greylock XIII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XIII-A LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The Series B Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series B Preferred Stock will be converted into shares of Common Stock of the Issuer.
The Series C Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series C Preferred Stock will be converted into shares of Common Stock of the Issuer.
The Series D Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series D Preferred Stock will be converted into shares of Common Stock of the Issuer.
The Series E Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series E Preferred Stock will be converted into shares of Common Stock of the Issuer.
The Series F Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series F Preferred Stock will be converted into shares of Common Stock of the Issuer.
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC
2017-04-06
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC, the general partner of Greylock XIII Limited Partnership
2017-04-06
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC, the general partner of Greylock XIII-A Limited Partnership
2017-04-06