0001192482-21-000327.txt : 20210408 0001192482-21-000327.hdr.sgml : 20210408 20210408190409 ACCESSION NUMBER: 0001192482-21-000327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210407 FILED AS OF DATE: 20210408 DATE AS OF CHANGE: 20210408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashton William CENTRAL INDEX KEY: 0001474553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39101 FILM NUMBER: 21816046 MAIL ADDRESS: STREET 1: C/O HARRISON CONSULTING GROUP STREET 2: PO BOX 283 CITY: NEWTOWN SQUARE STATE: PA ZIP: 19073 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Baudax Bio, Inc. CENTRAL INDEX KEY: 0001780097 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 474639500 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 490 LAPP ROAD CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-395-2470 MAIL ADDRESS: STREET 1: 490 LAPP ROAD CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: Recro Enterprises, Inc. DATE OF NAME CHANGE: 20190618 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-04-07 0001780097 Baudax Bio, Inc. BXRX 0001474553 Ashton William C/O BAUDAX BIO, INC. 490 LAPP ROAD MALVERN, PA 19355 1 0 0 0 Common Stock 2021-04-07 4 A 0 56452 0 A 107185 D Stock Option (right to buy) 1.24 2021-04-07 4 A 0 83333 0 A 2031-04-07 Common Stock 83333 83333 D All shares of common stock are represented by unvested restricted stock units that will vest on April 7, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date. The stock option will vest on April 7, 2022. /s/ Richard Casten, Attorney-in-fact 2021-04-08