0001225208-18-000985.txt : 20180112 0001225208-18-000985.hdr.sgml : 20180112 20180112183308 ACCESSION NUMBER: 0001225208-18-000985 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180111 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dyckerhoff Stefan A CENTRAL INDEX KEY: 0001484394 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 18526853 MAIL ADDRESS: STREET 1: C.O. JUNIPER NETWORKS, INC. STREET 2: 1194 N. MATHILDA AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 4 1 doc4.xml X0306 4 2018-01-11 0001474432 Pure Storage, Inc. PSTG 0001484394 Dyckerhoff Stefan A 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO 94304-1005 1 Class A Common Stock 2018-01-11 4 C 0 25520.0000 0 A 25520.0000 I By Trust (Trustees) Class A Common Stock 2018-01-11 4 S 0 25520.0000 16.7580 D 0.0000 I By Trust (Trustees) Class B Common Stock 2018-01-11 4 C 0 25520.0000 D Class A Common Stock 25520.0000 242808.0000 I By Trust (Trustees) Class B Common Stock Class A Common Stock 14444.0000 14444.0000 D Class B Common Stock Class A Common Stock 1024538.0000 1024538.0000 I By Ltd Liability Company (SHA) Class B Common Stock Class A Common Stock 77100.0000 77100.0000 I By Ltd Liability Company (SHM) Class B Common Stock Class A Common Stock 255000.0000 255000.0000 I By Ltd Partnership (SHV As Nominee) Class B Common Stock Class A Common Stock 17102128.0000 17102128.0000 I By Ltd Partnership (SHV) Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.73 to $16.835, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held by Sutter Hill Associates, LLC ("SHA"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a trustee of a trust which is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by Sutter Hill Management Company, L.L.C ("SHM"). SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV. Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. /s/ Robert Yin, by power of attorney 2018-01-11