0001209191-18-061496.txt : 20181207
0001209191-18-061496.hdr.sgml : 20181207
20181207162609
ACCESSION NUMBER: 0001209191-18-061496
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181204
FILED AS OF DATE: 20181207
DATE AS OF CHANGE: 20181207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Colgrove John
CENTRAL INDEX KEY: 0001651902
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 181223810
MAIL ADDRESS:
STREET 1: C/O PURE STORAGE, INC.
STREET 2: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pure Storage, Inc.
CENTRAL INDEX KEY: 0001474432
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 271069557
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-379-7873
MAIL ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: PURE Storage, Inc.
DATE OF NAME CHANGE: 20100804
FORMER COMPANY:
FORMER CONFORMED NAME: Os76, Inc.
DATE OF NAME CHANGE: 20091014
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-04
0
0001474432
Pure Storage, Inc.
PSTG
0001651902
Colgrove John
650 CASTRO ST
MOUNTAIN VIEW
CA
94041
1
1
0
0
Chief Technology Officer
Class A Common Stock
2018-12-04
4
C
0
7500000
A
7735484
D
Class A Common Stock
2018-12-04
4
C
0
1553926
A
1553926
I
By Trust
Class A Common Stock
2018-12-04
4
C
0
2250000
A
2250000
I
By Trust
Class A Common Stock
2018-12-04
4
C
0
2250000
A
2250000
I
By Trust
Class B Common Stock
2018-12-04
4
C
0
7500000
0.00
D
Class A Common Stock
7500000
0
D
Class B Common Stock
2018-12-04
4
C
0
1553926
0.00
D
Class A Common Stock
1553926
0
I
By Trust
Class B Common Stock
2018-12-04
4
C
0
2250000
0.00
D
Class A Common Stock
2250000
0
I
By Trust
Class B Common Stock
2018-12-04
4
C
0
2250000
0.00
D
Class A Common Stock
2250000
0
I
By Trust
Stock Option (right to buy)
2.98
2018-12-04
4
J
0
600000
0.00
D
2024-03-24
Class B Common Stock
600000
0
D
Stock Option (right to buy)
2.98
2018-12-04
4
J
0
600000
0.00
A
2024-03-24
Class A Common Stock
600000
600000
D
Stock Option (right to buy)
17.00
2018-12-04
4
J
0
83333
0.00
D
2025-09-22
Class B Common Stock
83333
0
D
Stock Option (right to buy)
17.00
2018-12-04
4
J
0
83333
0.00
A
2025-09-22
Class A Common Stock
83333
83333
D
Stock Option (right to buy)
17.00
2018-12-04
4
J
0
125000
0.00
D
2025-09-22
Class B Common Stock
125000
0
D
Stock Option (right to buy)
17.00
2018-12-04
4
J
0
125000
0.00
A
2025-09-22
Class A Common Stock
125000
125000
D
On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.
Shares are held by Colgrove Family Living Trust.
Shares are held by Eric Edward Colgrove Irrevocable Trust DTD Feb 8, 2011, Jeff Rothschild TTEE.
Shares are held by Richard Winston Colgrove Irrevocable Trust DTD Feb 8, 2011, Jeff Rothschild TTEE.
In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2009 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.
The option vests in twenty-four (24) equal monthly installments beginning one month from April 1, 2018. The option shall be subject to accelerated vesting as set forth in optionee's grant notice with the Issuer.
The option vests in twelve (12) equal monthly installments beginning one month from January 1, 2020. The option shall be subject to accelerated vesting in accordance with the terms of the Issuer's change in control severance benefit plan.
The option vests in twelve (12) equal monthly installments beginning one month from January 1, 2021. The option shall be subject to accelerated vesting in accordance with the terms of the Issuer's change in control severance benefit plan.
/s/ Joseph T. FitzGerald, attorney-in-fact
2018-12-07