0001209191-18-039306.txt : 20180622 0001209191-18-039306.hdr.sgml : 20180622 20180622182859 ACCESSION NUMBER: 0001209191-18-039306 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180604 FILED AS OF DATE: 20180622 DATE AS OF CHANGE: 20180622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dietzen Scott CENTRAL INDEX KEY: 0001651908 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 18915589 MAIL ADDRESS: STREET 1: C/O PURE STORAGE, INC. STREET 2: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2018-06-04 2018-06-06 0 0001474432 Pure Storage, Inc. PSTG 0001651908 Dietzen Scott 650 CASTRO ST MOUNTAIN VIEW CA 94041 1 0 0 0 Class A Common Stock 240839 D Class A Common Stock 2018-06-04 4 C 0 1000000 A 1000000 I By Trust Class A Common Stock 2018-06-04 4 J 0 1000000 24.1658 D 0 I By Trust Class B Common Stock 2018-06-04 4 C 0 1000000 0.00 D Class A Common Stock 1000000 4056083 I By Trust Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. One June 4, 2018, the Reporting Person made an irrevocable contribution of Class A Common Stock to an exchange fund in exchange for shares of the exchange fund. The Class A Common Stock was valued at the closing price of Class A Common Stock at the time the shares were accepted by the exchange fund. Represents final number of shares accepted by this exchange fund on June 21, 2018. Represents value per share of shares accepted by this exchange fund on June 21, 2018. This report on Form 4/A amends and replaces in its entirety the Form 4 filed by the Reporting Person on June 6, 2018. This report on Form 4/A is being filed to disclose the final number of shares and value per share accepted by the exchange fund on June 21, 2018. /s/ Todd Wheeler, attorney-in-fact 2018-06-22