0001104659-23-023871.txt : 20230221 0001104659-23-023871.hdr.sgml : 20230221 20230221172948 ACCESSION NUMBER: 0001104659-23-023871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230218 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Brian CENTRAL INDEX KEY: 0001473358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36299 FILM NUMBER: 23649598 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ladder Capital Corp CENTRAL INDEX KEY: 0001577670 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 800925494 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-715-3170 MAIL ADDRESS: STREET 1: 320 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 tm237332-8_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-02-18 0 0001577670 Ladder Capital Corp LADR 0001473358 Harris Brian C/O LADDER CAPITAL CORP 320 PARK AVE, 15TH FL NEW YORK NY 10022 1 1 0 0 Chief Executive Officer Class A Common Stock 2023-02-18 4 A 0 408933 0.00 A 419021 D Class A Common Stock 1048394 I By Shallow Alcove LLC Class A Common Stock 4793623 I Betsy A. Harris 2012 Family Trust Class A Common Stock 400540 I By Harris Investment Associates, L.P. Class A Common Stock 1020084 I By Harris Investment Associates II, L.P. The reported amount gives effect to a transfer to Shallow Alcove LLC on September 7, 2022, of 1,048,394 shares of Class A Common Stock previously reported as directly held by the Reporting Person, which transfer constituted a non-reportable change in form. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest, and this report should not be deemed an admission that the Reporting Person or any other person named herein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Michelle Wallach, as Attorney-in-Fact for Brian Harris 2023-02-21