0001144204-19-031161.txt : 20190617
0001144204-19-031161.hdr.sgml : 20190617
20190617153948
ACCESSION NUMBER: 0001144204-19-031161
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190613
FILED AS OF DATE: 20190617
DATE AS OF CHANGE: 20190617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nantahala Capital Management, LLC
CENTRAL INDEX KEY: 0001472322
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35901
FILM NUMBER: 19901343
BUSINESS ADDRESS:
STREET 1: 130 MAIN ST.
STREET 2: 2ND FLOOR
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
BUSINESS PHONE: 203-404-1172
MAIL ADDRESS:
STREET 1: 130 MAIN ST.
STREET 2: 2ND FLOOR
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harkey Wilmot B.
CENTRAL INDEX KEY: 0001775952
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35901
FILM NUMBER: 19901344
MAIL ADDRESS:
STREET 1: C/O NANTAHALA CAPITAL MANAGEMENT, LLC
STREET 2: 130 MAIN ST. 2ND FLOOR
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mack Daniel
CENTRAL INDEX KEY: 0001775831
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35901
FILM NUMBER: 19901345
MAIL ADDRESS:
STREET 1: C/O NANTAHALA CAPITAL MANAGEMENT, LLC
STREET 2: 130 MAIN ST. 2ND FLOOR
CITY: NEW CANAAN
STATE: CT
ZIP: 06840
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FTD Companies, Inc.
CENTRAL INDEX KEY: 0001575360
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-NONSTORE RETAILERS [5960]
IRS NUMBER: 320255852
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3113 WOODCREEK DRIVE
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
BUSINESS PHONE: (630) 719-7800
MAIL ADDRESS:
STREET 1: 3113 WOODCREEK DRIVE
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
4
1
tv523707_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-06-13
0
0001575360
FTD Companies, Inc.
FTD
0001472322
Nantahala Capital Management, LLC
130 MAIN ST.
2ND FLOOR
NEW CANAAN
CT
06840
0
0
1
0
0001775952
Harkey Wilmot B.
C/O NANTAHALA CAPITAL MANAGEMENT, LLC
130 MAIN ST. 2ND FL
NEW CANAAN
CT
06840
0
0
1
0
0001775831
Mack Daniel
C/O NANTAHALA CAPITAL MANAGEMENT, LLC
130 MAIN ST. 2ND FL
NEW CANAAN
CT
06840
0
0
1
0
Common Stock par value $0.0001 per share
2019-06-13
4
S
0
3000000
0.046
D
710763
I
See footnotes (2)(3) below
Common Stock par value $0.0001 per share
2019-06-14
4
S
0
710763
0.039
D
0
I
See footnotes (2)(3) below
Option (Right to buy)
2.50
2019-06-14
4
S
0
2500
0.0004
D
2019-03-14
2019-06-21
FTD Common Stock, par value $0.0001 per share
250000
0
I
See Footnotes
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.04 to $0.67, inclusive. The Reporting Persons undertake to provide to FTD Companies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (4) to this Form 4.
Nantahala Capital Management, LLC ("NCM") may have been deemed a beneficial owner of securities held for certain private funds and managed accounts for which NCM serves as investment adviser.
Mr. Wilmot B. Harkey and Mr. Daniel Mack may have been deemed to be beneficial owners of the securities beneficially owned by NCM, but each of NCM, Wilmot Harkey and Daniel Mack disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0375 to $0.0433, inclusive.
/s/ Paul E. Rehm, Chief Compliance Officer
2019-06-17
/s/ Wilmot B. Harkey
2019-06-17
/s/ Daniel Mack
2019-06-17