0001140361-15-027415.txt : 20150713
0001140361-15-027415.hdr.sgml : 20150713
20150713163159
ACCESSION NUMBER: 0001140361-15-027415
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150709
FILED AS OF DATE: 20150713
DATE AS OF CHANGE: 20150713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Asterias Biotherapeutics, Inc.
CENTRAL INDEX KEY: 0001572552
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 461047971
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 CONSTITUTION DRIVE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 510-521-3390
MAIL ADDRESS:
STREET 1: 230 CONSTITUTION DRIVE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arno Andrew
CENTRAL INDEX KEY: 0001472122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36646
FILM NUMBER: 15985770
MAIL ADDRESS:
STREET 1: C/O MERRIMAN CURHAN FORD GROUP, INC.
STREET 2: 600 CALIFORNIA STREET, 9TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc1.xml
FORM 4
X0306
4
2015-07-09
0
0001572552
Asterias Biotherapeutics, Inc.
AST
0001472122
Arno Andrew
230 CONSTITUTION DRIVE
MENLO PARK
CA
94025
1
0
0
0
Stock Option (right to buy)
6.22
2015-07-09
4
A
0
20000
0
A
2015-07-09
2020-03-31
Common Stock
20000
20000
D
The stock options were granted on April 1, 2015 to the Reporting Person in connection with the Reporting Person's service on the Issuer's Board of Directors, subject to shareholder approval of an increase in the number of shares issuable under the Company's 2013 Equity Incentive Plan, which occurred on July 9, 2015. The stock options vest over four equal quarterly installments on July 1, 2015, October 1, 2015, January 1, 2016 and April 1, 2016.
/s/ Andrew Arno
2015-07-13