0001209191-16-144322.txt : 20161004 0001209191-16-144322.hdr.sgml : 20161004 20161004164206 ACCESSION NUMBER: 0001209191-16-144322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quintiles IMS Holdings, Inc. CENTRAL INDEX KEY: 0001478242 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 271341991 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4820 EMPEROR BLVD. CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-998-2000 MAIL ADDRESS: STREET 1: 4820 EMPEROR BLVD. CITY: DURHAM STATE: NC ZIP: 27703 FORMER COMPANY: FORMER CONFORMED NAME: Quintiles Transnational Holdings Inc. DATE OF NAME CHANGE: 20091208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pike Thomas CENTRAL INDEX KEY: 0001471570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35907 FILM NUMBER: 161919566 MAIL ADDRESS: STREET 1: C/O ACCENTURE STREET 2: 161 N. CLARK STREET, 23RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-30 0 0001478242 Quintiles IMS Holdings, Inc. Q 0001471570 Pike Thomas C/O QUINTILES IMS HOLDINGS, INC. 4820 EMPEROR BLVD. DURHAM NC 27703 1 1 0 0 Vice Chair, Pres R&D Solutions Common Stock 2016-09-30 4 A 0 86356 0.00 A 124936 D Common Stock 2016-10-03 4 A 0 18000 0.00 A 142936 D Common Stock 2016-10-03 4 A 0 42524 0.00 A 185460 D Grant to the reporting person of restricted stock under the Quintiles IMS Holdings, Inc. 2013 Stock Incentive Plan (f/k/a the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan) (the "Plan"). The restricted stock will vest in three equal installments on June 30, 2017, September 30, 2017 and December 31, 2017. This amount includes 86,356 shares of restricted stock granted on September 30, 2016. Issuance to the reporting person of restricted stock units ("RSUs") under the Plan upon the conversion, at the effective time of the merger between Quintiles Transnational Holdings Inc. and IMS Health Holdings, Inc. (the "Merger"), of performance units ("PUs") originally issued to the reporting person on March 4, 2015. The PUs converted into RSUs at 187% of target, and the resulting RSUs will vest in full on December 31, 2017, the end of the original performance period of the PUs that were converted. This amount includes 86,356 shares of restricted stock granted on September 30, 2016 and 18,000 RSUs converted on October 3, 2016 from PUs originally issued to the reporting person on March 4, 2015. Issuance to the reporting person of RSUs under the Plan upon the conversion, at the effective time of the Merger, of PUs originally issued to the reporting person on March 3, 2016. The PUs converted into RSUs at 100% of target, and the resulting RSUs will vest in full on December 31, 2018, the end of the original performance period of the PUs that were converted. This amount includes 86,356 shares of restricted stock granted on September 30, 2016, 18,000 RSUs converted on October 3, 2016 from PUs originally issued to the reporting person on March 4, 2015 and 42,524 RSUs converted on October 3, 2016 from PUs originally issued to the reporting person on March 3, 2016. /s/ James Erlinger III, Attorney-in-Fact for Thomas H. Pike 2016-10-04