0001437749-14-009760.txt : 20140522 0001437749-14-009760.hdr.sgml : 20140522 20140522171101 ACCESSION NUMBER: 0001437749-14-009760 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140522 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20140522 DATE AS OF CHANGE: 20140522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvard Illinois Bancorp, Inc. CENTRAL INDEX KEY: 0001471266 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-53935 FILM NUMBER: 14864490 BUSINESS ADDRESS: STREET 1: 58 NORTH AYER STREET CITY: HARVARD STATE: IL ZIP: 60033 BUSINESS PHONE: (815) 943-5261 MAIL ADDRESS: STREET 1: 58 NORTH AYER STREET CITY: HARVARD STATE: IL ZIP: 60033 8-K 1 hari20140522_8k.htm FORM 8-K hari20140522_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

Form 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 22, 2014

 

 

Harvard Illinois Bancorp, Inc.

(Exact name of registrant as specified in its charter)

 

Maryland

(State or Other Jurisdiction

of Incorporation)

000-53935

(Commission

File Number)

27-2238553

(I.R.S. Employer

Identification No.)

     

58 North Ayer Street, Harvard Illinois 
(Address of Principal Executive Offices)

  

    60033   
(Zip Code)

                         

Registrant’s telephone number, including area code:     (815) 943-5261

 

                                    Not Applicable                                    

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 
 

 

Item 5.07     Submission of Matters to a Vote of Security Holders.

 

On May 22, 2014, Harvard Illinois Bancorp, Inc. (the “Company”) held its Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered the election of two directors, an advisory, non-binding resolution with respect to the Company’s executive compensation as described in the Company’s proxy statement, and the ratification of independent registered public accountants.

 

Under plurality voting, the two nominees who received the most “FOR” votes were elected as directors. The Company’s stockholders elected the Board of Directors’ two nominees, Donn L. Claussen and Brian S. Rebhorn, as directors for three year terms. The final tabulation of voting results for the election of directors as set forth in the report of the independent inspector of elections is set forth below.

 

 

Board of Directors Nominees:

  

For

    

Withheld

    

Broker

non-votes

  
                         

Donn L. Claussen

     745,133       925       25,530  
                         

Brian S. Rebhorn

     446,846       400       25,530  
                         
                         

Opposition Nominee:

  

For

    

Withheld

    

Broker

non-votes

  
                         

Mark S. Saladin

     297,487       1,325       0  

   

The Company’s stockholders also adopted the advisory, non-binding resolution to approve the Company’s executive compensation as described in the Company’s proxy statement. A breakdown of votes cast on this proposal is set forth below.

 

 

For

    

Against

    

Abstain

    

Broker

non-votes

  
                               
    454,058       307,076       5,504       4,950  

 

The Company’s stockholders also ratified the appointment of BKD, LLP as independent registered public accountants for the year ending December 31, 2014, by the votes indicated below:

 

 

For

    

Against

    

Abstain

    

Broker

non-votes

  
                               
    750,224       15,610       5,754       0  

 

 
 
 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

  

  

HARVARD ILLINOIS BANCORP, INC.

 

 

DATE: May 22, 2014

By:

/s/ Donn Claussen                                                             

  

  

Donn Claussen

  

  

President and Chief Executive Officer

  

  

(Duly Authorized Representative)